Ashwini Gupta
CIK 1405635 · Pres, Crdt Risk/Glbl Info Mgt · last filed 2026-06-23
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$101.35M
Companies
2
Total Filings
79
Lifetime Open-Market Net
-$79.60M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 6 of 8
79 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-01-31 | AXP | Mixed | +7,116 | $546.9K | EDGAR |
| 2016-12-05 | ECPG | Grant (A) | +649 | $17.5K | EDGAR |
| 2016-11-15 | AXP | Mixed | +3,970 | -$1.89M | EDGAR |
| 2016-10-24 | AXP | Mixed | +9,192 | -$794.0K | EDGAR |
| 2016-09-06 | ECPG | Grant (A) | +541 | $11.7K | EDGAR |
| 2016-06-10 | ECPG | Grant (A) | +4,767 | $120.0K | EDGAR |
| 2016-03-02 | ECPG | Buy (P) | +5,000 | $115.6K | EDGAR |
| 2016-02-02 | AXP | Mixed | +19,627 | $1.05M | EDGAR |
| 2015-11-24 | AXP | Mixed | +6,916 | -$1.77M | EDGAR |
| 2015-10-06 | ECPG | Grant (A) | +3,396 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.