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RICHARDS, MERRILL & PETERSON, INC. — 13F Holdings & Portfolio

CIK 90108 · latest 13F-HR filed 2026-10-19

Backtest portfolio

RICHARDS, MERRILL & PETERSON, INC. manages $328.0M in 13F-reported U.S. long-equity assets across 293 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are MSFT (5.43%), AAPL (5.24%), AMZN (4.01%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 18 new positions and exited 10; 82 existing positions rose in reported value and 94 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$328.0M

Long-equity book

Holdings
293

Distinct positions

Period
2026-09-30

Filed 2026-10-19

Q/Q Activity
+18 / −10 / ↑82 / ↓94

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
MSFT5.4% · +2%AAPL5.2% · -3%AMZN4.0% · +4%COST3.7% · +4%QQQ3.5% · -1%NVDA3.4% · +1%GOOGL2.9% · +9%SPY2.2% · -0%MU1.9% · +16%META1.9% · -1%CVX1.7% · -9%SCHD1.7% · +4%CGSD1.7% · +9%JPM1.6% · -1%SYK1.6% · +1%AMAT1.5% · -2%VOO1.4% · +1%CGGR1.3% · +5%INCM1.2% · +26%CGDV1.1% · +19%RTX1.0% · -1%CAT1.0% · -2%PANW0.9% · +2%GOOG0.9% · -2%CGCB0.9% · +9%AVGO0.9% · +12%PTRB0.9% · newPLTR0.9% · +0%ISRG0.9% · +9%CSCO0.8% · -7%BRK.B0.8% · -3%SMH0.8% · +31%V0.8% · -0%XOM0.7% · -6%MRK0.6% · -3%MS0.6% · -2%PVAL0.6% · +58%HD0.6% · -7%ABBV0.6% · +2%PG0.6% · +1%KO0.6% · -1%IJR0.6% · +23%IBM0.6% · -0%IJH0.6% · -2%FENI0.5% · +71%JNJ0.5% · -1%CEG0.5% · +1%AMD0.5% · -5%FEGE0.5% · +53%LOW0.5% · -3%TXN0.5% · -5%NUE0.5% · 0%CGMS0.5% · -4%WMT0.5% · +2%WM0.5% · +1%TSM0.4% · -4%LLY0.4% · +9%VZ0.4% · -7%WDIV0.4% · +11%CGCP0.4% · -1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 34.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 10, 2026.

Assets Under Management
$643.6M
Discretionary
$550.4M
Employees
10
Accounts
1,280
Address
612 WEST MAIN AVE.
THE M BUILDING SUITE 201
SPOKANE, WA 99201-0645
Phone
(509) 624-3174
Website
This firm reports 4 disclosure items on its registration.
Name Title / Status Ownership Type
CALKINS, MARK J ControlPRESIDENT CO-CCO
since Jan 2026
10–25%Individual
COWGILL, CHARLES DAVID ControlRIA CO-CCO
since Jan 2026
Less than 5%Individual
LARSON, JOHN SCOTT ControlCEO CHAIRMAN OF THE BOARD
since Jan 2026
25–50%Individual
LARSON, STEVEN RICHARD ControlCHAIRMAN EMERITUS
since Jul 2025
10–25%Individual
MCDONALD, THOMAS LEE ControlEXECUTIVE VICE PRESIDENT CFO & BD CO-CCO
since Jul 2025
10–25%Individual
CORIGLIANO, MONIQUE CELESTEREGISTERED REPRESENTATIVE
since Mar 2011
Less than 5%Individual
Ownership & leadership changes · 3 filings with changes since Mar 29, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 10, 2026 filing
  • AddedCOWGILL, CHARLES DAVID · RIA CO-CCO · Less than 5% · control person
  • ChangedCALKINS, MARK J · title PRESIDENT → PRESIDENT CO-CCO; now a control person
  • ChangedLARSON, JOHN SCOTT · title CEO CHAIRMAN OF THE BOARD COO & CO-CCO → CEO CHAIRMAN OF THE BOARD
  • ChangedMCDONALD, THOMAS LEE · now a control person
Jul 30, 2025 filing
  • AddedCALKINS, MARK J · PRESIDENT · 10–25%
  • ChangedLARSON, JOHN SCOTT · title PRESIDENT COO & CO-CCO → CEO CHAIRMAN OF THE BOARD COO & CO-CCO
  • ChangedLARSON, STEVEN RICHARD · title CHAIRMAN OF THE BOARD → CHAIRMAN EMERITUS; ownership 25–50% → 10–25%
  • ChangedMCDONALD, THOMAS LEE · title EXECUTIVE VICE PRESIDENT BD CO-CCO → EXECUTIVE VICE PRESIDENT CFO & BD CO-CCO
Mar 29, 2022 filing
  • ChangedLARSON, STEVEN RICHARD · title CCO & CEO → CHAIRMAN OF THE BOARD
  • ChangedMCDONALD, THOMAS LEE · title VICE PRESIDENT, C.F.O. → EXECUTIVE VICE PRESIDENT BD CO-CCO
Mar 29, 2018 filing (earliest on record)
  • ListedCORIGLIANO, MONIQUE CELESTE · REGISTERED REPRESENTATIVE · Less than 5%
  • ListedLARSON, JOHN SCOTT · PRESIDENT COO & CO-CCO · 25–50% · control person
  • ListedLARSON, STEVEN RICHARD · CCO & CEO · 25–50% · control person
  • ListedMCDONALD, THOMAS LEE · VICE PRESIDENT, C.F.O. · 10–25%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

RICHARDS, MERRILL & PETERSON, INC. Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 MICROSOFT CORP MSFT 594918104 $17.8M 5.43% 34,733 SH
2 APPLE INC AAPL 037833100 $17.2M 5.24% 51,599 SH
3 AMAZON COM INC AMZN 023135106 $13.1M 4.01% 52,751 SH
4 COSTCO WHOLESALE CORPORATION COST 22160K105 $12.2M 3.71% 13,361 SH
5 INVESCO QQQ TR QQQ 46090E103 $11.5M 3.52% 15,611 SH
6 NVIDIA CORPORATION NVDA 67066G104 $11.1M 3.38% 48,556 SH
7 ALPHABET INC GOOGL 02079K305 $9.6M 2.92% 27,870 SH
8 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $7.4M 2.25% 9,657 SH
9 MICRON TECHNOLOGY INC MU 595112103 $6.3M 1.94% 5,960 SH
10 META PLATFORMS INC META 30303M102 $6.1M 1.87% 8,476 SH
11 CHEVRON CORPORATION CVX 166764100 $5.6M 1.72% 27,602 SH
12 SCHWAB STRATEGIC TR SCHD 808524797 $5.5M 1.67% 168,850 SH
13 CAPITAL GRP FIXED INCM ETF T CGSD 14020Y409 $5.5M 1.67% 216,812 SH
14 JPMORGAN CHASE & CO JPM 46625H100 $5.2M 1.58% 15,635 SH
15 STRYKER CORPORATION SYK 863667101 $5.1M 1.56% 18,581 SH
16 APPLIED MATLS INC AMAT 038222105 $4.9M 1.50% 9,595 SH
17 VANGUARD INDEX FDS VOO 922908363 $4.7M 1.44% 6,738 SH
18 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $4.3M 1.31% 90,828 SH
19 FRANKLIN TEMPLETON ETF TR INCM 35473P439 $4.0M 1.20% 138,815 SH
20 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $3.8M 1.15% 76,990 SH
21 RTX CORPORATION RTX 75513E101 $3.4M 1.04% 18,402 SH
22 CATERPILLAR INC CAT 149123101 $3.2M 0.97% 3,912 SH
23 PALO ALTO NETWORKS INC PANW 697435105 $3.1M 0.95% 7,806 SH
24 ALPHABET INC GOOG 02079K107 $2.9M 0.90% 8,631 SH
25 CAPITAL GRP FIXED INCM ETF T CGCB 14020Y508 $2.9M 0.89% 117,096 SH
26 BROADCOM INC AVGO 11135F101 $2.8M 0.87% 8,084 SH
27 PGIM ETF TR PTRB 69344A800 $2.8M 0.86% 71,274 SH
28 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $2.8M 0.85% 14,974 SH
29 INTUITIVE SURGICAL INC ISRG 46120E602 $2.8M 0.85% 6,863 SH
30 CISCO SYS INC CSCO 17275R102 $2.7M 0.82% 24,886 SH
31 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $2.7M 0.81% 5,361 SH
32 VANECK ETF TRUST SMH 92189F676 $2.7M 0.81% 4,372 SH
33 VISA INC V 92826C839 $2.6M 0.78% 7,113 SH
34 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $2.4M 0.74% 14,922 SH
35 MERCK & CO INC MRK 58933Y105 $2.1M 0.65% 14,602 SH
36 MORGAN STANLEY MS 617446448 $2.1M 0.64% 11,073 SH
37 PUTNAM ETF TRUST PVAL 746729300 $2.1M 0.63% 38,990 SH
38 HOME DEPOT INC HD 437076102 $2.0M 0.61% 7,040 SH
39 ABBVIE INC ABBV 00287Y109 $2.0M 0.60% 7,514 SH
40 PROCTER & GAMBLE CO PG 742718109 $2.0M 0.60% 13,480 SH
41 COCA COLA CO KO 191216100 $1.9M 0.58% 22,103 SH
42 ISHARES TR IJR 464287804 $1.9M 0.57% 13,716 SH
43 INTERNATIONAL BUSINESS MACHS IBM 459200101 $1.9M 0.57% 8,436 SH
44 ISHARES TR IJH 464287507 $1.8M 0.56% 25,309 SH
45 FIDELITY COVINGTON TRUST FENI 31609A404 $1.8M 0.54% 44,314 SH
46 JOHNSON & JOHNSON JNJ 478160104 $1.6M 0.49% 6,014 SH
47 CONSTELLATION ENERGY CORP CEG 21037T109 $1.6M 0.47% 6,132 SH
48 ADVANCED MICRO DEVICES INC AMD 007903107 $1.5M 0.47% 2,517 SH
49 RBB FUND TRUST FEGE 75526L886 $1.5M 0.47% 30,655 SH
50 LOWES COS INC LOW 548661107 $1.5M 0.46% 8,218 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-19 $328.0M 293 0001398344-26-018360
2026-06-30 2026-07-16 $315.1M 285 0001398344-26-012209
2026-03-31 2026-04-17 $272.6M 283 0001398344-26-006641
2025-12-31 2026-01-27 $260.9M 273 0001398344-26-001367
Filer Information
Address
612 WEST MAIN STREET
THE M BUILDING SUITE 201
SPOKANE, WA 99201
Phone
(509) 624-3174
Filing Manager
RICHARDS, MERRILL & PETERSON, INC.
SPOKANE, WA
Signatory
Tom McDonald
EVP/CFO