LANARK FINANCIAL, INC. — 13F Holdings & Portfolio
CIK 791540 · latest 13F-HR filed 2026-10-26
LANARK FINANCIAL, INC. manages $1.47B in 13F-reported U.S. long-equity assets across 2,480 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are AAPL (2.89%), SPY (2.34%), SPYM (2.26%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 172 new positions and exited 112; 652 existing positions rose in reported value and 994 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.47B
Long-equity book
Holdings
2,480
Distinct positions
Period
2026-09-30
Filed 2026-10-26
Q/Q Activity
+172 / −112 / ↑652 / ↓994
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26AAPL2.9% · -7%SPY2.3% · -1%SPYM2.3% · -3%VOO2.0% · +4%MSFT1.8% · -6%NVDA1.6% · -0%AMZN1.2% · -2%GOOGL1.2% · -13%IVV1.1% · +5%AVGO1.1% · -3%QQQ1.0% · +12%VEA0.9% · +8%SPDW0.9% · +15%JPM0.8% · -4%SPAB0.7% · +18%V0.7% · 0%AGG0.6% · +23%SPIB0.6% · +3%QGRW0.6% · +3%WMT0.6% · -2%JNJ0.6% · +1%NEE0.6% · +0%VTI0.6% · +2%PWR0.5% · +4%MU0.5% · -0%PG0.5% · -0%GOOG0.5% · -12%META0.5% · +1%VCIT0.5% · +1%XOM0.5% · +0%XLK0.5% · -2%WMB0.5% · +0%RSP0.4% · +20%GLW0.4% · +58%MS0.4% · -2%DTM0.4% · +0%JCI0.4% · +1%PH0.4% · -1%SPYV0.4% · +18%LLY0.4% · -5%IAU0.4% · +9%VEU0.4% · +4%DGRW0.4% · -4%IWD0.4% · +19%CB0.4% · +0%SCHW0.4% · +1%IJH0.4% · +3%IWF0.4% · -3%IWM0.4% · +4%MRK0.4% · -6%CVX0.3% · +2%IJR0.3% · +2%EQIX0.3% · +1%UNP0.3% · -2%NI0.3% · +1%LMT0.3% · +1%ETR0.3% · +1%SYY0.3% · +1%IDA0.3% · +1%TLN0.3% · +0%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 17.6%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 25, 2026.
Assets Under Management
$1.78B
Discretionary
$795.1M
Employees
68
Accounts
4,966
Address
1927 FIRST AVENUE NORTH
BIRMINGHAM, AL 35203
BIRMINGHAM, AL 35203
Phone
(800) 521-9390
This firm reports 4 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CONWAY, PAMELA SUE Control | VICE PRESIDENT, OPERATIONS since Aug 1995 | Less than 5% | Individual |
| DOODY, JOHN ROBERT JR Control | CEO since Apr 2021 | Less than 5% | Individual |
| FALKENBURG, FRANK BENNER Control | MANAGING DIRECTOR since Jun 2010 | Less than 5% | Individual |
| FALKENBURG, PEYTON DAVIS Control | PRESIDENT since May 2026 | Less than 5% | Individual |
| LANARK FINANCIAL GROUP, LLC Control | SHAREHOLDER since Jun 2010 | 75% or more | Domestic Entity |
| MILLER, HAROLD BLAINE Control | VP, CHIEF COMPLIANCE OFFICER since Oct 2025 | Less than 5% | Individual |
| RANSOM, SAMUEL DOUGLAS Control | CHIEF FINANCIAL OFFICER since Feb 2025 | Less than 5% | Individual |
| FALKENBURG, FRANK BENNER Control Indirect owner via LANARK FINANCIAL GROUP, LLC | SHAREHOLDER since Jun 2010 | 25–50% | Individual |
| FALKENBURG, PEYTON DAVIS Control Indirect owner via LANARK FINANCIAL GROUP, LLC | SHAREHOLDER since Feb 2022 | 50–75% | Individual |
Ownership & leadership changes · 5 filings with changes since Mar 27, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 17, 2026 filing
- No longer listedFALKENBURG, FRANK BENNER · SHAREHOLDER · 25–50% · indirect via NBCS HOLDINGS, LLC · control person · listed since Jun 2010
- No longer listedFALKENBURG, PEYTON DAVIS · SHAREHOLDER · 50–75% · indirect via NBCS HOLDINGS, LLC · control person · listed since Feb 2022
- AddedFALKENBURG, FRANK BENNER · SHAREHOLDER · 25–50% · indirect via LANARK FINANCIAL GROUP, LLC · control person
- AddedFALKENBURG, PEYTON DAVIS · SHAREHOLDER · 50–75% · indirect via LANARK FINANCIAL GROUP, LLC · control person
Jun 30, 2026 filing
- No longer listedNBCS HOLDINGS, LLC · SHAREHOLDER · 75% or more · control person · listed since Jun 2010
- AddedFALKENBURG, PEYTON DAVIS · PRESIDENT · Less than 5% · control person
- AddedLANARK FINANCIAL GROUP, LLC · SHAREHOLDER · 75% or more · control person
- ChangedCONWAY, PAMELA SUE · title VICE PRESIDENT → VICE PRESIDENT, OPERATIONS
- ChangedDOODY, JOHN ROBERT JR · title PRESIDENT AND CEO → CEO; ownership 5–10% → Less than 5%
- ChangedMILLER, HAROLD BLAINE · title CHIEF COMPLIANCE OFFICER → VP, CHIEF COMPLIANCE OFFICER
Mar 26, 2026 filing
- No longer listedELDER, DOUG JAMES · SVP - SALES MANAGER · Less than 5% · control person · listed since Jul 2010
- ChangedDOODY, JOHN ROBERT JR · ownership Less than 5% → 5–10%
Dec 9, 2025 filing
- No longer listedCONWAY, PAMELA KOHSER · VICE PRESIDENT · Less than 5% · control person · listed since Aug 1995
- AddedCONWAY, PAMELA SUE · VICE PRESIDENT · Less than 5% · control person
Nov 5, 2025 filing
- No longer listedFALKENBURG, FRANK BENNER · LIMITED PARTNER · 25–50% · indirect via NBCS HOLDINGS, L.P. · control person · listed since Jun 2010
- No longer listedNBCS HOLDINGS, L.P. · SHAREHOLDER · 75% or more · control person · listed since Jun 2010
- No longer listedPHELAN, BRADFORD LEE · PRESIDENT AND CEO · Less than 5% · control person · listed since Aug 1995
- No longer listedPHELAN, BRADFORD LEE · GENERAL/LIMITED PARTNER · 25–50% · indirect via NBCS HOLDING, L.P. · control person · listed since Jun 2010
- No longer listedWILKINS, JEFFERY SCOTT · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2004
- AddedDOODY, JOHN ROBERT JR · PRESIDENT AND CEO · Less than 5% · control person
- AddedFALKENBURG, FRANK BENNER · SHAREHOLDER · 25–50% · indirect via NBCS HOLDINGS, LLC · control person
- AddedFALKENBURG, PEYTON DAVIS · SHAREHOLDER · 50–75% · indirect via NBCS HOLDINGS, LLC · control person
- AddedMILLER, HAROLD BLAINE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedNBCS HOLDINGS, LLC · SHAREHOLDER · 75% or more · control person
- AddedRANSOM, SAMUEL DOUGLAS · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 27, 2012 filing (earliest on record)
- ListedCONWAY, PAMELA KOHSER · VICE PRESIDENT · Less than 5% · control person
- ListedELDER, DOUG JAMES · SVP - SALES MANAGER · Less than 5% · control person
- ListedFALKENBURG, FRANK BENNER · MANAGING DIRECTOR · Less than 5% · control person
- ListedFALKENBURG, FRANK BENNER · LIMITED PARTNER · 25–50% · indirect via NBCS HOLDINGS, L.P. · control person
- ListedNBCS HOLDINGS, L.P. · SHAREHOLDER · 75% or more · control person
- ListedPHELAN, BRADFORD LEE · PRESIDENT AND CEO · Less than 5% · control person
- ListedPHELAN, BRADFORD LEE · GENERAL/LIMITED PARTNER · 25–50% · indirect via NBCS HOLDING, L.P. · control person
- ListedWILKINS, JEFFERY SCOTT · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICROSOFT CORP$5.9M +29.0%
- CIENA CORP$3.0M +28674.7%
- NVIDIA CORPORATION$2.9M +13.8%
- APPLE INC$2.8M +7.1%
- INVESCO EXCH TRADED FD TR II$2.1M +5438.8%
Top Trims
- SEMPRA-$4.3M -58.3%
- ALPHABET INC-$3.3M -16.2%
- SPDR SERIES TRUST-$2.7M -94.0%
- COMCAST CORP NEW-$2.7M -86.7%
- APPLIED MATLS INC-$2.1M -34.1%
New Positions
- EXXONMOBIL HOLDINGS CORP$6.8M
- FIRST TR EXCHANGE-TRADED FD$1.5M
- EROCK INC$1.5M
- WOLFSPEED INC$1.1M
- OFFICE PPTYS INCOME TR$855.0K
Exited Positions
- EXXON MOBIL CORP$5.7M
- IPG PHOTONICS CORP$1.0M
- ISHARES TR$673.2K
- WHIRLPOOL CORP$649.8K
- IES HOLDINGS INC$482.7K
LANARK FINANCIAL, INC. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $42.5M | 2.89% | 127,575 | SH |
| 2 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $34.4M | 2.34% | 45,086 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $33.1M | 2.26% | 368,804 | SH |
| 4 | VANGUARD INDEX FDS | VOO | 922908363 | $29.5M | 2.01% | 42,093 | SH |
| 5 | MICROSOFT CORP | MSFT | 594918104 | $26.1M | 1.78% | 50,941 | SH |
| 6 | NVIDIA CORPORATION | NVDA | 67066G104 | $24.2M | 1.65% | 105,779 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $18.1M | 1.24% | 72,826 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $16.9M | 1.15% | 49,260 | SH |
| 9 | ISHARES TR | IVV | 464287200 | $16.5M | 1.12% | 21,537 | SH |
| 10 | BROADCOM INC | AVGO | 11135F101 | $16.3M | 1.11% | 46,520 | SH |
| 11 | INVESCO QQQ TR | QQQ | 46090E103 | $14.4M | 0.98% | 19,480 | SH |
| 12 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $13.5M | 0.92% | 190,975 | SH |
| 13 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $12.8M | 0.87% | 254,166 | SH |
| 14 | JPMORGAN CHASE & CO | JPM | 46625H100 | $12.4M | 0.85% | 37,604 | SH |
| 15 | SPDR SERIES TRUST | SPAB | 78464A649 | $10.6M | 0.72% | 435,267 | SH |
| 16 | VISA INC | V | 92826C839 | $10.5M | 0.72% | 29,360 | SH |
| 17 | ISHARES TR | AGG | 464287226 | $9.4M | 0.64% | 99,702 | SH |
| 18 | SPDR SERIES TRUST | SPIB | 78464A375 | $9.3M | 0.64% | 289,555 | SH |
| 19 | WISDOMTREE TR | QGRW | 97717Y477 | $9.3M | 0.63% | 135,434 | SH |
| 20 | WALMART INC | WMT | 931142103 | $9.0M | 0.61% | 86,572 | SH |
| 21 | JOHNSON & JOHNSON | JNJ | 478160104 | $8.9M | 0.61% | 33,753 | SH |
| 22 | NEXTERA ENERGY INC | NEE | 65339F101 | $8.5M | 0.58% | 111,954 | SH |
| 23 | VANGUARD INDEX FDS | VTI | 922908769 | $8.4M | 0.57% | 22,408 | SH |
| 24 | QUANTA SVCS INC | PWR | 74762E102 | $7.5M | 0.51% | 11,647 | SH |
| 25 | MICRON TECHNOLOGY INC | MU | 595112103 | $7.4M | 0.50% | 6,926 | SH |
| 26 | PROCTER & GAMBLE CO | PG | 742718109 | $7.2M | 0.49% | 49,711 | SH |
| 27 | ALPHABET INC | GOOG | 02079K107 | $7.0M | 0.48% | 20,640 | SH |
| 28 | META PLATFORMS INC | META | 30303M102 | $6.9M | 0.47% | 9,571 | SH |
| 29 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $6.8M | 0.47% | 87,242 | SH |
| 30 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $6.8M | 0.46% | 41,769 | SH |
| 31 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $6.7M | 0.46% | 34,441 | SH |
| 32 | WILLIAMS COS INC | WMB | 969457100 | $6.7M | 0.46% | 98,360 | SH |
| 33 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $6.3M | 0.43% | 30,306 | SH |
| 34 | CORNING INC | GLW | 219350105 | $6.3M | 0.43% | 40,773 | SH |
| 35 | MORGAN STANLEY | MS | 617446448 | $6.3M | 0.43% | 33,319 | SH |
| 36 | DT MIDSTREAM INC | DTM | 23345M107 | $6.2M | 0.43% | 52,260 | SH |
| 37 | JOHNSON CONTROLS INTERNATION | JCI | G51502105 | $6.2M | 0.42% | 41,907 | SH |
| 38 | PARKER-HANNIFIN CORP | PH | 701094104 | $6.2M | 0.42% | 6,489 | SH |
| 39 | SPDR SERIES TRUST | SPYV | 78464A508 | $6.2M | 0.42% | 100,649 | SH |
| 40 | ELI LILLY & CO | LLY | 532457108 | $6.0M | 0.41% | 5,221 | SH |
| 41 | ISHARES GOLD TR | IAU | 464285204 | $5.9M | 0.40% | 75,625 | SH |
| 42 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $5.9M | 0.40% | 70,900 | SH |
| 43 | WISDOMTREE TR | DGRW | 97717X669 | $5.7M | 0.39% | 58,649 | SH |
| 44 | ISHARES TR | IWD | 464287598 | $5.7M | 0.39% | 22,804 | SH |
| 45 | CHUBB LIMITED | CB | H1467J104 | $5.6M | 0.38% | 17,095 | SH |
| 46 | CHARLES SCHWAB CORP (THE) | SCHW | 808513105 | $5.4M | 0.36% | 54,788 | SH |
| 47 | ISHARES TR | IJH | 464287507 | $5.3M | 0.36% | 74,282 | SH |
| 48 | ISHARES TR | IWF | 464287614 | $5.3M | 0.36% | 42,334 | SH |
| 49 | ISHARES TR | IWM | 464287655 | $5.2M | 0.36% | 18,820 | SH |
| 50 | MERCK & CO INC | MRK | 58933Y105 | $5.2M | 0.35% | 35,590 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-26 | $1.47B | 2,480 | 0000791540-26-000020 |
| 2026-06-30 | 2026-07-21 | $1.48B | 2,420 | 0000791540-26-000014 |
| 2026-03-31 | 2026-04-14 | $1.33B | 2,548 | 0000791540-26-000009 |
| 2025-12-31 | 2026-01-29 | $1.33B | 2,811 | 0000791540-26-000003 |
Filer Information
Address
1927 1ST AVENUE NORTHBIRMINGHAM, AL 35203-0686
Phone
(205) 583-3238
Filing Manager
LANARK FINANCIAL, INC.
BIRMINGHAM, AL
Signatory
Blaine Miller
Chief Compliance Officer