CHRISTOPHER V DODDS

CIK 1186004 · EVP and CFO · last filed 2026-05-27

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$49.41M

Companies

2

Total Filings

38

Lifetime Open-Market Net

-$10.62M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SCHW Director 456,323 $108.28 $49.41M -$10.64M 24 2026-05-27
INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Director 34,046 $22.4K 9 2015-06-12

Recent Filings · Page 3 of 4

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2015-06-12 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +2,722 $0 EDGAR
2015-05-19 SCHW Grant (A) +3,500 $0 EDGAR
2015-02-26 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Mixed -$28.7K EDGAR
2014-12-15 SCHW Grant (A) +391 $0 EDGAR
2013-06-12 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +5,129 $0 EDGAR
2012-06-14 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +7,742 $0 EDGAR
2011-08-02 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +2,959 $0 EDGAR
2010-06-29 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +2,065 $0 EDGAR
2009-06-30 INVESTMENT TECHNOLOGY GROUP, INC. (ITG) Delisted Grant (A) +1,792 $0 EDGAR
2009-03-25 Grant (A) $0
Showing 2130 of 38
Page 3 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.