Carlton L Highsmith
CIK 1379848 · last filed 2026-05-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$980.7K
Companies
3
Total Filings
47
Lifetime Open-Market Net
-$996.0K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| KEY | Director | 46,236 | $21.21 | $980.7K | -$1.27M | 27 | 2026-05-13 |
| FIRST NIAGARA FINANCIAL GROUP INC (FNFG) Delisted | Director | 87,718 | — | — | $227.2K | 9 | 2016-05-02 |
| NEWALLIANCE BANCSHARES INC (NAL) Delisted | Director | 6,455 | — | — | $42.0K | 5 | 2010-06-02 |
Recent Filings · Page 5 of 5
47 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-04-03 | FIRST NIAGARA FINANCIAL GROUP INC (FNFG) Delisted | Grant (A) | +6,687 | $0 | EDGAR |
| 2011-04-27 | FIRST NIAGARA FINANCIAL GROUP INC (FNFG) Delisted | Grant (A) | +3,525 | $0 | EDGAR |
| 2010-06-02 | NEWALLIANCE BANCSHARES INC (NAL) Delisted | Grant (A) | +3,398 | $0 | EDGAR |
| 2009-11-04 | NEWALLIANCE BANCSHARES INC (NAL) Delisted | Grant (A) | +1,363 | $15.0K | EDGAR |
| 2008-11-07 | NEWALLIANCE BANCSHARES INC (NAL) Delisted | Grant (A) | +1,114 | $14.1K | EDGAR |
| 2008-09-03 | NEWALLIANCE BANCSHARES INC (NAL) Delisted | Buy (P) | +3,000 | $42.0K | EDGAR |
| 2007-11-07 | NEWALLIANCE BANCSHARES INC (NAL) Delisted | Grant (A) | +1,188 | $15.0K | EDGAR |
Showing 41–47 of 47
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Page 5 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.