NBC SECURITIES, INC. — 13F Holdings & Portfolio
CIK 791540 · latest 13F-HR filed 2026-04-14
NBC SECURITIES, INC. manages $1.33B in 13F-reported U.S. long-equity assets across 2,548 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AAPL (2.64%), SPY (2.37%), SPYM (2.10%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 195 new positions, exited 331, added to 831, and trimmed 893.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$1.33B
Long-equity book
2,548
Distinct positions
2026-03-31
Filed 2026-04-14
+195 / −331 / ↑831 / ↓893
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO EXCHANGE TRADED FUND$2.8M +135.3%
- CHARLES SCHWAB CORP NEW$2.7M +118.4%
- MARATHON PETE CORP$2.5M +3405.3%
- INVESCO EXCHANGE TRADED FD TR$2.3M +199.5%
- IRON MOUNTAIN INCORPORATED$2.3M +763.4%
Top Trims
- MICROSOFT CORP-$7.6M -26.5%
- APPLE INC-$3.6M -9.2%
- AMAZON.COM INC-$3.3M -17.5%
- ORACLE CORPORATION-$3.0M -70.0%
- STATE STREET SPDR S&P 500 ETF-$2.8M -8.3%
New Positions
- WISDOMTREE TR$1.6M
- VIKING HOLDINGS LTD$1.0M
- HUDSON PACIFIC PROPERTIES INC$834.6K
- ISHARES TR$707.8K
- VANECK ETF TRUST$640.2K
Exited Positions
- NUVEENDOW30SMDYNAMIC$1.4M
- WISDOMTREETR$1.2M
- FREDDIEMAC$785.2K
- RECKITTBENCKISERPLC$654.3K
- COMERICAINC$458.1K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $35.2M | 2.64% | 138,714 | SH |
| 2 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $31.6M | 2.37% | 48,601 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $28.0M | 2.10% | 365,958 | SH |
| 4 | VANGUARD S&P 500 ETF | VOO | 922908363 | $22.9M | 1.72% | 38,372 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $21.1M | 1.59% | 57,087 | SH |
| 6 | NVIDIA CORP | NVDA | 67066G104 | $18.4M | 1.38% | 105,421 | SH |
| 7 | ALPHABET INC | GOOGL | 02079K305 | $16.0M | 1.20% | 55,494 | SH |
| 8 | AMAZON.COM INC | AMZN | 023135106 | $15.8M | 1.19% | 75,866 | SH |
| 9 | BROADCOM INC | AVGO | 11135F101 | $15.0M | 1.13% | 48,622 | SH |
| 10 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $12.2M | 0.92% | 18,730 | SH |
| 11 | JPMORGAN CHASE & CO | JPM | 46625H100 | $11.6M | 0.87% | 39,555 | SH |
| 12 | WALMART INC | WMT | 931142103 | $10.9M | 0.82% | 88,066 | SH |
| 13 | VANGUARD FTSE DEVELOPED | VEA | 921943858 | $10.9M | 0.82% | 170,210 | SH |
| 14 | NEXTERA ENERGY INC | NEE | 65339F101 | $10.3M | 0.78% | 111,205 | SH |
| 15 | INVESCO QQQ TR | QQQ | 46090E103 | $10.1M | 0.76% | 17,582 | SH |
| 16 | SPDR INDEX SHARES FUNDS | SPDW | 78463X889 | $9.9M | 0.75% | 217,576 | SH |
| 17 | SPDR SERIES TRUST | SPAB | 78464A649 | $9.0M | 0.68% | 351,520 | SH |
| 18 | SPDR SERIES TRUST | SPIB | 78464A375 | $8.9M | 0.67% | 265,056 | SH |
| 19 | VISA INC | V | 92826C839 | $8.8M | 0.66% | 29,043 | SH |
| 20 | JOHNSON & JOHNSON | JNJ | 478160104 | $7.8M | 0.59% | 31,904 | SH |
| 21 | SEMPRA | SRE | 816851109 | $7.7M | 0.58% | 79,155 | SH |
| 22 | WILLIAMS COMPANIES INC | WMB | 969457100 | $7.2M | 0.54% | 99,375 | SH |
| 23 | PROCTER & GAMBLE CO | PG | 742718109 | $7.1M | 0.54% | 49,375 | SH |
| 24 | DT MIDSTREAM INC | DTM | 23345M107 | $7.1M | 0.53% | 52,709 | SH |
| 25 | ISHARES CORE U S AGGREGATE BD | AGG | 464287226 | $6.9M | 0.52% | 70,009 | SH |
| 26 | EXXON MOBIL CORP | XOM | 30231G102 | $6.9M | 0.52% | 40,846 | SH |
| 27 | VANGUARD INDEX FUNDS | VTI | 922908769 | $6.8M | 0.51% | 21,176 | SH |
| 28 | ALPHABET INC | GOOG | 02079K107 | $6.6M | 0.50% | 23,127 | SH |
| 29 | VANGUARD INTERMEDIATE TERM | VCIT | 92206C870 | $6.6M | 0.50% | 79,724 | SH |
| 30 | ISHARES GOLD TRUST | IAU | 464285204 | $6.3M | 0.47% | 71,157 | SH |
| 31 | QUANTA SERVICES INC | PWR | 74762E102 | $6.2M | 0.47% | 11,363 | SH |
| 32 | NISOURCE INC | NI | 65473P105 | $6.0M | 0.45% | 128,157 | SH |
| 33 | PARKER HANNIFIN CORP | PH | 701094104 | $5.9M | 0.44% | 6,545 | SH |
| 34 | WISDOMTREE TRUST | QGRW | 97717Y477 | $5.8M | 0.44% | 109,001 | SH |
| 35 | LOCKHEED MARTIN CORP | LMT | 539830109 | $5.7M | 0.43% | 9,385 | SH |
| 36 | MORGAN STANLEY | MS | 617446448 | $5.6M | 0.42% | 34,184 | SH |
| 37 | WISDOMTREE TRUST | DGRW | 97717X669 | $5.6M | 0.42% | 63,186 | SH |
| 38 | CHUBB LTD | CB | H1467J104 | $5.5M | 0.41% | 16,924 | SH |
| 39 | ENTERGY CORP NEW | ETR | 29364G103 | $5.5M | 0.41% | 48,909 | SH |
| 40 | T MOBILE US INC | TMUS | 872590104 | $5.5M | 0.41% | 26,105 | SH |
| 41 | META PLATFORMS INC | META | 30303M102 | $5.4M | 0.41% | 9,502 | SH |
| 42 | IDACORP INC | IDA | 451107106 | $5.3M | 0.40% | 37,069 | SH |
| 43 | CORNING INC | GLW | 219350105 | $5.2M | 0.39% | 38,321 | SH |
| 44 | ELI LILLY & CO | LLY | 532457108 | $5.2M | 0.39% | 5,614 | SH |
| 45 | VERTIV HOLDINGS LLC | VRT | 92537N108 | $5.1M | 0.38% | 20,265 | SH |
| 46 | CHEVRON CORPORATION | CVX | 166764100 | $5.0M | 0.38% | 24,340 | SH |
| 47 | CHARLES SCHWAB CORP NEW | SCHW | 808513105 | $5.0M | 0.38% | 53,324 | SH |
| 48 | EQUINIX INC | EQIX | 29444U700 | $5.0M | 0.37% | 5,070 | SH |
| 49 | TALEN ENERGY CORPORATION | TLN | 87422Q109 | $4.9M | 0.37% | 15,387 | SH |
| 50 | STRYKER CORP | SYK | 863667101 | $4.9M | 0.37% | 14,904 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-14 | $1.33B | 2,548 | 0000791540-26-000009 |
| 2025-12-31 | 2026-01-29 | $1.33B | 2,811 | 0000791540-26-000003 |