RAFFLES ASSOCIATES LP — 13F Holdings & Portfolio
CIK 1169581 · latest 13F-HR filed 2026-08-17
RAFFLES ASSOCIATES LP manages $117.3M in 13F-reported U.S. long-equity assets across 48 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SMBC (13.71%), GLIBK (10.43%), EBC (7.10%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 1 new position, exited 0, added to 0, and trimmed 0.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$117.3M
Long-equity book
48
Distinct positions
2026-06-30
Filed 2026-08-17
+1 / −0 / ↑0 / ↓0
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
| Name | Title / Status | Ownership | Type |
|---|
Quarter-over-quarter changes
Share-count changes vs the prior 13F.
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SOUTHERN MO BANCORP INC | SMBC | 843380106 | $16.1M | 13.71% | 211,153 | SH |
| 2 | LIBERTY CAP CORP | GLIBK | 36164V800 | $12.2M | 10.43% | 567,763 | SH |
| 3 | EASTERN BANKSHARES INC | EBC | 27627N105 | $8.3M | 7.10% | 374,788 | SH |
| 4 | COMMERCIAL BANCGROUP INC | CBK | 20112C106 | $7.5M | 6.41% | 233,110 | SH |
| 5 | LINEAGE CELL THERAPEUTICS IN | LCTX | 53566P109 | $6.8M | 5.80% | 5,197,788 | SH |
| 6 | PROVIDENT FINL HLDGS INC | PROV | 743868101 | $6.7M | 5.73% | 391,118 | SH |
| 7 | OFG BANCORP | OFG | 67103X102 | $5.0M | 4.27% | 102,067 | SH |
| 8 | VIZSLA SILVER CORP | VZLA | 92859G608 | $4.8M | 4.09% | 1,454,010 | SH |
| 9 | VIEMED HEALTHCARE INC | VMD | 92663R105 | $4.6M | 3.92% | 403,691 | SH |
| 10 | IVANHOE ELECTRIC INC | IE | 46578C108 | $4.6M | 3.91% | 477,077 | SH |
| 11 | PROSHARES TR II | UVXY | 74347Y680 | $3.5M | 2.97% | 139,790 | SH |
| 12 | COASTALSOUTH BANCSHARES INC | COSO | 19058X207 | $3.0M | 2.57% | 112,138 | SH |
| 13 | AERSALE CORPORATION | ASLE | 00810F106 | $2.9M | 2.48% | 460,000 | SH |
| 14 | ENERGY SERVICES OF AMER CORP | ESOA | 29271Q103 | $2.8M | 2.38% | 144,392 | SH |
| 15 | PERION NETWORK LTD | PERI | M78673114 | $2.3M | 1.95% | 235,779 | SH |
| 16 | GEE GROUP INC | JOB | 36165A102 | $2.0M | 1.68% | 9,399,696 | SH |
| 17 | CONTANGO SILVER & GOLD INC | CTGO | 21077F100 | $1.8M | 1.52% | 113,056 | SH |
| 18 | MAYS J W INC | MAYS | 578473100 | $1.7M | 1.48% | 44,431 | SH |
| 19 | NORTHEAST CMNTY BANCORP INC | NECB | 664121100 | $1.7M | 1.41% | 59,500 | SH |
| 20 | MARATHON BANCORP INC | MBBC | 565759206 | $1.6M | 1.40% | 107,664 | SH |
| 21 | ADVISORSHARES TR | MSOS | 00768Y453 | $1.5M | 1.28% | 295,000 | SH |
| 22 | FB BANCORP INC | FBLA | 31425A109 | $1.5M | 1.25% | 97,099 | SH |
| 23 | JAPAN SMALLER CAPITALIZATION | JOF | 47109U104 | $1.3M | 1.11% | 110,967 | SH |
| 24 | PROSHARES TR II | GLL | 74347Y698 | $1.1M | 0.92% | 40,000 | SH |
| 25 | TIPTREE INC | TIPT | 88822Q103 | $1000.0K | 0.85% | 55,801 | SH |
| 26 | FINWARD BANCORP | FNWD | 31812F109 | $977.6K | 0.83% | 26,580 | SH |
| 27 | NEXGEN ENERGY LTD | NXE | 65340P106 | $939.0K | 0.80% | 100,000 | SH |
| 28 | AFFINITY BANCSHARES INC | AFBI | 00832E103 | $931.8K | 0.79% | 41,230 | SH |
| 29 | NAPCO SEC TECHNOLOGIES INC | NSSC | 630402105 | $927.6K | 0.79% | 24,424 | SH |
| 30 | VIRGINIA NATL BK CHRLOTSVLE | VABK | 928031103 | $834.0K | 0.71% | 18,792 | SH |
| 31 | NSTS BANCORP INC | NSTS | 6293JP109 | $778.7K | 0.66% | 56,589 | SH |
| 32 | NB BANCORP INC | NBBK | 63945M107 | $673.5K | 0.57% | 31,874 | SH |
| 33 | ADVISORSHARES TR | MSOX | 00768Y289 | $655.8K | 0.56% | 195,747 | SH |
| 34 | KELLY SVCS INC | KELYA | 488152208 | $614.0K | 0.52% | 50,000 | SH |
| 35 | SIRIUSXM HOLDINGS INC | SIRI | 829933100 | $567.0K | 0.48% | 19,194 | SH |
| 36 | TRULIEVE CANNABIS CORP | TRLV | 89788C104 | $491.5K | 0.42% | 50,000 | SH |
| 37 | NORWOOD FINANCIAL CORP | NWFL | 669549107 | $352.0K | 0.30% | 10,949 | SH |
| 38 | AMERICAN BITCOIN CORP. | ABTC | 02462A104 | $326.9K | 0.28% | 480,000 | SH |
| 39 | DIREXION SHARES ETF TRUST | TSLS | 25460E232 | $284.2K | 0.24% | 75,000 | SH |
| 40 | UNITED BANCORP INC OHIO | UBCP | 909911109 | $281.1K | 0.24% | 17,699 | SH |
| 41 | I-80 GOLD CORP | IAUX | 44955L106 | $280.8K | 0.24% | 195,000 | SH |
| 42 | ECB BANCORP INC | ECBK | 26828M106 | $266.2K | 0.23% | 13,255 | SH |
| 43 | FARMERS NATIONAL BANC CORP | FMNB | 309627107 | $219.0K | 0.19% | 15,000 | SH |
| 44 | HARTE HANKS INC | HHS | 416196202 | $189.6K | 0.16% | 87,757 | SH |
| 45 | CATALYST BANCORP INC | CLST | 14888L101 | $174.3K | 0.15% | 10,555 | SH |
| 46 | AMPCO-PITTSBURG CORP | AP | 032037103 | $129.8K | 0.11% | 15,000 | SH |
| 47 | AVALON HLDGS CORP | AWX | 05343P109 | $64.7K | 0.06% | 25,968 | SH |
| 48 | BLUE RIDGE BANKSHARES INC VA | BRBS | 095825105 | $40.0K | 0.03% | 11,341 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-17 | $117.3M | 48 | 0001062993-26-004449 |
| 2026-06-30 | 2026-08-14 | $110.5M | 47 | 0001062993-26-004433 |
| 2026-03-31 | 2026-05-15 | $115.3M | 49 | 0001062993-26-002711 |
| 2025-12-31 | 2026-02-17 | $133.3M | 54 | 0001062993-26-000967 |
| 2025-09-30 | 2025-11-14 | $107.4M | 49 | 0001062993-25-016861 |
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