Ernest J Waters
CIK 1415738 · last filed 2024-05-08
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.48M
Companies
3
Total Filings
79
Lifetime Open-Market Net
$239.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Recent Filings · Page 8 of 8
79 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-01-15 | YORW | Buy (P) | +0 | $15 | EDGAR |
| 2012-10-15 | YORW | Buy (P) | +0 | $14 | EDGAR |
| 2012-07-16 | YORW | Buy (P) | +0 | $14 | EDGAR |
| 2012-04-16 | YORW | Buy (P) | +0 | $14 | EDGAR |
| 2012-01-17 | YORW | Buy (P) | +0 | $14 | EDGAR |
| 2011-10-14 | YORW | Buy (P) | +0 | $13 | EDGAR |
| 2011-07-18 | YORW | Buy (P) | +0 | $13 | EDGAR |
| 2010-11-12 | YORW | Sell (S) | −0 | -$8 | EDGAR |
| 2010-11-04 | YORW | Mixed | −2 | -$39 | EDGAR |
Showing 71–79 of 79
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Page 8 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.