Insider transactions

LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST

CIK 806085 · last filed 2013-05-29

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure
$466.85M
Companies
17
Total Filings
85
Lifetime Open-Market Net
-$1.33B

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

AVB price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
1271 AVENUE OF THE AMERICAS
NEW YORK, NY 10020
Phone
(646) 285-9000
Formerly Known As
LEHMAN BROTHERS HOLDINGS INC (1994–2012)
Related Filers
LB INTERSTATE GP LLC — 9 joint filings, latest 2007-05-21
LB INTERSTATE LP LLC — 9 joint filings, latest 2007-05-21
LEHMAN ALI INC — 9 joint filings, latest 2007-05-21
PAMI LLC — 9 joint filings, latest 2007-05-21
PROPERTY ASSET MANAGEMENT INC — 9 joint filings, latest 2007-05-21
Richard S Fuld Jr — 8 joint filings, latest 2009-01-14
Henry Kaufman — 6 joint filings, latest 2008-09-17
Roger S Berlind — 5 joint filings, latest 2009-01-27
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AVALONBAY COMMUNITIES INC (AVB) Delisted 10%+ Owner 7,019,706 $184.06 $1.29B -$1.08B 1 2013-05-29
Global Brokerage, Inc. (FXCM) Delisted 10%+ Owner 0 — — -$49.00M 2 2012-02-15
DERMA SCIENCES, INC. (DSCI) Delisted 10%+ Owner 803,570 — — -$2.07M 1 2012-02-08
ShoreTel Inc (SHOR) Delisted 10%+ Owner 5,017,507 — — -$28.43M 5 2011-05-17
BLOUNT INTERNATIONAL INC (BLT) Delisted 10%+ Owner 4,718,999 — — -$44.41M 3 2010-03-15
Vanguard Natural Resources, Inc. (VNR) Delisted 10%+ Owner 1,192,700 — — $766.2K 4 2008-09-24
EROC 10%+ Owner 4,975,306 $9.29 $46.22M -$32.24M 14 2008-09-15
GLG Partners, Inc. (GLG.WS) Delisted 10%+ Owner 33,759,540 — — $786.6K 2 2008-09-12
LINE 10%+ Owner 12,639,231 $33.28 $420.63M -$83.64M 4 2008-07-03
SEQUENOM INC (SQNM) Delisted 10%+ Owner 5,133,532 — — -$23.87M 4 2008-06-12
EnLink Midstream Partners, LP (XTEX) Delisted 10%+ Owner 1,497,103 — — $24.99M 6 2008-03-27
SCOTTISH RE GROUP LTD (SCT) Delisted 10%+ Owner 8,903,747 — — $2.64M 8 2008-01-10
Evolve Transition Infrastructure LP (CEP) Delisted 10%+ Owner 2,057,369 $10.10 $20.78M -$16.59M 12 2007-11-02
Flagstone Reinsurance Holdings, S.A. (FSR) Delisted 10%+ Owner 15,832,800 $0.09 $1.42M -$6.4K 2 2007-10-19
INFOCROSSING INC (IFOX) Delisted 10%+ Owner 13,454 — — $251.2K 2 2007-08-07
IMPERIAL SUGAR CO /NEW/ (IPSUW) Delisted 10%+ Owner 3,318,275 — — $8.3K 3 2007-05-22
GULFMARK OFFSHORE INC (GMRK) Delisted 10%+ Owner 2,174,773 — — -$4.3K 2 2007-03-29

Recent Filings · Page 5 of 9

85 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2008-01-07 Vanguard Natural Resources, Inc. (VNR) Delisted Buy (P) +7,500 $117.6K EDGAR
2008-01-04 ShoreTel Inc (SHOR) Delisted Sell (S) −200 -$2.8K EDGAR
2007-12-21 SCOTTISH RE GROUP LTD (SCT) Delisted Buy (P) +28,600 $23.9K EDGAR
2007-12-18 SCOTTISH RE GROUP LTD (SCT) Delisted Buy (P) +27,800 $17.3K EDGAR
2007-12-18 SCOTTISH RE GROUP LTD (SCT) Delisted Buy (P) +27,800 $17.3K EDGAR
2007-12-13 SCOTTISH RE GROUP LTD (SCT) Delisted Buy (P) +218,100 $171.8K EDGAR
2007-12-03 Vanguard Natural Resources, Inc. (VNR) Delisted Buy (P) +20,000 $313.8K EDGAR
2007-11-28 ShoreTel Inc (SHOR) Delisted Mixed +1,121 $15.4K EDGAR
2007-11-05 LINE Conv (C) — $0 EDGAR
2007-11-02 Evolve Transition Infrastructure LP (CEP) Delisted Sell (S) −27,471 -$1.05M EDGAR
Showing 41–50 of 85
Page 5 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.