Yuen Wupen

CIK 1489550 · PRESIDENT, GLOBAL BUS. UNITS · last filed 2026-08-27

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$103.52M

Companies

2

Total Filings

126

Lifetime Open-Market Net

-$13.26M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LITE PRESIDENT, GLOBAL BUS. UNITS 119,127 $868.95 $103.52M -$11.28M 30 2026-08-27
NEOPHOTONICS CORP (NPTN) Delisted VICE PRESIDENT GLOBAL PRODUCT 212,258 $16.01 $3.40M -$1.98M 64 2022-08-02

Recent Filings · Page 12 of 13

126 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-04-13 NEOPHOTONICS CORP (NPTN) Delisted Sell (S) −6,271 -$84.9K EDGAR
2015-10-29 NEOPHOTONICS CORP (NPTN) Delisted Grant (A) $0 EDGAR
2015-08-04 NEOPHOTONICS CORP (NPTN) Delisted Mixed +5,013 -$26.8K EDGAR
2015-06-30 NEOPHOTONICS CORP (NPTN) Delisted Exer (M) +3,400 $11.9K EDGAR
2015-05-18 NEOPHOTONICS CORP (NPTN) Delisted Mixed −17,118 -$124.3K EDGAR
2015-03-31 NEOPHOTONICS CORP (NPTN) Delisted Grant (A) +9,983 $0 EDGAR
2014-12-23 NEOPHOTONICS CORP (NPTN) Delisted Mixed $0 EDGAR
2014-10-10 NEOPHOTONICS CORP (NPTN) Delisted Grant (A) $0 EDGAR
2014-08-04 NEOPHOTONICS CORP (NPTN) Delisted Mixed +7,510 -$14.1K EDGAR
2013-09-20 NEOPHOTONICS CORP (NPTN) Delisted Grant (A) $0 EDGAR
Showing 111120 of 126
Page 12 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.