STEPHEN WEST
CIK 1097555 · last filed 2013-10-09
STEPHEN WEST is a corporate insider who has filed 27 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider bought $70.8K of HNW on Oct 9, 2013. Across all open-market trades the lifetime net is +$1.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $108.9K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$108.9K
6
27
$1.15M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | 29,612 | $12.80 | $379.2K | $590.6K | 9 | 2013-10-09 | |
| Pioneer Floating Rate Trust (PHD) Delisted | 12,500 | $9.95 | $124.4K | $374.1K | 6 | 2013-10-09 | |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) Delisted | 10,035 | $8.95 | $89.8K | $14.8K | 6 | 2013-03-13 | |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 2,676 | $8.08 | $21.6K | $26.6K | 3 | 2013-03-13 | |
| PIONEER HIGH INCOME TRUST (PHT) Delisted | 3,100 | $8.32 | $25.8K | $102.2K | 2 | 2011-12-13 | |
| PBF | 2,600 | $41.89 | $108.9K | $38.2K | 1 | 2007-04-09 |
Recent Filings
27 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-10-09 | Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | Buy (P) | +3,460 | $70.8K | EDGAR |
| 2013-10-09 | Pioneer Floating Rate Trust (PHD) Delisted | Buy (P) | +6,500 | $79.3K | EDGAR |
| 2013-03-13 | PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) Delisted | Sell (S) | −8,000 | -$129.1K | EDGAR |
| 2013-03-13 | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | Sell (S) | −1,000 | -$16.0K | EDGAR |
| 2013-03-12 | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | Sell (S) | −2,000 | -$32.2K | EDGAR |
| 2013-03-12 | PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) Delisted | Sell (S) | −6,000 | -$97.0K | EDGAR |
| 2012-02-13 | Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | Buy (P) | +1,100 | $22.9K | EDGAR |
| 2011-12-13 | PIONEER HIGH INCOME TRUST (PHT) Delisted | Buy (P) | +3,000 | $51.1K | EDGAR |
| 2011-12-13 | PIONEER HIGH INCOME TRUST (PHT) Delisted | Buy (P) | +3,000 | $51.1K | EDGAR |
| 2011-09-12 | Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | Buy (P) | +20,559 | $396.8K | EDGAR |