StoneX Group Inc. — 13F Holdings & Portfolio
CIK 913760 · latest 13F-HR filed 2026-11-03
StoneX Group Inc. manages $2.75B in 13F-reported U.S. long-equity assets across 1,938 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are IVV (4.61%), VOO (4.57%), IWD (2.89%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 954 new positions and exited 480; 482 existing positions rose in reported value and 360 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$2.75B
Long-equity book
Holdings
1,938
Distinct positions
Period
2026-09-30
Filed 2026-11-03
Q/Q Activity
+954 / −480 / ↑482 / ↓360
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26IVV4.6% · +5%VOO4.6% · -11%IWD2.9% · -12%FNDF2.8% · -10%JBND2.0% · +5%VFLO2.0% · -0%QQQ1.8% · +0%IWF1.6% · +8%AAPL1.6% · -8%NVDA1.6% · -14%EFA1.5% · +8%SPY1.4% · +1%VB1.2% · -8%RSP1.1% · -9%QQQM1.1% · -9%MSFT1.0% · +3%SOXX1.0% · +6742%RSMC1.0% · +1%BUFR1.0% · +1%RSPT0.8% · -13%IWM0.8% · +1257%AMZN0.8% · -0%VTI0.8% · -6%NLR0.6% · -4%SGOV0.6% · +58%XLK0.6% · +67%GOOGL0.6% · -0%MU0.6% · +583%EEM0.6% · +120%ACWI0.5% · newJPM0.5% · +2%IWR0.5% · +11%AVGO0.5% · +8%FTGC0.4% · +12%XLI0.4% · -10%CAT0.4% · -3%SPYD0.4% · +4%ITOT0.4% · +3%GOOG0.3% · -0%VUG0.3% · -9%CSCO0.3% · +6%IVW0.3% · -1%SPCX0.3% · +62%AMD0.3% · +26%VIG0.3% · -4%ABBV0.3% · +2%GLW0.3% · +11%TLTE0.3% · newSOXS0.3% · newBND0.3% · -0%GEV0.3% · -1%XOM0.3% · +4%OHAC0.3% · +102%AVNV0.3% · +6%TSLA0.3% · +9%SHV0.3% · newJNJ0.3% · +5%VGT0.3% · +10%CVX0.3% · +5%APXT0.3% · new
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
5 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 25.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Oct 26, 2026.
Assets Under Management
$5.09B
Discretionary
$3.81B
Employees
220
Accounts
15,487
Address
2 PERIMETER PARK SOUTH
SUITE 500 WEST
BIRMINGHAM, AL 35243
SUITE 500 WEST
BIRMINGHAM, AL 35243
Phone
(800) 292-2411
This firm reports 4 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CHAMBLESS, ANDREW, R Control | GENERAL COUNSEL since Dec 2014 | Less than 5% | Individual |
| DAVISON, STUART, ANDREW Control | DIRECTOR since May 2024 | Less than 5% | Individual |
| DUNAWAY, WILLIAM, JOHN Control | DIRECTOR since Aug 2016 | Less than 5% | Individual |
| MAURER, MARK, L Control | DIRECTOR since Jun 2021 | Less than 5% | Individual |
| McAuslan, James, Buchanan Control | DIRECTOR since Jul 2025 | Less than 5% | Individual |
| PARKER, BRIAN, LANE Control | CHIEF COMPLIANCE OFFICER since Mar 2026 | Less than 5% | Individual |
| PORZIO, JOSEPH, JOHN Control | CHIEF FINANCIAL OFFICER since Sep 2021 | Less than 5% | Individual |
| RICHARDSON, MARCUS, BRYANT Control | CHIEF OPERATIONS OFFICER / CHIEF EXECUTIVE OFFICER since Sep 2014 | Less than 5% | Individual |
| SMITH, PHILIP, ANDREW Control | DIRECTOR since Jan 2025 | Less than 5% | Individual |
| STONEX GROUP INC. Control | 100% OWNER since Jul 2016 | 75% or more | Domestic Entity |
Ownership & leadership changes · 18 filings with changes since Dec 11, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Oct 26, 2026 filing
- No longer listedLYON, CHARLES, MARTIN · DIRECTOR · Less than 5% · control person · listed since Aug 2016
Jun 17, 2026 filing
- No longer listedCARTER, JAY, WILSON · CHIEF EXECUTIVE OFFICER, DIRECTOR · Less than 5% · control person · listed since Dec 2015
- ChangedRICHARDSON, MARCUS, BRYANT · title CHIEF OPERATIONS OFFICER → CHIEF OPERATIONS OFFICER / CHIEF EXECUTIVE OFFICER
Mar 25, 2026 filing
- No longer listedCALVANO, JOHN, FRANCIS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2017
- AddedPARKER, BRIAN, LANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 29, 2025 filing
- AddedMcAuslan, James, Buchanan · DIRECTOR · Less than 5% · control person
- ChangedCARTER, JAY, WILSON · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER, DIRECTOR
Mar 3, 2025 filing
- No longer listedO'CONNOR, SEAN, MICHAEL · DIRECTOR · Less than 5% · control person · listed since Aug 2016
- AddedSMITH, PHILIP, ANDREW · DIRECTOR · Less than 5% · control person
Jul 2, 2024 filing
- No longer listedNGUYEN, XUONG, THO · DIRECTOR · Less than 5% · control person · listed since Aug 2016
- AddedDAVISON, STUART, ANDREW · DIRECTOR · Less than 5% · control person
Dec 19, 2023 filing
- AddedCHAMBLESS, ANDREW, R · GENERAL COUNSEL · Less than 5% · control person
Sep 13, 2021 filing
- No longer listedWAGSTAFF, CONNER, FRED · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2014
- AddedPORZIO, JOSEPH, JOHN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedDUNAWAY, WILLIAM, JOHN · now a control person
Jul 12, 2021 filing
- No longer listedHARROD, PATRICIA, MARIE · DIRECTOR · Less than 5% · control person · listed since Aug 2016
- AddedMAURER, MARK, L · DIRECTOR · Less than 5% · control person
Jul 21, 2020 filing
- No longer listedINTL FCSTONE INC · 100% OWNER · 75% or more · control person · listed since Jul 2016
- AddedSTONEX GROUP INC. · 100% OWNER · 75% or more · control person
Older changes (9 more filings)
Oct 14, 2019 filing
- No longer listedSEPHTON, BRIAN, TRIGGER · DIRECTOR · Less than 5% · control person · listed since Aug 2016
Jan 18, 2018 filing
- No longer listedPINTARIC, WILLIAM, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Sep 2014
- AddedCALVANO, JOHN, FRANCIS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Sep 1, 2016 filing
- AddedDUNAWAY, WILLIAM, JOHN · DIRECTOR · Less than 5%
- AddedHARROD, PATRICIA, MARIE · DIRECTOR · Less than 5% · control person
- AddedLYON, CHARLES, MARTIN · DIRECTOR · Less than 5% · control person
- AddedNGUYEN, XUONG, THO · DIRECTOR · Less than 5% · control person
- AddedO'CONNOR, SEAN, MICHAEL · DIRECTOR · Less than 5% · control person
- AddedSEPHTON, BRIAN, TRIGGER · DIRECTOR · Less than 5% · control person
Jul 29, 2016 filing
- No longer listedSTIFEL FINANCIAL CORP. · 100% OWNER · 75% or more · control person · listed since Jun 2015
- AddedINTL FCSTONE INC · 100% OWNER · 75% or more · control person
Dec 28, 2015 filing
- No longer listedRUCH, WALTER, ALLWEIN · CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since Sep 2014
- AddedCARTER, JAY, WILSON · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Jul 7, 2015 filing
- No longer listedSTIFEL, NICOLAUS & COMPANY, INCORPORATED · 100% OWNER · 75% or more · control person · listed since May 2015
- AddedSTIFEL FINANCIAL CORP. · 100% OWNER · 75% or more · control person
Jul 1, 2015 filing
- No longer listedSTERNE AGEE GROUP, INC. · 100% OWNER · 75% or more · control person · listed since Sep 2014
- AddedSTIFEL, NICOLAUS & COMPANY, INCORPORATED · 100% OWNER · 75% or more · control person
Dec 17, 2014 filing
- ChangedRICHARDSON, MARCUS, BRYANT · ownership 75% or more → Less than 5%
Dec 11, 2014 filing (earliest on record)
- ListedPINTARIC, WILLIAM, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedRICHARDSON, MARCUS, BRYANT · CHIEF OPERATIONS OFFICER · 75% or more · control person
- ListedRUCH, WALTER, ALLWEIN · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- ListedSTERNE AGEE GROUP, INC. · 100% OWNER · 75% or more · control person
- ListedWAGSTAFF, CONNER, FRED · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$26.7M +5392.0%
- ISHARES TR$20.9M +1205.0%
- MICRON TECHNOLOGY INC$13.1M +442.6%
- ISHARES TR$8.5M +7.2%
- ISHARES TR$8.3M +113.3%
Top Trims
- DIREXION SHARES ETF TRUST-$16.9M -91.3%
- XCEL ENERGY INC-$14.4M -97.6%
- VANGUARD INDEX FDS-$13.3M -9.5%
- ISHARES TR-$8.9M -10.1%
- ETF SER SOLUTIONS-$7.0M -90.9%
New Positions
- ISHARES TR$14.4M
- FLEXSHARES TR$8.5M
- DIREXION SHARES ETF TRUST$8.5M
- EXXONMOBIL HOLDINGS CORP$8.1M
- ISHARES TR$7.7M
Exited Positions
- KT CORP$25.8M
- SELECT SECTOR SPDR TR$7.3M
- EXXON MOBIL CORP$6.5M
- OCEANHAWK ACQUISITION CORP$4.5M
- FORTUNEX ACQUISITION CORP$3.1M
StoneX Group Inc. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $126.6M | 4.61% | 165,285 | SH |
| 2 | VANGUARD INDEX FDS | VOO | 922908363 | $125.6M | 4.57% | 179,264 | SH |
| 3 | ISHARES TR | IWD | 464287598 | $79.4M | 2.89% | 320,407 | SH |
| 4 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $76.9M | 2.80% | 1,431,622 | SH |
| 5 | J P MORGAN EXCHANGE TRADED F | JBND | 46654Q716 | $55.6M | 2.02% | 1,086,968 | SH |
| 6 | VICTORY PORTFOLIOS II | VFLO | 92647X830 | $54.5M | 1.98% | 1,063,766 | SH |
| 7 | INVESCO QQQ TR | QQQ | 46090E103 | $49.8M | 1.81% | 68,703 | SH |
| 8 | ISHARES TR | IWF | 464287614 | $44.0M | 1.60% | 351,527 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $43.8M | 1.59% | 131,628 | SH |
| 10 | NVIDIA CORPORATION | NVDA | 67066G104 | $43.0M | 1.57% | 188,607 | SH |
| 11 | ISHARES TR | EFA | 464287465 | $40.0M | 1.45% | 384,791 | SH |
| 12 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $39.5M | 1.44% | 51,899 | SH |
| 13 | VANGUARD INDEX FDS | VB | 922908751 | $32.1M | 1.17% | 112,963 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $31.1M | 1.13% | 149,655 | SH |
| 15 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $31.0M | 1.13% | 101,789 | SH |
| 16 | MICROSOFT CORP | MSFT | 594918104 | $27.4M | 1.00% | 53,481 | SH |
| 17 | ISHARES TR | SOXX | 464287523 | $27.2M | 0.99% | 52,889 | SH |
| 18 | TIDAL TRUST III | RSMC | 45259A803 | $26.9M | 0.98% | 984,319 | SH |
| 19 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $26.6M | 0.97% | 709,588 | SH |
| 20 | INVESCO EXCHANGE TRADED FD T | RSPT | 46137V282 | $22.6M | 0.82% | 343,583 | SH |
| 21 | ISHARES TR | IWM | 464287655 | $22.6M | 0.82% | 78,257 | SH |
| 22 | AMAZON COM INC | AMZN | 023135106 | $21.8M | 0.79% | 87,548 | SH |
| 23 | VANGUARD INDEX FDS | VTI | 922908769 | $21.7M | 0.79% | 57,871 | SH |
| 24 | VANECK ETF TRUST | NLR | 92189F601 | $17.6M | 0.64% | 170,135 | SH |
| 25 | ISHARES TR | SGOV | 46436E718 | $17.3M | 0.63% | 171,403 | SH |
| 26 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $17.1M | 0.62% | 87,563 | SH |
| 27 | ALPHABET INC | GOOGL | 02079K305 | $17.0M | 0.62% | 49,430 | SH |
| 28 | MICRON TECHNOLOGY INC | MU | 595112103 | $16.1M | 0.59% | 17,561 | SH |
| 29 | ISHARES TR | EEM | 464287234 | $15.7M | 0.57% | 236,906 | SH |
| 30 | ISHARES TR | ACWI | 464288257 | $14.4M | 0.52% | 90,830 | SH |
| 31 | JPMORGAN CHASE & CO | JPM | 46625H100 | $13.0M | 0.47% | 39,246 | SH |
| 32 | ISHARES TR | IWR | 464287499 | $12.9M | 0.47% | 120,680 | SH |
| 33 | BROADCOM INC | AVGO | 11135F101 | $12.8M | 0.47% | 36,550 | SH |
| 34 | FIRST TR EXCHANGE TRAD FD VI | FTGC | 33739H101 | $11.1M | 0.41% | 363,946 | SH |
| 35 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $10.7M | 0.39% | 63,666 | SH |
| 36 | CATERPILLAR INC | CAT | 149123101 | $10.6M | 0.39% | 13,107 | SH |
| 37 | SPDR SERIES TRUST | SPYD | 78468R788 | $10.4M | 0.38% | 229,250 | SH |
| 38 | ISHARES TR | ITOT | 464287150 | $10.4M | 0.38% | 62,548 | SH |
| 39 | ALPHABET INC | GOOG | 02079K107 | $9.6M | 0.35% | 27,965 | SH |
| 40 | VANGUARD INDEX FDS | VUG | 922908736 | $9.6M | 0.35% | 106,475 | SH |
| 41 | CISCO SYS INC | CSCO | 17275R102 | $9.6M | 0.35% | 88,857 | SH |
| 42 | ISHARES TR | IVW | 464287309 | $9.5M | 0.35% | 66,884 | SH |
| 43 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $9.0M | 0.33% | 69,738 | SH |
| 44 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $9.0M | 0.33% | 15,534 | SH |
| 45 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $8.8M | 0.32% | 37,864 | SH |
| 46 | ABBVIE INC | ABBV | 00287Y109 | $8.7M | 0.32% | 33,263 | SH |
| 47 | CORNING INC | GLW | 219350105 | $8.6M | 0.31% | 55,989 | SH |
| 48 | FLEXSHARES TR | TLTE | 33939L308 | $8.5M | 0.31% | 111,920 | SH |
| 49 | DIREXION SHARES ETF TRUST | SOXS | 25461H291 | $8.5M | 0.31% | 164,977 | SH |
| 50 | VANGUARD BD INDEX FDS | BND | 921937835 | $8.2M | 0.30% | 117,281 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-03 | $2.75B | 1,938 | 0000913760-26-000042 |
| 2026-06-30 | 2026-08-12 | $2.48B | 1,464 | 0000913760-26-000039 |
| 2026-03-31 | 2026-05-14 | $1.86B | 917 | 0000913760-26-000032 |
| 2025-12-31 | 2026-02-12 | $2.30B | 1,087 | 0000913760-26-000018 |
| 2025-09-30 | 2025-11-14 | $2.29B | 930 | 0000913760-25-000188 |
Filer Information
Address
230 PARK AVE10TH FLOOR
NEW YORK, NY 10169
Phone
(212) 485-3500
Filing Manager
StoneX Group Inc.
NEW YORK, NY
Signatory
Tiffany Nealon
Associated Person