Insider transactions

L P Citadel

CIK 1027745 · last filed 2009-10-23

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$2.72B
Companies
6
Total Filings
20
Lifetime Open-Market Net
-$1.31B

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

ETFC price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60606
Phone
(312) 395-2100
State of Incorporation
DE
Related Filers
CITADEL INVESTMENT GROUP LLC — 111 joint filings, latest 2009-10-23
Kenneth C Griffin — 111 joint filings, latest 2009-10-23
CITADEL EQUITY FUND LTD — 103 joint filings, latest 2009-10-23
CITADEL SECURITIES LLC — 64 joint filings, latest 2009-05-13
CITADEL AC INVESTMENTS LTD — 16 joint filings, latest 2008-10-15
CITADEL HOLDINGS I LP — 15 joint filings, latest 2009-05-13
Citadel GP LLC — 15 joint filings, latest 2009-05-13
CITADEL ADVISORS LLC — 11 joint filings, latest 2009-05-13
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
E TRADE FINANCIAL CORP (ETFC) Delisted Director 29,164 — — -$1.28B 7 2009-10-23
Fushi Copperweld, Inc. (FSIN) Delisted 10%+ Owner 100 — — -$6.98M 1 2008-05-27
E TRADE FINANCIAL CORP (ETFCP) Delisted 10%+ Owner 704,676 — — $0 1 2008-03-11
ION 10%+ Owner 60,220,578 $45.11 $2.72B $0 2 2008-01-10
General Moly, Inc (GMO) Delisted 10%+ Owner 5,161,648 — — $10.73M 7 2007-10-12
TLC VISION CORP (TLCV) Delisted 10%+ Owner 3,638,412 — — -$38.00M 2 2007-08-08

Recent Filings · Page 2 of 2

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-10-12 General Moly, Inc (GMO) Delisted Buy (P) +572,450 $3.75M EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed +12,415 $79.7K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed +528,030 $3.17M EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Buy (P) +317,960 $2.07M EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed −64,085 -$420.5K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed −33,905 -$220.5K EDGAR
2007-10-12 General Moly, Inc (GMO) Delisted Mixed +341,270 $2.30M EDGAR
2007-08-08 TLC VISION CORP (TLCV) Delisted Sell (S) −10,000,000 -$38.00M EDGAR
2007-08-07 TLC VISION CORP (TLCV) Delisted Sell (S) −150 -$609 EDGAR
2007-05-08 ION Buy (P) — $0 EDGAR
Showing 11–20 of 20
Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.