Thomas AJ Frank
CIK 1391401 · Executive Vice President · last filed 2026-05-28
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$312.85M
Companies
1
Total Filings
265
Lifetime Open-Market Net
-$456.23M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| IBKR | Executive Vice President | 3,513,350 | $89.05 | $312.85M | -$456.23M | 263 | 2026-05-28 |
Recent Filings · Page 21 of 27
265 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-08-17 | IBKR | Sell (S) | −16,836 | -$696.3K | EDGAR |
| 2017-08-15 | IBKR | Sell (S) | −8,418 | -$347.3K | EDGAR |
| 2017-08-14 | IBKR | Sell (S) | −16,241 | -$659.6K | EDGAR |
| 2017-08-10 | IBKR | Sell (S) | −16,751 | -$675.1K | EDGAR |
| 2017-08-08 | IBKR | Sell (S) | −16,071 | -$651.5K | EDGAR |
| 2017-08-04 | IBKR | Sell (S) | −16,580 | -$670.1K | EDGAR |
| 2017-05-26 | IBKR | Tax (F) | −17,618 | -$630.7K | EDGAR |
| 2017-01-04 | IBKR | Grant (A) | +22,644 | $0 | EDGAR |
| 2016-08-01 | IBKR | Grant (A) | +1,000,000 | $35.14M | EDGAR |
| 2016-05-24 | IBKR | Tax (F) | −22,138 | -$815.1K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.