NORTHLAND SECURITIES, INC. — 13F Holdings & Portfolio
CIK 1006938 · latest 13F-HR filed 2026-08-04
NORTHLAND SECURITIES, INC. manages $171.7M in 13F-reported U.S. long-equity assets across 123 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (19.10%), JPIE (10.65%), IDEQ (8.43%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 18 new positions, exited 8, added to 66, and trimmed 18.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Filer Information
Address
150 SOUTH FIFTH STREETSUITE 3300
MINNEAPOLIS, MN 55402
Phone
(612) 851-5946
Filing Manager
NORTHLAND SECURITIES, INC.
MINNEAPOLIS, MN
Signatory
Traci Spanier
Chief Compliance Officer
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AUM
$171.7M
Long-equity book
Holdings
123
Distinct positions
Period
2026-06-30
Filed 2026-08-04
Q/Q Activity
+18 / −8 / ↑66 / ↓18
vs 2026-03-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SELECT SECTOR SPDR TR STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF$2.1M +51.4%
- ISHARES TR GLOBAL TECH ETF$1.8M +55.6%
- APPLIED MATLS INC COM$1.6M +111.5%
- ISHARES TR SEMICONDUCTOR ETF$1.3M +94.8%
- BLACKROCK ETF TR ISHARES A I INNOVATION & TECH ACTIVE ETF$1.0M +83.1%
Top Trims
- ZIMMER BIOMET HLDGS INC COM-$565.5K -52.3%
- ISHARES TR GLOBAL ENERGY ETF-$316.3K -7.6%
- SELECT SECTOR SPDR TR STATE STREET ENERGY SELECT SECTOR SPDR ETF-$208.9K -5.1%
- ISHARES TR ESG AWARE MSCI USA ETF-$172.7K -42.3%
- NETFLIX INC COM-$99.0K -25.7%
New Positions
- INVESCO QQQ TR UNIT SER 1$32.8M
- LAZARD ACTIVE ETF TR INTL DYNAMIC EQUITY ETF$14.5M
- MEDTRONIC PLC SHS$469.4K
- HONEYWELL INTL INC COM NEW$442.2K
- HONEYWELL AEROSPACE INC COM$436.6K
Exited Positions
- JPMORGAN CHASE & CO COM$324.8K
- GENERAC HLDGS INC COM$273.5K
- HOLOGIC INC$211.7K
- OKTA INC CL A$206.0K
- ISHARES TR HIGH YIELD SYSTEMATIC BD ETF$204.5K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR UNIT SER 1 | QQQ | 46090E103 | $32.8M | 19.10% | 44,538 | SH |
| 2 | J P MORGAN EXCHANGE-TRADED FD TR INCOME ETF | JPIE | 46641Q159 | $18.3M | 10.65% | 397,103 | SH |
| 3 | LAZARD ACTIVE ETF TR INTL DYNAMIC EQUITY ETF | IDEQ | 52110K400 | $14.5M | 8.43% | 412,738 | SH |
| 4 | ISHARES TR CORE S&P 500 ETF | IVV | 464287200 | $6.0M | 3.47% | 7,953 | SH |
| 5 | SELECT SECTOR SPDR TR STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF | XLK | 81369Y803 | $5.7M | 3.32% | 29,925 | SH |
| 6 | ISHARES TR GLOBAL TECH ETF | IXN | 464287291 | $4.5M | 2.63% | 31,292 | SH |
| 7 | SELECT SECTOR SPDR TR STATE STREET ENERGY SELECT SECTOR SPDR ETF | XLE | 81369Y506 | $3.6M | 2.08% | 67,249 | SH |
| 8 | ISHARES TR GLOBAL ENERGY ETF | IXC | 464287341 | $3.5M | 2.03% | 70,882 | SH |
| 9 | ISHARES TR GLOBAL CONSUMER STAPLES ETF | KXI | 464288737 | $3.3M | 1.93% | 49,141 | SH |
| 10 | ISHARES TR S&P 500 GROWTH ETF | IVW | 464287309 | $3.2M | 1.88% | 23,438 | SH |
| 11 | APPLIED MATLS INC COM | AMAT | 038222105 | $3.1M | 1.79% | 4,250 | SH |
| 12 | APPLE INC COM | AAPL | 037833100 | $3.0M | 1.77% | 10,482 | SH |
| 13 | SELECT SECTOR SPDR TR STATE STREET CONSUMER STAPLES SELECT SECTOR SPDR ETF | XLP | 81369Y308 | $3.0M | 1.75% | 36,210 | SH |
| 14 | ISHARES TR SEMICONDUCTOR ETF | SOXX | 464287523 | $2.7M | 1.55% | 4,145 | SH |
| 15 | BLACKROCK ETF TR ISHARES U S EQUITY FACTOR ROTATION ACTIVE ETF | DYNF | 09290C103 | $2.4M | 1.41% | 35,659 | SH |
| 16 | BLACKROCK ETF TR ISHARES A I INNOVATION & TECH ACTIVE ETF | BAI | 09290C780 | $2.3M | 1.33% | 43,375 | SH |
| 17 | ISHARES TR MSCI USA QUALITY FACTOR ETF | QUAL | 46432F339 | $2.2M | 1.28% | 10,001 | SH |
| 18 | AMAZON COM INC COM | AMZN | 023135106 | $2.0M | 1.19% | 8,585 | SH |
| 19 | ISHARES TR S&P 500 VALUE ETF | IVE | 464287408 | $2.0M | 1.16% | 8,736 | SH |
| 20 | SPDR SER TR STATE STREET SPDR S&P AEROSPACE & DEFENSE ETF | XAR | 78464A631 | $1.6M | 0.95% | 5,755 | SH |
| 21 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $1.5M | 0.88% | 3,006 | SH |
| 22 | AMPLIFY ETF TR AMPLIFY CYBERSECURITY ETF | HACK | 032108664 | $1.5M | 0.87% | 14,301 | SH |
| 23 | NVIDIA CORP COM | NVDA | 67066G104 | $1.4M | 0.79% | 6,776 | SH |
| 24 | ISHARES TR CORE UNIVERSAL USD BD ETF | IUSB | 46434V613 | $1.3M | 0.76% | 28,385 | SH |
| 25 | BROADCOM INC COM | AVGO | 11135F101 | $1.2M | 0.70% | 3,200 | SH |
| 26 | ISHARES INC CORE MSCI EMERGING MKTS ETF | IEMG | 46434G103 | $1.2M | 0.69% | 14,199 | SH |
| 27 | ISHARES TR US AEROSPACE & DEFENSE ETF | ITA | 464288760 | $1.2M | 0.68% | 4,850 | SH |
| 28 | ISHARES TR U S TECHNOLOGY ETF | IYW | 464287721 | $1.2M | 0.68% | 4,658 | SH |
| 29 | ISHARES TR MSCI EAFE VALUE ETF | EFV | 464288877 | $1.2M | 0.68% | 15,211 | SH |
| 30 | EMERSON ELEC CO COM | EMR | 291011104 | $1.1M | 0.66% | 7,900 | SH |
| 31 | MICROSOFT CORP COM | MSFT | 594918104 | $1.1M | 0.65% | 2,995 | SH |
| 32 | SELECT SECTOR SPDR TR STATE STREET FINL SELECT SECTOR SPDR ETF | XLF | 81369Y605 | $1.0M | 0.59% | 19,004 | SH |
| 33 | VANGUARD INDEX FDS MORNINGSTAR VANGUARD VALUE ETF | VTV | 922908744 | $1.0M | 0.59% | 4,641 | SH |
| 34 | COSTCO WHSL CORP NEW COM | COST | 22160K105 | $993.8K | 0.58% | 1,062 | SH |
| 35 | CAPITAL ONE FINL CORP COM | COF | 14040H105 | $942.9K | 0.55% | 4,700 | SH |
| 36 | MARATHON PETE CORP COM | MPC | 56585A102 | $895.1K | 0.52% | 3,501 | SH |
| 37 | STATE STR SPDR S&P 500 ETF TR TR UNIT | SPY | 78462F103 | $893.9K | 0.52% | 1,197 | SH |
| 38 | ISHARES TR MSCI EAFE GROWTH ETF | EFG | 464288885 | $884.6K | 0.52% | 7,110 | SH |
| 39 | ISHARES TR MSCI USA MOMENTUM FACTOR ETF | MTUM | 46432F396 | $855.7K | 0.50% | 2,496 | SH |
| 40 | CORNING INC COM | GLW | 219350105 | $840.1K | 0.49% | 3,289 | SH |
| 41 | CISCO SYS INC COM | CSCO | 17275R102 | $831.3K | 0.48% | 7,077 | SH |
| 42 | BLACKROCK ETF TR ISHARES U S THEMATIC ROTATION ACTIVE ETF | THRO | 09290C806 | $803.4K | 0.47% | 18,635 | SH |
| 43 | UNITEDHEALTH GROUP INC COM | UNH | 91324P102 | $793.9K | 0.46% | 1,910 | SH |
| 44 | SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT | MDY | 78467Y107 | $652.7K | 0.38% | 928 | SH |
| 45 | ISHARES TR S&P 100 ETF | OEF | 464287101 | $644.3K | 0.38% | 1,761 | SH |
| 46 | VANGUARD INTL FD FTSE DEVELOPED MKTS ETF | VEA | 921943858 | $638.8K | 0.37% | 8,966 | SH |
| 47 | CARPENTER TECHNOLOGY CORP COM | CRS | 144285103 | $616.8K | 0.36% | 1,000 | SH |
| 48 | ALPHABET INC CL A | GOOGL | 02079K305 | $607.5K | 0.35% | 1,700 | SH |
| 49 | ISHARES TR US HEALTH CARE PROVIDERS ETF | IHF | 464288828 | $597.7K | 0.35% | 10,802 | SH |
| 50 | ISHARES TR RUSSELL 2000 ETF | IWM | 464287655 | $527.9K | 0.31% | 1,757 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-04 | $171.7M | 123 | 0001006938-26-000019 |
| 2026-03-31 | 2026-05-04 | $105.0M | 108 | 0001006938-26-000013 |
| 2025-12-31 | 2026-01-23 | $104.3M | 111 | 0001006938-26-000004 |