CONNING INC. — 13F Holdings & Portfolio
CIK 801051 · latest 13F-HR filed 2026-07-30
CONNING INC. manages $3.34B in 13F-reported U.S. long-equity assets across 327 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (2.26%), IVV (2.19%), SPHY (1.91%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 30 new positions and exited 14; 165 existing positions rose in reported value and 47 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$3.34B
Long-equity book
Holdings
327
Distinct positions
Period
2026-06-30
Filed 2026-07-30
Q/Q Activity
+30 / −14 / ↑165 / ↓47
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26SPY2.3% · -1%IVV2.2% · -1%SPHY1.9% · +166%IJR1.7% · -3%GLW1.4% · -33%CAT1.3% · -21%MRK1.3% · +4%JPM1.3% · -2%ABBV1.3% · +6%HD1.3% · +15%TRV1.3% · +6%USB1.3% · -0%UNH1.3% · -22%PNC1.3% · -4%RTX1.2% · +22%ITW1.2% · +12%PG1.2% · +12%JNJ1.2% · +10%DGX1.2% · +6%AMGN1.2% · +13%CL1.2% · +12%KO1.2% · +1%PFG1.2% · -9%BMY1.2% · +12%SBUX1.2% · +6%CMI1.2% · -17%UNP1.2% · -2%PKG1.2% · +1%GD1.1% · +9%ABT1.1% · +31%BK1.1% · newBBY1.1% · -6%AFL1.1% · -2%MS1.1% · -22%CI1.1% · +1%GILD1.1% · +16%MBB1.1% · 0%ADP1.1% · -1%MCD1.1% · +23%LMT1.1% · +31%VLO1.1% · -15%OMC1.1% · +15%CSCO1.1% · -37%BLK1.1% · -1%PEP1.1% · +15%XOM1.1% · +1%MDLZ1.0% · -4%WMB1.0% · +3875%LHX1.0% · +24%IBM1.0% · -15%MCHP1.0% · -31%VZ1.0% · +10%ADI1.0% · -25%CVX1.0% · +2%EOG1.0% · -5%KR1.0% · +22%COP1.0% · +0%CME1.0% · +27%VOO0.9% · +41%PM0.9% · +1%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 16%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 30, 2026.
Assets Under Management
$106.90B
Discretionary
$106.62B
Employees
270
Accounts
819
Address
ONE FINANCIAL PLAZA
755 MAIN STREET
HARTFORD, CT 06103
755 MAIN STREET
HARTFORD, CT 06103
Phone
(860) 299-2000
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BEAULIEU, CYNTHIA, ANNE Control | MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA since Oct 2023 | Less than 5% | Individual |
| BRADFORD, LINWOOD, EARLE Control | CHAIR OF THE BOARD since Jan 2012 | Less than 5% | Individual |
| CONNING & COMPANY Control | SHAREHOLDER since Jul 1996 | 75% or more | Domestic Entity |
| DALY, MATTHEW, KENNETH Control | CEO & PRESIDENT since Mar 2026 | Less than 5% | Individual |
| Hritcko, Lorraine, S Control | MANAGING DIRECTOR, BOARD MEMBER since Mar 2024 | Less than 5% | Individual |
| LEE, JUNG, WON Control | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, BOARD MEMBER since Jan 2011 | Less than 5% | Individual |
| PEARCE, ROBERT, STEDMAN Control | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER since Nov 2005 | Less than 5% | Individual |
| SMALLEY, VI (VIOLA), R. Control | MANAGING DIRECTOR, CHIEF LEGAL OFFICER, CORPORATE SECRETARY since Jan 2011 | Less than 5% | Individual |
| ASSICURAZIONI GENERALI S.P.A Control Indirect owner via GENERALI INVESTMENTS HOLDING S.P.A | SHAREHOLDER since Apr 2024 | 75% or more | Foreign Entity |
| CONNING HOLDINGS CORP Control Indirect owner via CONNING & COMPANY | SHAREHOLDER since Oct 2009 | 75% or more | Domestic Entity |
| CONNING HOLDINGS LIMITED Control Indirect owner via CONNING U.S. HOLDINGS, INC. | SHAREHOLDER since Sep 2015 | 75% or more | Foreign Entity |
| CONNING U.S. HOLDINGS, INC. Control Indirect owner via CONNING HOLDINGS CORP. | SHAREHOLDER since Sep 2015 | 75% or more | Domestic Entity |
| GENERALI INVESTMENTS HOLDING S.P.A Control Indirect owner via CONNING HOLDINGS LIMITED | SHAREHOLDER since Apr 2024 | 75% or more | Foreign Entity |
Ownership & leadership changes · 13 filings with changes since Jan 10, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 30, 2026 filing
- ChangedBRADFORD, LINWOOD, EARLE · title CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD → CHAIR OF THE BOARD
- ChangedDALY, MATTHEW, KENNETH · title MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA\BOARD MEMBER → CEO & PRESIDENT
- ChangedHritcko, Lorraine, S · title MANAGING DIRECTOR\BOARD MEMBER → MANAGING DIRECTOR, BOARD MEMBER
- ChangedSMALLEY, VI (VIOLA), R. · title MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY → MANAGING DIRECTOR, CHIEF LEGAL OFFICER, CORPORATE SECRETARY
Mar 28, 2025 filing
- AddedHritcko, Lorraine, S · MANAGING DIRECTOR\BOARD MEMBER · Less than 5% · control person
- ChangedDALY, MATTHEW, KENNETH · title MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA → MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA\BOARD MEMBER
- ChangedLEE, JUNG, WON · title MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER → MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, BOARD MEMBER
Apr 16, 2024 filing
- No longer listedCATHAY FINANCIAL HOLDING CO., LTD. · SHAREHOLDER · 75% or more · indirect via CATHAY LIFE INSURANCE CO., LTD · control person · listed since Sep 2015
- No longer listedCATHAY LIFE INSURANCE CO., LTD · SHAREHOLDER · 75% or more · indirect via CONNING HOLDINGS LIMITED · control person · listed since Sep 2015
- AddedASSICURAZIONI GENERALI S.P.A · SHAREHOLDER · 75% or more · indirect via GENERALI INVESTMENTS HOLDING S.P.A · control person
- AddedGENERALI INVESTMENTS HOLDING S.P.A · SHAREHOLDER · 75% or more · indirect via CONNING HOLDINGS LIMITED · control person
Oct 2, 2023 filing
- No longer listedHAYLON, MICHAEL, EDWARD · MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA · Less than 5% · control person · listed since Dec 2014
- No longer listedSEGA, RICHARD, LOUIS · MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST · Less than 5% · control person · listed since Feb 2003
- AddedBEAULIEU, CYNTHIA, ANNE · MANAGING DIRECTOR, PORTFOLIO MANAGER AND CIO CONNING NORTH AMERICA · Less than 5% · control person
- AddedDALY, MATTHEW, KENNETH · MANAGING DIRECTOR HEAD OF CONNING NORTH AMERICA · Less than 5% · control person
Mar 29, 2019 filing
- ChangedBRADFORD, LINWOOD, EARLE · title CHAIRMAN & CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD
- ChangedSEGA, RICHARD, LOUIS · title MANAGING DIRECTOR → MANAGING DIRECTOR, GLOBAL CHIEF INVESTMENT STRATEGIST
Aug 7, 2018 filing
- No longer listedRANA, OWAIS, TAHIR · MANAGING DIRECTOR, INVESTMENT SOLUTIONS · Less than 5% · control person · listed since Feb 2016
- ChangedHAYLON, MICHAEL, EDWARD · title MANAGING DIRECTOR, HEAD OF SALES → MANAGING DIRECTOR, HEAD OF CONNING NORTH AMERICA
- ChangedSEGA, RICHARD, LOUIS · title MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER → MANAGING DIRECTOR
Mar 29, 2018 filing
- No longer listedROMANO, JAMES, P · MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS · Less than 5% · control person · listed since May 2002
Mar 30, 2017 filing
- AddedHAYLON, MICHAEL, EDWARD · MANAGING DIRECTOR, HEAD OF SALES · Less than 5% · control person
Jun 2, 2016 filing
- ChangedROMANO, JAMES, P · title MANAGING DIRECTOR, RISK MANAGEMENT & SOFTWARE SOLUTIONS → MANAGING DIRECTOR, RISK MANAGEMENT & RISK SOLUTIONS
Mar 29, 2016 filing
- No longer listedHEISER, GLENN · MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person · listed since Dec 2003
- No longer listedSONLIN, STEPHEN · MANAGING DIRECTOR, RESEARCH & CONSULTING · Less than 5% · control person · listed since Oct 2002
- AddedRANA, OWAIS, TAHIR · MANAGING DIRECTOR, INVESTMENT SOLUTIONS · Less than 5% · control person
- ChangedBRADFORD, LINWOOD, EARLE · title CHIEF EXECUTIVE OFFICER & PRESIDENT → CHAIRMAN & CHIEF EXECUTIVE OFFICER
- ChangedROMANO, JAMES, P · title MANAGING DIRECTOR, INDEX & RISK MANAGEMENT → MANAGING DIRECTOR, RISK MANAGEMENT & SOFTWARE SOLUTIONS
- ChangedSEGA, RICHARD, LOUIS · title MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT → MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER
Older changes (4 more filings)
Sep 23, 2015 filing
- No longer listedAQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. · SHAREHOLDER · 25–50% · indirect via CONNING HOLDS CORP · control person · listed since Oct 2009
- No longer listedAQUILINE FINANCIAL SERVICES FUND L.P. · SHAREHOLDER · 50–75% · indirect via CONNING HOLDINGS CORP. · control person · listed since Oct 2009
- AddedCATHAY FINANCIAL HOLDING CO., LTD. · SHAREHOLDER · 75% or more · indirect via CATHAY LIFE INSURANCE CO., LTD · control person
- AddedCATHAY LIFE INSURANCE CO., LTD · SHAREHOLDER · 75% or more · indirect via CONNING HOLDINGS LIMITED · control person
- AddedCONNING HOLDINGS LIMITED · SHAREHOLDER · 75% or more · indirect via CONNING U.S. HOLDINGS, INC. · control person
- AddedCONNING U.S. HOLDINGS, INC. · SHAREHOLDER · 75% or more · indirect via CONNING HOLDINGS CORP. · control person
- ChangedCONNING & COMPANY · title OWNER → SHAREHOLDER
- ChangedCONNING HOLDINGS CORP · indirect via CONNING & COMPANY: title MEMBER → SHAREHOLDER
Mar 18, 2013 filing
- ChangedLEE, JUNG, WON · title CHIEF FINANCIAL OFFICER → MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER
- ChangedPEARCE, ROBERT, STEDMAN · title DIRECTOR, CHIEF COMPLIANCE OFFICER → MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
- ChangedSMALLEY, VI (VIOLA), R. · title CHIEF LEGAL OFFICER/CORPORATE SECRE → MANAGING DIRECTOR, CHIEF LEGAL OFFICER/CORPORATE SECRETARY
Mar 26, 2012 filing
- ChangedBRADFORD, LINWOOD, EARLE · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER & PRESIDENT
Jan 10, 2012 filing (earliest on record)
- ListedAQUILINE FINANCIAL SERVICES FUND (OFFSHORE) L.P. · SHAREHOLDER · 25–50% · indirect via CONNING HOLDS CORP · control person
- ListedAQUILINE FINANCIAL SERVICES FUND L.P. · SHAREHOLDER · 50–75% · indirect via CONNING HOLDINGS CORP. · control person
- ListedBRADFORD, LINWOOD, EARLE · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedCONNING & COMPANY · OWNER · 75% or more · control person
- ListedCONNING HOLDINGS CORP · MEMBER · 75% or more · indirect via CONNING & COMPANY · control person
- ListedHEISER, GLENN · MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person
- ListedLEE, JUNG, WON · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedPEARCE, ROBERT, STEDMAN · DIRECTOR, CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedROMANO, JAMES, P · MANAGING DIRECTOR, INDEX & RISK MANAGEMENT · Less than 5% · control person
- ListedSEGA, RICHARD, LOUIS · MANAGING DIRECTOR, CIO OF ASSET MANAGEMENT · Less than 5% · control person
- ListedSMALLEY, VI (VIOLA), R. · CHIEF LEGAL OFFICER/CORPORATE SECRE · Less than 5% · control person
- ListedSONLIN, STEPHEN · MANAGING DIRECTOR, RESEARCH & CONSULTING · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$40.0M +167.6%
- WILLIAMS COS INC$34.0M +3960.3%
- VANGUARD INDEX FDS$11.6M +61.6%
- CORNING INC$9.9M +26.1%
- STATE STR SPDR S&P 500 ETF T$9.0M +13.6%
Top Trims
- CONOCOPHILLIPS-$8.7M -20.9%
- EXXON MOBIL CORP-$8.2M -18.8%
- CHEVRON CORPORATION-$7.5M -18.3%
- QUALCOMM INC-$6.1M -17.7%
- EOG RES INC-$5.9M -14.9%
New Positions
- HONEYWELL INTL INC$18.4M
- HONEYWELL AEROSPACE INC$18.2M
- ALLIANT ENERGY CORP$6.5M
- TIDAL TRUST I$4.9M
- NUCOR CORP$4.3M
Exited Positions
- HONEYWELL INTL INC$34.2M
- AMERICAN WTR CAP CORP$5.6M
- VENTAS RLTY LTD PARTNERSHIP$5.6M
- ON SEMICONDUCTOR CORP$4.1M
- ZOETIS INC$241.9K
CONNING INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $75.5M | 2.26% | 101,038 | SH |
| 2 | ISHARES TR | IVV | 464287200 | $73.0M | 2.19% | 97,544 | SH |
| 3 | SPDR SERIES TRUST | SPHY | 78468R606 | $63.9M | 1.91% | 2,726,004 | SH |
| 4 | ISHARES TR | IJR | 464287804 | $56.2M | 1.68% | 378,644 | SH |
| 5 | CORNING INC | GLW | 219350105 | $48.0M | 1.44% | 187,820 | SH |
| 6 | CATERPILLAR INC | CAT | 149123101 | $44.5M | 1.33% | 41,798 | SH |
| 7 | MERCK & CO INC | MRK | 58933Y105 | $44.3M | 1.33% | 344,967 | SH |
| 8 | JPMORGAN CHASE & CO | JPM | 46625H100 | $43.9M | 1.32% | 134,209 | SH |
| 9 | ABBVIE INC | ABBV | 00287Y109 | $43.7M | 1.31% | 173,581 | SH |
| 10 | HOME DEPOT INC | HD | 437076102 | $42.3M | 1.27% | 119,852 | SH |
| 11 | TRAVELERS COMPANIES INC | TRV | 89417E109 | $42.1M | 1.26% | 127,552 | SH |
| 12 | US BANCORP | USB | 902973304 | $42.1M | 1.26% | 696,391 | SH |
| 13 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $42.0M | 1.26% | 101,113 | SH |
| 14 | PNC FINL SVCS GROUP INC | PNC | 693475105 | $41.8M | 1.25% | 169,775 | SH |
| 15 | RTX CORPORATION | RTX | 75513E101 | $41.5M | 1.24% | 218,583 | SH |
| 16 | ILLINOIS TOOL WKS INC | ITW | 452308109 | $40.0M | 1.20% | 147,812 | SH |
| 17 | PROCTER & GAMBLE CO | PG | 742718109 | $39.9M | 1.19% | 271,892 | SH |
| 18 | JOHNSON & JOHNSON | JNJ | 478160104 | $39.7M | 1.19% | 156,278 | SH |
| 19 | QUEST DIAGNOSTICS INC | DGX | 74834L100 | $39.6M | 1.19% | 186,734 | SH |
| 20 | AMGEN INC | AMGN | 031162100 | $39.4M | 1.18% | 108,934 | SH |
| 21 | COLGATE PALMOLIVE CO | CL | 194162103 | $39.3M | 1.18% | 428,725 | SH |
| 22 | COCA COLA CO | KO | 191216100 | $39.3M | 1.18% | 483,270 | SH |
| 23 | PRINCIPAL FINANCIAL GROUP IN | PFG | 74251V102 | $39.2M | 1.17% | 363,250 | SH |
| 24 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $39.1M | 1.17% | 679,012 | SH |
| 25 | STARBUCKS CORP | SBUX | 855244109 | $39.0M | 1.17% | 382,035 | SH |
| 26 | CUMMINS INC | CMI | 231021106 | $38.9M | 1.17% | 54,533 | SH |
| 27 | UNION PAC CORP | UNP | 907818108 | $38.6M | 1.16% | 141,953 | SH |
| 28 | PACKAGING CORP AMER | PKG | 695156109 | $38.4M | 1.15% | 161,187 | SH |
| 29 | GENERAL DYNAMICS CORP | GD | 369550108 | $38.3M | 1.15% | 108,165 | SH |
| 30 | ABBOTT LABORATORIES | ABT | 002824100 | $38.2M | 1.15% | 421,457 | SH |
| 31 | BANK OF NY MELLON CORP | BNY | 064058100 | $38.2M | 1.14% | 264,111 | SH |
| 32 | BEST BUY INC | BBY | 086516101 | $37.9M | 1.14% | 499,997 | SH |
| 33 | AFLAC INC | AFL | 001055102 | $37.8M | 1.13% | 322,743 | SH |
| 34 | MORGAN STANLEY | MS | 617446448 | $37.0M | 1.11% | 177,117 | SH |
| 35 | THE CIGNA GROUP | CI | 125523100 | $37.0M | 1.11% | 134,237 | SH |
| 36 | GILEAD SCIENCES INC | GILD | 375558103 | $36.7M | 1.10% | 290,397 | SH |
| 37 | ISHARES TR | MBB | 464288588 | $36.6M | 1.10% | 387,672 | SH |
| 38 | AUTOMATIC DATA PROCESSING IN | ADP | 053015103 | $36.5M | 1.09% | 163,142 | SH |
| 39 | MCDONALDS CORP | MCD | 580135101 | $36.5M | 1.09% | 135,117 | SH |
| 40 | LOCKHEED MARTIN CORP | LMT | 539830109 | $36.4M | 1.09% | 71,380 | SH |
| 41 | VALERO ENERGY CORP | VLO | 91913Y100 | $36.3M | 1.09% | 139,571 | SH |
| 42 | OMNICOM GROUP INC | OMC | 681919106 | $36.3M | 1.09% | 498,979 | SH |
| 43 | CISCO SYS INC | CSCO | 17275R102 | $36.3M | 1.09% | 309,004 | SH |
| 44 | BLACKROCK INC | BLK | 09290D101 | $36.2M | 1.08% | 37,665 | SH |
| 45 | PEPSICO INC | PEP | 713448108 | $35.7M | 1.07% | 263,864 | SH |
| 46 | EXXON MOBIL CORP | XOM | 30231G102 | $35.6M | 1.07% | 260,296 | SH |
| 47 | MONDELEZ INTL INC | MDLZ | 609207105 | $35.0M | 1.05% | 605,363 | SH |
| 48 | WILLIAMS COS INC | WMB | 969457100 | $34.9M | 1.05% | 469,420 | SH |
| 49 | L3HARRIS TECHNOLOGIES INC | LHX | 502431109 | $34.8M | 1.04% | 119,769 | SH |
| 50 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $34.4M | 1.03% | 122,420 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-30 | $3.34B | 327 | 0000801051-26-000003 |
| 2026-03-31 | 2026-04-30 | $3.01B | 311 | 0000801051-26-000002 |
| 2025-12-31 | 2026-02-05 | $2.99B | 345 | 0000801051-26-000001 |
Filer Information
Address
ONE FINANCIAL PLAZAHARTFORD, CT 06103-2627
Phone
(860) 299-2151
Filing Manager
CONNING INC.
HARTFORD, CT
Signatory
David Capozza
Compliance Officer