STEPHEN WEST
CIK 1097555 · last filed 2013-10-09
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$108.9K
Companies
6
Total Filings
27
Lifetime Open-Market Net
$1.15M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | 29,612 | $12.80 | $379.2K | $590.6K | 9 | 2013-10-09 | |
| Pioneer Floating Rate Trust (PHD) Delisted | 12,500 | $9.95 | $124.4K | $374.1K | 6 | 2013-10-09 | |
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. (MHI) Delisted | 10,035 | $8.95 | $89.8K | $14.8K | 6 | 2013-03-13 | |
| PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. (MAV) Delisted | 2,676 | $8.08 | $21.6K | $26.6K | 3 | 2013-03-13 | |
| PIONEER HIGH INCOME TRUST (PHT) Delisted | 3,100 | $8.32 | $25.8K | $102.2K | 2 | 2011-12-13 | |
| PBF | 2,600 | $41.89 | $108.9K | $38.2K | 1 | 2007-04-09 |
Recent Filings · Page 3 of 3
27 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-11-12 | Pioneer Floating Rate Trust (PHD) Delisted | Buy (P) | +1,000 | $12.8K | EDGAR |
| 2010-11-12 | Pioneer Floating Rate Trust (PHD) Delisted | Buy (P) | +1,000 | $13.2K | EDGAR |
| 2010-08-13 | Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | Buy (P) | +900 | $18.4K | EDGAR |
| 2010-08-10 | Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | Buy (P) | +1,000 | $20.6K | EDGAR |
| 2008-12-30 | Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | Sell (S) | −17,000 | -$191.6K | EDGAR |
| 2008-12-24 | Pioneer Diversified High Income Fund, Inc. (HNW) Delisted | Buy (P) | +17,000 | $196.0K | EDGAR |
| 2007-04-09 | PBF | Buy (P) | +2,600 | $38.2K | EDGAR |
Showing 21–27 of 27
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.