MAI Capital Management — 13F Holdings & Portfolio
CIK 1040197 · latest 13F-HR filed 2026-08-14
MAI Capital Management manages $26.60B in 13F-reported U.S. long-equity assets across 3,448 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (4.92%), SPY (2.95%), AAPL (2.72%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 57 new positions and exited 2,977; 1,448 existing positions rose in reported value and 178 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$26.60B
Long-equity book
Holdings
3,448
Distinct positions
Period
2026-06-30
Filed 2026-08-14
Q/Q Activity
+57 / −2977 / ↑1448 / ↓178
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV7.0% · +43%SPY3.4% · +25%AAPL3.3% · +21%GLDM2.3% · +38849%NVDA2.0% · +55%VEA1.9% · +52%MSFT1.8% · +17%VTI1.7% · +130%IJH1.6% · +2%GOOGL1.4% · +26%AMZN1.3% · +21%VWO1.3% · +53%QQQ1.2% · +4%SCHP1.2% · +100216%IJR1.2% · +4%VIG1.1% · +27%GOOG1.1% · +27%IVE1.1% · +22%AVGO1.0% · +10%GUNR1.0% · +2610%VOO0.9% · +104%IEFA0.9% · +5%RPAR0.8% · newBRK.B0.8% · +10%IEMG0.8% · +4%IWF0.8% · +308%MDY0.7% · +3%RSP0.7% · +13%JPM0.7% · +16%DFAI0.7% · +250%DFAU0.6% · +370%IWM0.6% · +9%VTV0.6% · +143%ABBV0.6% · +7%IVW0.6% · +2%LLY0.6% · +32%SDY0.6% · +1%OEF0.6% · +4046%SGOV0.5% · +7%META0.5% · +32%JNJ0.5% · -0%V0.5% · +7%CSCO0.5% · +5%ACWI0.5% · +3942%TSM0.4% · -1%VTIP0.4% · +62652%VGSH0.4% · +7%VCSH0.4% · +4%TIP0.4% · +2494%AGG0.4% · +120%COST0.4% · +7%RTX0.4% · +3%DFAE0.4% · +554%IGSB0.4% · +7%VUG0.4% · +753%SHW0.4% · +5%MBB0.4% · +394%IWD0.4% · +6%EMXC0.3% · +330%XLK0.3% · +9%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 26.4%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Oct 1, 2026.
Assets Under Management
$52.10B
Discretionary
$35.66B
Employees
562
Accounts
48,547
Address
6050 OAK TREE BLVD
SUITE 500
CLEVELAND, OH 44131
SUITE 500
CLEVELAND, OH 44131
Phone
(216) 920-4800
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BUONCORE, RICHARD, JAMES Control | CHAIRMAN & CHIEF EXECUTIVE OFFICER since Jan 2026 | Less than 5% | Individual |
| Brady, Amy, Grieve Control | MANAGING PARTNER since Sep 2026 | Less than 5% | Individual |
| DROCKTON, LESLIE Control | GENERAL COUNSEL since Jun 2023 | Less than 5% | Individual |
| EAGLE, JANE, FRANCES Control | MANAGING PARTNER since Nov 2025 | Less than 5% | Individual |
| HAPPE, MARK, JONATHAN Control | CHIEF COMPLIANCE OFFICER since Aug 2023 | Less than 5% | Individual |
| HOU, DAVID, CHIH Control | MANAGING PARTNER since Nov 2025 | Less than 5% | Individual |
| KACIC, JAMES, D. Control | MANAGING PARTNER AND CHIEF OPERATING OFFICER since Sep 2024 | Less than 5% | Individual |
| MACDONALD, ALBERT, EDWARD Control | MANAGING PARTNER since Oct 2025 | Less than 5% | Individual |
| MAI CAPITAL MANAGEMENT INTERMEDIATE LLC Control | MEMBER since Sep 2021 | 75% or more | Domestic Entity |
| MCLEAN, JOSEPH, R. Control | MANAGING PARTNER since Sep 2024 | Less than 5% | Individual |
| NOFTSINGER, PHILIP Control | CHIEF FINANCIAL OFFICER since Sep 2024 | Less than 5% | Individual |
| NYE, KURT, DAVID Control | MANAGING PARTNER & CHIEF INVESTMENT OFFICER since Sep 2024 | Less than 5% | Individual |
| SANDERS, JAY, DAVID Control | MANAGING PARTNER since Nov 2025 | Less than 5% | Individual |
| ZALLER, JOHN, DANIEL Control | MANAGING PARTNER since Sep 2024 | Less than 5% | Individual |
| CARLYLE PARTNERS VIII HOLDINGS VI, LP Control Indirect owner via RUNWAY HOLDINGS TOPCO LP | MEMBER since Jun 2026 | 50–75% | Domestic Entity |
| CARLYLE PARTNERS VIII LP Control Indirect owner via CARLYLE PARTNERS VIII HOLDINGS VI, LP | MEMBER since Jun 2026 | 25–50% | Domestic Entity |
| CARLYLE RUNWAY COINVESTMENT LP Control Indirect owner via CARLYLE PARTNERS VIII HOLDINGS VI, LP | MEMBER since Jun 2026 | 25–50% | Domestic Entity |
| MAI CAPITAL MANAGEMENT HOLDINGS LLC Control Indirect owner via MAI INTERMEDIATE FINANCE HOLDINGS LLC | MEMBER since Sep 2024 | General partner, trustee or manager | Domestic Entity |
| MAI FINANCE HOLDINGS LLC Control Indirect owner via MAI CAPITAL MANAGEMENT INTERMEDIATE LLC | MEMBER since Sep 2024 | 75% or more | Domestic Entity |
| MAI INTERMEDIATE FINANCE HOLDINGS LLC Control Indirect owner via MAI FINANCE HOLDINGS LLC | MEMBER since Sep 2024 | 75% or more | Domestic Entity |
| RUNWAY ACQUISITION HOLDINGS LLC Control Indirect owner via RUNWAY ACQUISITION INTERMEDIATE INC | MEMBER since Jun 2026 | 75% or more | Domestic Entity |
| RUNWAY ACQUISITION INC Control Indirect owner via MAI CAPITAL MANAGEMENT HOLDINGS LLC | SHAREHOLDER since Jun 2026 | 75% or more | Domestic Entity |
| RUNWAY ACQUISITION INTERMEDIATE INC Control Indirect owner via RUNWAY ACQUISITION INC | SHAREHOLDER since Jun 2026 | 75% or more | Domestic Entity |
| RUNWAY HOLDINGS TOPCO LP Control Indirect owner via RUNWAY ACQUISITION HOLDINGS LLC | MEMBER since Jun 2026 | 75% or more | Domestic Entity |
| RUNWAY ROLLOVER AGGREGATOR LLC Control Indirect owner via RUNWAY HOLDINGS TOPCO LP | MEMBER since Jun 2026 | 25–50% | Domestic Entity |
Ownership & leadership changes · 23 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Sep 18, 2026 filing
- AddedBrady, Amy, Grieve · MANAGING PARTNER · Less than 5% · control person
Jul 2, 2026 filing
- No longer listedMAI CAPITAL MANAGEMENT INVESTOR LLC · MEMBER · 50–75% · indirect via MAI CAPITAL MANAGEMENT HOLDINGS LLC · control person · listed since Sep 2021
- No longer listedMAI GALWAY HOLDINGS LP · MEMBER · General partner, trustee or manager · indirect via MAI CAPITAL MANAGEMENT INVESTOR LLC · control person · listed since Sep 2024
Jul 1, 2026 filing
- No longer listedGALWAY SERIES 2 AGGREGATOR LP · MEMBER · 25–50% · indirect via MAI GALWAY HOLDINGS LP · control person · listed since Sep 2024
- AddedCARLYLE PARTNERS VIII HOLDINGS VI, LP · MEMBER · 50–75% · indirect via RUNWAY HOLDINGS TOPCO LP · control person
- AddedCARLYLE PARTNERS VIII LP · MEMBER · 25–50% · indirect via CARLYLE PARTNERS VIII HOLDINGS VI, LP · control person
- AddedCARLYLE RUNWAY COINVESTMENT LP · MEMBER · 25–50% · indirect via CARLYLE PARTNERS VIII HOLDINGS VI, LP · control person
- AddedRUNWAY ACQUISITION HOLDINGS LLC · MEMBER · 75% or more · indirect via RUNWAY ACQUISITION INTERMEDIATE INC · control person
- AddedRUNWAY ACQUISITION INC · SHAREHOLDER · 75% or more · indirect via MAI CAPITAL MANAGEMENT HOLDINGS LLC · control person
- AddedRUNWAY ACQUISITION INTERMEDIATE INC · SHAREHOLDER · 75% or more · indirect via RUNWAY ACQUISITION INC · control person
- AddedRUNWAY HOLDINGS TOPCO LP · MEMBER · 75% or more · indirect via RUNWAY ACQUISITION HOLDINGS LLC · control person
- AddedRUNWAY ROLLOVER AGGREGATOR LLC · MEMBER · 25–50% · indirect via RUNWAY HOLDINGS TOPCO LP · control person
Jan 22, 2026 filing
- ChangedBUONCORE, RICHARD, JAMES · title EXECUTIVE CHAIRMAN → EXECUTIVE CHAIRMAN & CHIEF EXECUTIVE OFFICER
- ChangedBUONCORE, RICHARD, JAMES · title EXECUTIVE CHAIRMAN & CHIEF EXECUTIVE OFFICER → CHAIRMAN & CHIEF EXECUTIVE OFFICER
Nov 3, 2025 filing
- AddedEAGLE, JANE, FRANCES · MANAGING PARTNER · Less than 5% · control person
- AddedHOU, DAVID, CHIH · MANAGING PARTNER · Less than 5% · control person
- AddedSANDERS, JAY, DAVID · MANAGING PARTNER · Less than 5% · control person
Oct 9, 2025 filing
- AddedMACDONALD, ALBERT, EDWARD · MANAGING PARTNER · Less than 5% · control person
Mar 28, 2025 filing
- AddedGALWAY SERIES 2 AGGREGATOR LP · MEMBER · 25–50% · indirect via MAI GALWAY HOLDINGS LP · control person
Sep 26, 2024 filing
- No longer listedGALWAY BORROWER LLC - SERIES 2 · MEMBER · General partner, trustee or manager · indirect via MAI CAPITAL MANAGEMENT INVESTOR LLC · control person · listed since Dec 2022
- No longer listedGALWAY FINANCE HOLDINGS LLC - SERIES 2 · MEMBER · General partner, trustee or manager · indirect via GALWAY BORROWER LLC - SERIES 2 · control person · listed since Dec 2022
- No longer listedGALWAY HOLDINGS LP - SERIES 2 · MEMBER · General partner, trustee or manager · indirect via GALWAY FINANCE HOLDINGS LLC - SERIES 2 · control person · listed since Dec 2022
- No longer listedMAI CAPITAL MANAGEMENT HOLDINGS LLC · MEMBER · General partner, trustee or manager · indirect via MAI CAPITAL MANAGEMENT INTERMEDIATE LLC · control person · listed since Sep 2021
- No longer listedTITCHENELL, SHIRLEY, ANN · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Dec 2019
- AddedDROCKTON, LESLIE · GENERAL COUNSEL · Less than 5% · control person
- AddedMAI CAPITAL MANAGEMENT HOLDINGS LLC · MEMBER · General partner, trustee or manager · indirect via MAI INTERMEDIATE FINANCE HOLDINGS LLC · control person
- AddedMAI FINANCE HOLDINGS LLC · MEMBER · 75% or more · indirect via MAI CAPITAL MANAGEMENT INTERMEDIATE LLC · control person
- AddedMAI GALWAY HOLDINGS LP · MEMBER · General partner, trustee or manager · indirect via MAI CAPITAL MANAGEMENT INVESTOR LLC · control person
- AddedMAI INTERMEDIATE FINANCE HOLDINGS LLC · MEMBER · 75% or more · indirect via MAI FINANCE HOLDINGS LLC · control person
- AddedMCLEAN, JOSEPH, R. · MANAGING PARTNER · Less than 5% · control person
- AddedNOFTSINGER, PHILIP · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- AddedNYE, KURT, DAVID · MANAGING PARTNER & CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ChangedBUONCORE, RICHARD, JAMES · title MANAGING PARTNER → EXECUTIVE CHAIRMAN
- ChangedKACIC, JAMES, D. · title CHIEF FINANCIAL OFFICER / PRESIDENT → MANAGING PARTNER AND CHIEF OPERATING OFFICER
- ChangedZALLER, JOHN, DANIEL · title CHIEF INVESTMENT OFFICER → MANAGING PARTNER
Jun 27, 2024 filing
- No longer listedAMADOR, ANTHONY, EDGAR · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Oct 2022
- ChangedKACIC, JAMES, D. · title PRESIDENT → CHIEF FINANCIAL OFFICER / PRESIDENT
Mar 28, 2024 filing
- No longer listedGALWAY INSURANCE CO-INVEST LP · MEMBER · 25–50% · indirect via GALWAY INSURANCE HOLDINGS LP · control person · listed since Sep 2021
- No longer listedGALWAY INSURANCE HOLDINGS LP · MEMBER · General partner, trustee or manager · indirect via MAI CAPITAL MANAGEMENT INVESTOR LLC · control person · listed since Sep 2021
Older changes (14 more filings)
Nov 10, 2023 filing
- No longer listedCAVALIER, HOLLY, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2019
- AddedHAPPE, MARK, JONATHAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 31, 2023 filing
- AddedGALWAY BORROWER LLC - SERIES 2 · MEMBER · General partner, trustee or manager · indirect via MAI CAPITAL MANAGEMENT INVESTOR LLC · control person
- AddedGALWAY FINANCE HOLDINGS LLC - SERIES 2 · MEMBER · General partner, trustee or manager · indirect via GALWAY BORROWER LLC - SERIES 2 · control person
- AddedGALWAY HOLDINGS LP - SERIES 2 · MEMBER · General partner, trustee or manager · indirect via GALWAY FINANCE HOLDINGS LLC - SERIES 2 · control person
Oct 21, 2022 filing
- No longer listedSMITH, JAMES, LYMAN · MANAGING DIRECTOR, WEALTH MANAGEMENT · Less than 5% · control person · listed since Dec 2019
- AddedAMADOR, ANTHONY, EDGAR · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ChangedKACIC, JAMES, D. · title CHIEF FINANCIAL OFFICER → PRESIDENT
Oct 7, 2021 filing
- No longer listed76 WEST HOLDINGS, LLC · MEMBER · 25–50% · indirect via WEALTH PARTNERS CAPITAL GROUP, LLC · control person · listed since Jun 2017
- No longer listedAHUJA, MANISHA · MEMBER - TRUST · 25–50% · indirect via MURA HOLDINGS LLC · control person · listed since Oct 2009
- No longer listedAHUJA, MONTE · MEMBER - TRUST · 25–50% · indirect via MURA HOLDINGS LLC · control person · listed since Oct 2009
- No longer listedAHUJA, RITU · MEMBER - TRUST · 25–50% · indirect via MURA HOLDINGS LLC · control person · listed since Oct 2009
- No longer listedAHUJA, USHA · MEMBER - TRUST · 25–50% · indirect via MURA HOLDINGS LLC · control person · listed since Oct 2009
- No longer listedBUONCORE, LORRAINE · MEMBER · 25–50% · indirect via THE BUONCORE GROUP · control person · listed since Feb 2007
- No longer listedBUONCORE, RICHARD, JAMES · MEMBER · 50–75% · indirect via THE BUONCORE GROUP · control person · listed since Feb 2007
- No longer listedMURA HOLDINGS LLC · MEMBER · 10–25% · listed since Mar 2011
- No longer listedPROJECT 216 ACQUISITION, LLC · MEMBER · 25–50% · listed since Jun 2017
- No longer listedSCHWARTZ, ERIC, STUART · MEMBER · 75% or more · indirect via 76 WEST HOLDINGS, LLC · control person · listed since Jun 2008
- No longer listedTHE BUONCORE GROUP · MEMBER · 10–25% · control person · listed since Feb 2007
- No longer listedWEALTH PARTNERS CAPITAL GROUP, LLC · MEMBER · 75% or more · indirect via PROJECT 216 ACQUISITION, LLC · control person · listed since Apr 2017
- AddedGALWAY INSURANCE CO-INVEST LP · MEMBER · 25–50% · indirect via GALWAY INSURANCE HOLDINGS LP · control person
- AddedGALWAY INSURANCE HOLDINGS LP · MEMBER · General partner, trustee or manager · indirect via MAI CAPITAL MANAGEMENT INVESTOR LLC · control person
- AddedMAI CAPITAL MANAGEMENT HOLDINGS LLC · MEMBER · General partner, trustee or manager · indirect via MAI CAPITAL MANAGEMENT INTERMEDIATE LLC · control person
- AddedMAI CAPITAL MANAGEMENT INTERMEDIATE LLC · MEMBER · 75% or more · control person
- AddedMAI CAPITAL MANAGEMENT INVESTOR LLC · MEMBER · 50–75% · indirect via MAI CAPITAL MANAGEMENT HOLDINGS LLC · control person
Mar 30, 2020 filing
- No longer listedSUMMERS, MARK, HUNTER · MEMBER · Less than 5% · listed since Dec 2019
- AddedSMITH, JAMES, LYMAN · MANAGING DIRECTOR, WEALTH MANAGEMENT · Less than 5% · control person
Dec 18, 2019 filing
- AddedCAVALIER, HOLLY, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedSUMMERS, MARK, HUNTER · title CHIEF OPERATING OFFICER → MEMBER; no longer a control person
- ChangedTITCHENELL, SHIRLEY, ANN · title CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER
Mar 15, 2018 filing
- No longer listedBIG RETURN, LTD · MEMBER · 10–25% · listed since Jan 2017
- No longer listedGRAY, GERALD, HOWARD · MANAGING DIRECTOR · 5–10% · control person · listed since Jan 2016
- No longer listedRAYBURN, ANDREW · MEMBER - TRUST · 75% or more · indirect via BIG RETURN, LTD · control person · listed since Feb 2007
Aug 25, 2017 filing
- Added76 WEST HOLDINGS, LLC · MEMBER · 25–50% · indirect via WEALTH PARTNERS CAPITAL GROUP, LLC · control person
- AddedSCHWARTZ, ERIC, STUART · MEMBER · 75% or more · indirect via 76 WEST HOLDINGS, LLC · control person
Jul 10, 2017 filing
- No longer listedLEMMO, ROBERTA, JUNE · MANAGING DIRECTOR · 5–10% · control person · listed since Oct 2000
- No longer listedMORRISON, LU, ANNE · MANAGING DIRECTOR · 5–10% · control person · listed since Oct 2000
- No longer listedPALGUTA, JOHN, GEORGE · MANAGING DIRECTOR · Less than 5% · control person · listed since Oct 2000
- AddedPROJECT 216 ACQUISITION, LLC · MEMBER · 25–50%
- AddedWEALTH PARTNERS CAPITAL GROUP, LLC · MEMBER · 75% or more · indirect via PROJECT 216 ACQUISITION, LLC · control person
Mar 16, 2017 filing
- No longer listedBIG PLAY, LLC · MEMBER · 10–25% · listed since Feb 2007
- No longer listedRAYBURN, ANDREW · MEMBER · 75% or more · indirect via BIG PLAY LLC · control person · listed since Feb 2007
- AddedBIG RETURN, LTD · MEMBER · 10–25%
- AddedRAYBURN, ANDREW · MEMBER - TRUST · 75% or more · indirect via BIG RETURN, LTD · control person
Mar 24, 2016 filing
- ChangedGRAY, GERALD, HOWARD · title CO - CHIEF INVESTMENT OFFICER → MANAGING DIRECTOR
- ChangedZALLER, JOHN, DANIEL · title CO-CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER
Mar 27, 2015 filing
- AddedZALLER, JOHN, DANIEL · CO-CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ChangedGRAY, GERALD, HOWARD · title CHIEF INVESTMENT OFFICER → CO - CHIEF INVESTMENT OFFICER
May 17, 2012 filing
- ChangedMORRISON, LU, ANNE · ownership Less than 5% → 5–10%
Mar 30, 2012 filing (earliest on record)
- ListedAHUJA, MANISHA · MEMBER - TRUST · 25–50% · indirect via MURA HOLDINGS LLC · control person
- ListedAHUJA, MONTE · MEMBER - TRUST · 25–50% · indirect via MURA HOLDINGS LLC · control person
- ListedAHUJA, RITU · MEMBER - TRUST · 25–50% · indirect via MURA HOLDINGS LLC · control person
- ListedAHUJA, USHA · MEMBER - TRUST · 25–50% · indirect via MURA HOLDINGS LLC · control person
- ListedBIG PLAY, LLC · MEMBER · 10–25%
- ListedBUONCORE, LORRAINE · MEMBER · 25–50% · indirect via THE BUONCORE GROUP · control person
- ListedBUONCORE, RICHARD, JAMES · MANAGING PARTNER · Less than 5% · control person
- ListedBUONCORE, RICHARD, JAMES · MEMBER · 50–75% · indirect via THE BUONCORE GROUP · control person
- ListedGRAY, GERALD, HOWARD · CHIEF INVESTMENT OFFICER · 5–10% · control person
- ListedKACIC, JAMES, D. · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedLEMMO, ROBERTA, JUNE · MANAGING DIRECTOR · 5–10% · control person
- ListedMORRISON, LU, ANNE · MANAGING DIRECTOR · Less than 5% · control person
- ListedMURA HOLDINGS LLC · MEMBER · 10–25%
- ListedPALGUTA, JOHN, GEORGE · MANAGING DIRECTOR · Less than 5% · control person
- ListedRAYBURN, ANDREW · MEMBER · 75% or more · indirect via BIG PLAY LLC · control person
- ListedSUMMERS, MARK, HUNTER · CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedTHE BUONCORE GROUP · MEMBER · 10–25% · control person
- ListedTITCHENELL, SHIRLEY, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- ISHARES TR$720.7M +63.8%
- WORLD GOLD TR$593.7M +33273.1%
- SCHWAB STRATEGIC TR$305.5M +99798.3%
- VANGUARD INDEX FDS$272.7M +165.0%
- STATE STR SPDR S&P 500 ETF T$268.8M +43.1%
Top Trims
- ISHARES TR-$16.8M -28.0%
- ACCENTURE PLC IRELAND-$11.4M -44.9%
- FIRST TR EXCHNG TRADED FD VI-$9.5M -84.4%
- EXXON MOBIL CORP-$8.7M -9.2%
- NETFLIX INC.-$8.6M -16.2%
New Positions
- TIDAL TRUST I$220.2M
- AMERICAN CENTY ETF TR$34.0M
- TIDAL TRUST I$33.4M
- PIMCO ETF TR$27.0M
- HONEYWELL INTL INC$20.5M
Exited Positions
- HONEYWELL INTL INC$39.9M
- DUPONT DE NEMOURS INC$791.9K
- DRILLING TOOLS INTL CORP$577.4K
- HOLOGIC INC$458.3K
- CARNIVAL CORP$373.2K
MAI Capital Management Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $1.31B | 4.92% | 1,749,289 | SH |
| 2 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $784.9M | 2.95% | 1,051,097 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $723.5M | 2.72% | 2,500,234 | SH |
| 4 | WORLD GOLD TR | GLDM | 98149E303 | $593.8M | 2.23% | 7,476,323 | SH |
| 5 | ISHARES TR | IVV | 464287200 | $540.7M | 2.03% | 721,940 | SH |
| 6 | ISHARES TR | IJH | 464287507 | $430.4M | 1.62% | 5,581,833 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $419.7M | 1.58% | 1,125,048 | SH |
| 8 | NVIDIA CORPORATION | NVDA | 67066G104 | $352.7M | 1.33% | 1,762,518 | SH |
| 9 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $338.6M | 1.27% | 4,751,918 | SH |
| 10 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $305.4M | 1.15% | 11,525,046 | SH |
| 11 | ISHARES TR | IJR | 464287804 | $301.2M | 1.13% | 2,030,661 | SH |
| 12 | INVESCO QQQ TR | QQQ | 46090E103 | $298.6M | 1.12% | 405,478 | SH |
| 13 | ALPHABET INC | GOOGL | 02079K305 | $292.1M | 1.10% | 817,332 | SH |
| 14 | AMAZON COM INC | AMZN | 023135106 | $291.6M | 1.10% | 1,223,389 | SH |
| 15 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $248.5M | 0.93% | 1,050,089 | SH |
| 16 | VANGUARD INDEX FDS | VTI | 922908769 | $245.5M | 0.92% | 663,496 | SH |
| 17 | FLEXSHARES TR | GUNR | 33939L407 | $241.1M | 0.91% | 4,893,070 | SH |
| 18 | ISHARES TR | IEFA | 46432F842 | $240.1M | 0.90% | 2,486,333 | SH |
| 19 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $232.6M | 0.87% | 3,896,639 | SH |
| 20 | ALPHABET INC | GOOG | 02079K107 | $226.9M | 0.85% | 642,226 | SH |
| 21 | ISHARES TR | IVE | 464287408 | $226.8M | 0.85% | 998,896 | SH |
| 22 | BROADCOM INC | AVGO | 11135F101 | $225.3M | 0.85% | 596,529 | SH |
| 23 | TIDAL TRUST I | RPAR | 886364603 | $220.2M | 0.83% | 9,891,779 | SH |
| 24 | ISHARES INC | IEMG | 46434G103 | $198.1M | 0.74% | 2,391,908 | SH |
| 25 | ISHARES TR | IWF | 464287614 | $193.0M | 0.73% | 1,554,612 | SH |
| 26 | VANGUARD INDEX FDS | VTI | 922908769 | $192.5M | 0.72% | 520,098 | SH |
| 27 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $187.4M | 0.70% | 266,407 | SH |
| 28 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $186.3M | 0.70% | 372,405 | SH |
| 29 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $179.7M | 0.68% | 844,621 | SH |
| 30 | NVIDIA CORPORATION | NVDA | 67066G104 | $166.7M | 0.63% | 833,340 | SH |
| 31 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $163.3M | 0.61% | 2,291,542 | SH |
| 32 | JPMORGAN CHASE & CO | JPM | 46625H100 | $156.7M | 0.59% | 478,707 | SH |
| 33 | ISHARES TR | IWM | 464287655 | $153.8M | 0.58% | 511,852 | SH |
| 34 | ISHARES TR | IVW | 464287309 | $152.0M | 0.57% | 1,105,095 | SH |
| 35 | SPDR SERIES TRUST | SDY | 78464A763 | $151.5M | 0.57% | 995,543 | SH |
| 36 | ABBVIE INC | ABBV | 00287Y109 | $147.8M | 0.56% | 587,218 | SH |
| 37 | ISHARES TR | OEF | 464287101 | $147.2M | 0.55% | 402,238 | SH |
| 38 | ISHARES TR | SGOV | 46436E718 | $141.5M | 0.53% | 1,405,521 | SH |
| 39 | APPLE INC | AAPL | 037833100 | $136.2M | 0.51% | 470,774 | SH |
| 40 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $132.3M | 0.50% | 2,558,984 | SH |
| 41 | VISA INC | V | 92826C839 | $129.1M | 0.49% | 376,277 | SH |
| 42 | ELI LILLY & CO | LLY | 532457108 | $126.4M | 0.48% | 105,364 | SH |
| 43 | VANGUARD INDEX FDS | VOO | 922908363 | $124.6M | 0.47% | 181,420 | SH |
| 44 | ISHARES TR | ACWI | 464288257 | $123.6M | 0.46% | 787,225 | SH |
| 45 | DIMENSIONAL ETF TRUST | DFAI | 25434V203 | $123.3M | 0.46% | 2,989,797 | SH |
| 46 | CISCO SYS INC | CSCO | 17275R102 | $121.3M | 0.46% | 1,032,573 | SH |
| 47 | JOHNSON & JOHNSON | JNJ | 478160104 | $120.6M | 0.45% | 474,892 | SH |
| 48 | VANGUARD INDEX FDS | VOO | 922908363 | $119.5M | 0.45% | 174,029 | SH |
| 49 | VANGUARD MALVERN FDS | VTIP | 922020805 | $117.3M | 0.44% | 2,334,352 | SH |
| 50 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $115.3M | 0.43% | 1,980,888 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $26.60B | 3,448 | 0001172661-26-003680 |
| 2026-03-31 | 2026-05-15 | $17.72B | 5,019 | 0001040197-26-000002 |
| 2025-12-31 | 2026-02-13 | $17.39B | 4,360 | 0001040197-26-000001 |
| 2025-09-30 | 2025-11-10 | $16.06B | 3,808 | 0001040197-25-000006 |
Filer Information
Address
6050 OAK TREE BLVD SUITE 500INDEPENDENCE, OH 44131
Phone
(216) 436-3500
Filing Manager
MAI Capital Management
INDEPENDENCE, OH
Signatory
Mark Happe
Chief Compliance Officer and Managing Director