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MAI Capital Management — 13F Holdings & Portfolio

CIK 1040197 · latest 13F-HR filed 2026-08-14

Backtest portfolio

MAI Capital Management manages $26.60B in 13F-reported U.S. long-equity assets across 3,448 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (4.92%), SPY (2.95%), AAPL (2.72%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 57 new positions, exited 2,977, added to 1,448, and trimmed 178.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
6050 OAK TREE BLVD SUITE 500
INDEPENDENCE, OH 44131
Phone
(216) 436-3500
Filing Manager
MAI Capital Management
INDEPENDENCE, OH
Signatory
Mark Happe
Chief Compliance Officer and Managing Director
Loading holdings…
AUM

$26.60B

Long-equity book

Holdings

3,448

Distinct positions

Period

2026-06-30

Filed 2026-08-14

Q/Q Activity

+57 / −2977 / ↑1448 / ↓178

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$720.7M +63.8%
  • WORLD GOLD TR$593.7M +33273.1%
  • SCHWAB STRATEGIC TR$305.5M +99798.3%
  • VANGUARD INDEX FDS$272.7M +165.0%
  • STATE STR SPDR S&P 500 ETF T$268.8M +43.1%
Show all 1448 →

Top Trims

  • ISHARES TR-$16.8M -28.0%
  • ACCENTURE PLC IRELAND-$11.4M -44.9%
  • FIRST TR EXCHNG TRADED FD VI-$9.5M -84.4%
  • EXXON MOBIL CORP-$8.7M -9.2%
  • NETFLIX INC.-$8.6M -16.2%
Show all 178 →

New Positions

  • TIDAL TRUST I$220.2M
  • AMERICAN CENTY ETF TR$34.0M
  • TIDAL TRUST I$33.4M
  • PIMCO ETF TR$27.0M
  • HONEYWELL INTL INC$20.5M
Show all 57 →

Exited Positions

  • HONEYWELL INTL INC$39.9M
  • DUPONT DE NEMOURS INC$791.9K
  • DRILLING TOOLS INTL CORP$577.4K
  • HOLOGIC INC$458.3K
  • CARNIVAL CORP$373.2K
Show all 2977 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $1.31B 4.92% 1,749,289 SH
2 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $784.9M 2.95% 1,051,097 SH
3 APPLE INC AAPL 037833100 $723.5M 2.72% 2,500,234 SH
4 WORLD GOLD TR GLDM 98149E303 $593.8M 2.23% 7,476,323 SH
5 ISHARES TR IVV 464287200 $540.7M 2.03% 721,940 SH
6 ISHARES TR IJH 464287507 $430.4M 1.62% 5,581,833 SH
7 MICROSOFT CORP MSFT 594918104 $419.7M 1.58% 1,125,048 SH
8 NVIDIA CORPORATION NVDA 67066G104 $352.7M 1.33% 1,762,518 SH
9 VANGUARD TAX-MANAGED FDS VEA 921943858 $338.6M 1.27% 4,751,918 SH
10 SCHWAB STRATEGIC TR SCHP 808524870 $305.4M 1.15% 11,525,046 SH
11 ISHARES TR IJR 464287804 $301.2M 1.13% 2,030,661 SH
12 INVESCO QQQ TR QQQ 46090E103 $298.6M 1.12% 405,478 SH
13 ALPHABET INC GOOGL 02079K305 $292.1M 1.10% 817,332 SH
14 AMAZON COM INC AMZN 023135106 $291.6M 1.10% 1,223,389 SH
15 VANGUARD SPECIALIZED FUNDS VIG 921908844 $248.5M 0.93% 1,050,089 SH
16 VANGUARD INDEX FDS VTI 922908769 $245.5M 0.92% 663,496 SH
17 FLEXSHARES TR GUNR 33939L407 $241.1M 0.91% 4,893,070 SH
18 ISHARES TR IEFA 46432F842 $240.1M 0.90% 2,486,333 SH
19 VANGUARD INTL EQUITY INDEX F VWO 922042858 $232.6M 0.87% 3,896,639 SH
20 ALPHABET INC GOOG 02079K107 $226.9M 0.85% 642,226 SH
21 ISHARES TR IVE 464287408 $226.8M 0.85% 998,896 SH
22 BROADCOM INC AVGO 11135F101 $225.3M 0.85% 596,529 SH
23 TIDAL TRUST I RPAR 886364603 $220.2M 0.83% 9,891,779 SH
24 ISHARES INC IEMG 46434G103 $198.1M 0.74% 2,391,908 SH
25 ISHARES TR IWF 464287614 $193.0M 0.73% 1,554,612 SH
26 VANGUARD INDEX FDS VTI 922908769 $192.5M 0.72% 520,098 SH
27 STATE STR SPDR S&P MIDCAP 40 MDY 78467Y107 $187.4M 0.70% 266,407 SH
28 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $186.3M 0.70% 372,405 SH
29 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $179.7M 0.68% 844,621 SH
30 NVIDIA CORPORATION NVDA 67066G104 $166.7M 0.63% 833,340 SH
31 VANGUARD TAX-MANAGED FDS VEA 921943858 $163.3M 0.61% 2,291,542 SH
32 JPMORGAN CHASE & CO JPM 46625H100 $156.7M 0.59% 478,707 SH
33 ISHARES TR IWM 464287655 $153.8M 0.58% 511,852 SH
34 ISHARES TR IVW 464287309 $152.0M 0.57% 1,105,095 SH
35 SPDR SERIES TRUST SDY 78464A763 $151.5M 0.57% 995,543 SH
36 ABBVIE INC ABBV 00287Y109 $147.8M 0.56% 587,218 SH
37 ISHARES TR OEF 464287101 $147.2M 0.55% 402,238 SH
38 ISHARES TR SGOV 46436E718 $141.5M 0.53% 1,405,521 SH
39 APPLE INC AAPL 037833100 $136.2M 0.51% 470,774 SH
40 DIMENSIONAL ETF TRUST DFAU 25434V104 $132.3M 0.50% 2,558,984 SH
41 VISA INC V 92826C839 $129.1M 0.49% 376,277 SH
42 ELI LILLY & CO LLY 532457108 $126.4M 0.48% 105,364 SH
43 VANGUARD INDEX FDS VOO 922908363 $124.6M 0.47% 181,420 SH
44 ISHARES TR ACWI 464288257 $123.6M 0.46% 787,225 SH
45 DIMENSIONAL ETF TRUST DFAI 25434V203 $123.3M 0.46% 2,989,797 SH
46 CISCO SYS INC CSCO 17275R102 $121.3M 0.46% 1,032,573 SH
47 JOHNSON & JOHNSON JNJ 478160104 $120.6M 0.45% 474,892 SH
48 VANGUARD INDEX FDS VOO 922908363 $119.5M 0.45% 174,029 SH
49 VANGUARD MALVERN FDS VTIP 922020805 $117.3M 0.44% 2,334,352 SH
50 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $115.3M 0.43% 1,980,888 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $26.60B 3,448 0001172661-26-003680
2026-03-31 2026-05-15 $17.72B 5,019 0001040197-26-000002
2025-12-31 2026-02-13 $17.39B 4,360 0001040197-26-000001
2025-09-30 2025-11-10 $16.06B 3,808 0001040197-25-000006