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NORTHLAND SECURITIES, INC. — 13F Holdings & Portfolio

CIK 1006938 · latest 13F-HR filed 2026-05-04

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$105.0M

Long-equity book

Holdings

108

Distinct positions

Period

2026-03-31

Filed 2026-05-04

Q/Q Activity

+7 / −11 / ↑39 / ↓40

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR GLOBAL ENERGY ETF$1.0M +33.5%
  • SELECT SECTOR SPDR TR STATE STREET ENERGY SELECT SECTOR SPDR ETF$991.8K +32.0%
  • ZIMMER BIOMET HLDGS INC COM$542.5K +100.6%
  • APPLIED MATLS INC COM$360.4K +33.0%
  • MARATHON PETE CORP COM$278.8K +48.4%
Show all 39 →

Top Trims

  • APPLE INC COM-$691.3K -20.0%
  • SELECT SECTOR SPDR TR STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF-$343.9K -7.8%
  • CAPITAL ONE FINL CORP COM-$284.7K -24.7%
  • AMAZON COM INC COM-$261.9K -12.3%
  • VANGUARD INDEX FDS VANGUARD GROWTH ETF-$253.5K -38.6%
Show all 40 →

New Positions

  • ISHARES TR GLOBAL REIT ETF$378.9K
  • ISHARES TR RUSSELL 1000 ETF$325.2K
  • GENERAC HLDGS INC COM$273.5K
  • AMERICAN PUB ED INC COM$271.0K
  • ENTERGY CORP NEW COM$225.8K
Show all 7 →

Exited Positions

  • MEDTRONIC PLC SHS ISIN#IE00BTN1Y115$632.0K
  • BRIDGEWATER BANCSHARES INC DEP SHS REPSTG 1/100TH INT PERP PFD SER A QTLY PERP CLLB 08/17/26@25 PERP MTY$291.4K
  • FIRST TR LARGE CAP GROWTH ALPHADEX FD COM SHS$249.4K
  • VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF$240.7K
  • INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF$232.4K
Show all 11 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE-TRADED FD TR INCOME ETF JPIE 46641Q159 $18.8M 17.86% 407,339 SH
2 ISHARES TR CORE S&P 500 ETF IVV 464287200 $5.3M 5.03% 8,090 SH
3 ISHARES TR GLOBAL ENERGY ETF IXC 464287341 $4.2M 3.96% 72,129 SH
4 SELECT SECTOR SPDR TR STATE STREET ENERGY SELECT SECTOR SPDR ETF XLE 81369Y506 $4.1M 3.89% 66,740 SH
5 SELECT SECTOR SPDR TR STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF XLK 81369Y803 $4.0M 3.84% 30,390 SH
6 ISHARES TR GLOBAL CONSUMER STAPLES ETF KXI 464288737 $3.3M 3.11% 48,730 SH
7 ISHARES TR GLOBAL TECH ETF IXN 464287291 $3.2M 3.07% 32,246 SH
8 SELECT SECTOR SPDR TR STATE STREET CONSUMER STAPLES SELECT SECTOR SPDR ETF XLP 81369Y308 $2.9M 2.77% 35,516 SH
9 APPLE INC COM AAPL 037833100 $2.8M 2.62% 10,862 SH
10 ISHARES TR S&P 500 GROWTH ETF IVW 464287309 $2.5M 2.37% 21,973 SH
11 ISHARES TR MSCI USA QUALITY FACTOR ETF QUAL 46432F339 $2.0M 1.87% 10,226 SH
12 BLACKROCK ETF TR ISHARES U S EQUITY FACTOR ROTATION ACTIVE ETF DYNF 09290C103 $1.9M 1.80% 32,492 SH
13 AMAZON COM INC COM AMZN 023135106 $1.9M 1.78% 8,992 SH
14 ISHARES TR S&P 500 VALUE ETF IVE 464287408 $1.6M 1.51% 7,524 SH
15 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $1.5M 1.40% 3,078 SH
16 APPLIED MATLS INC COM AMAT 038222105 $1.5M 1.38% 4,250 SH
17 SPDR SER TR STATE STREET SPDR S&P AEROSPACE & DEFENSE ETF XAR 78464A631 $1.4M 1.36% 5,633 SH
18 ISHARES TR SEMICONDUCTOR ETF SOXX 464287523 $1.4M 1.30% 4,148 SH
19 BLACKROCK ETF TR ISHARES A I INNOVATION & TECH ACTIVE ETF BAI 09290C780 $1.2M 1.19% 37,905 SH
20 NVIDIA CORP COM NVDA 67066G104 $1.2M 1.12% 6,722 SH
21 COSTCO WHSL CORP NEW COM COST 22160K105 $1.1M 1.01% 1,060 SH
22 ISHARES TR US AEROSPACE & DEFENSE ETF ITA 464288760 $1.0M 0.98% 4,706 SH
23 AMPLIFY ETF TR AMPLIFY CYBERSECURITY ETF HACK 032108664 $1.0M 0.96% 13,421 SH
24 ISHARES TR MSCI EAFE VALUE ETF EFV 464288877 $993.8K 0.95% 13,367 SH
25 BROADCOM INC COM AVGO 11135F101 $990.4K 0.94% 3,200 SH
26 EMERSON ELEC CO COM EMR 291011104 $982.6K 0.94% 7,500 SH
27 ISHARES TR CORE UNIVERSAL USD BD ETF IUSB 46434V613 $972.4K 0.93% 21,052 SH
28 ISHARES TR U S TECHNOLOGY ETF IYW 464287721 $971.5K 0.92% 5,355 SH
29 SELECT SECTOR SPDR TR STATE STREET FINL SELECT SECTOR SPDR ETF XLF 81369Y605 $962.9K 0.92% 19,504 SH
30 VANGUARD INDEX FDS VANGUARD VALUE ETF VTV 922908744 $932.3K 0.89% 4,752 SH
31 CAPITAL ONE FINL CORP COM COF 14040H105 $866.5K 0.82% 4,750 SH
32 MARATHON PETE CORP COM MPC 56585A102 $854.9K 0.81% 3,501 SH
33 STATE STR SPDR S&P 500 ETF TR TR UNIT SPY 78462F103 $778.5K 0.74% 1,197 SH
34 ISHARES TR MSCI EAFE GROWTH ETF EFG 464288885 $751.0K 0.71% 6,743 SH
35 ISHARES INC CORE MSCI EMERGING MKTS ETF IEMG 46434G103 $713.1K 0.68% 10,224 SH
36 CISCO SYS INC COM CSCO 17275R102 $651.4K 0.62% 8,396 SH
37 UNITEDHEALTH GROUP INC COM UNH 91324P102 $606.1K 0.58% 2,240 SH
38 MICROSOFT CORP COM MSFT 594918104 $601.9K 0.57% 1,626 SH
39 ISHARES TR S&P 100 ETF OEF 464287101 $583.0K 0.56% 1,833 SH
40 SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT MDY 78467Y107 $572.4K 0.54% 928 SH
41 VANGUARD INTL FD FTSE DEVELOPED MKTS ETF VEA 921943858 $565.8K 0.54% 8,830 SH
42 ZIMMER BIOMET HLDGS INC COM ZBH 98956P102 $542.5K 0.52% 6,000 SH
43 ZIMMER BIOMET HLDGS INC COM ZBH 98956P102 $539.5K 0.51% 6,000 SH
44 ALPHABET INC CL A GOOGL 02079K305 $521.9K 0.50% 1,815 SH
45 INVESCO DB COMMODITY INDEX TRACKING FD UNIT DBC 46138B103 $494.9K 0.47% 17,096 SH
46 BLACKROCK ETF TR ISHARES U S THEMATIC ROTATION ACTIVE ETF THRO 09290C806 $489.3K 0.47% 13,510 SH
47 SPDR SER TR STATE STR SPDR PORT INTER TERM TREAS ETF SPTI 78464A672 $474.8K 0.45% 16,566 SH
48 ISHARES TR MSCI USA MOMENTUM FACTOR ETF MTUM 46432F396 $473.7K 0.45% 1,974 SH
49 CORNING INC COM GLW 219350105 $447.2K 0.43% 3,289 SH
50 ISHARES TR US HEALTH CARE PROVIDERS ETF IHF 464288828 $440.1K 0.42% 10,517 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-04 $105.0M 108 0001006938-26-000013
2025-12-31 2026-01-23 $104.3M 111 0001006938-26-000004