James Fortescue
CIK 1235652 · COO · last filed 2013-11-13
James Fortescue is a COO who has filed 17 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider bought $259.0K of NLY on Nov 13, 2013. Across all open-market trades the lifetime net is +$259.0K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $730.4K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
NLY price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NLY | COO | 40,065 | $18.23 | $730.4K | $259.0K | 17 | 2013-11-13 |
Recent Filings
17 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-11-13 | NLY | Buy (P) | +25,000 | $259.0K | EDGAR |
| 2012-11-08 | NLY | Exer (M) | +10,000 | $132.5K | EDGAR |
| 2012-02-03 | NLY | Exer (M) | +20,000 | $265.0K | EDGAR |
| 2011-08-10 | NLY | Exer (M) | +10,000 | $117.2K | EDGAR |
| 2011-03-28 | NLY | Exer (M) | +5,968 | $69.9K | EDGAR |
| 2011-02-07 | NLY | — | — | $0 | EDGAR |
| 2010-12-22 | NLY | Exer (M) | +9,000 | $113.1K | EDGAR |
| 2010-06-21 | NLY | Exer (M) | +4,532 | $53.1K | EDGAR |
| 2009-12-15 | NLY | Exer (M) | +7,500 | $87.9K | EDGAR |
| 2009-06-19 | NLY | Exer (M) | +3,250 | $38.1K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.