Advisors Asset Management, Inc. — 13F Holdings & Portfolio
CIK 1297376 · latest 13F-HR filed 2026-05-15
Advisors Asset Management, Inc. manages $6.01B in 13F-reported U.S. long-equity assets across 1,453 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are GOOGL (2.66%), AMZN (2.59%), AAPL (2.22%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 82 new positions, exited 71, added to 612, and trimmed 561.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$6.01B
Long-equity book
1,453
Distinct positions
2026-03-31
Filed 2026-05-15
+82 / −71 / ↑612 / ↓561
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- NUVEEN S&P 500 DYNAMIC OVERW$18.2M +1826.3%
- CHEVRON CORPORATION$10.3M +35.2%
- VERIZON COMMUNICATIONS INC$9.9M +19.7%
- CORNING INC$9.7M +36.1%
- DOW HLDGS INC$7.7M +81.2%
Top Trims
- MICROSOFT CORP-$34.4M -25.3%
- ALPHABET INC-$27.0M -14.5%
- AMAZON COM INC-$22.9M -12.9%
- APPLE INC-$15.6M -10.5%
- SHOPIFY INC-$15.5M -27.7%
New Positions
- ASTRAZENECA PLC$10.5M
- COHEN & STEERS LTD DURATION$1.7M
- CRESCENT ENERGY COMPANY$1.7M
- PARK AEROSPACE CORP$1.5M
- REDWIRE CORPORATION$1.2M
Exited Positions
- NUVEEN S&P 500 BUY-WRITE INC$19.2M
- ASTRAZENECA PLC$7.3M
- BLACKROCK MUNIVEST FD II INC$5.9M
- CYBERARK SOFTWARE LTD$5.0M
- BLACKROCK CALIF MUN INCOME T$4.9M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ALPHABET INC | GOOGL | 02079K305 | $160.0M | 2.66% | 556,253 | SH |
| 2 | AMAZON COM INC | AMZN | 023135106 | $155.4M | 2.59% | 746,280 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $133.3M | 2.22% | 525,365 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $101.7M | 1.69% | 274,697 | SH |
| 5 | WALMART INC | WMT | 931142103 | $93.2M | 1.55% | 749,714 | SH |
| 6 | META PLATFORMS INC | META | 30303M102 | $86.9M | 1.44% | 151,808 | SH |
| 7 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $60.2M | 1.00% | 1,199,801 | SH |
| 8 | VISA INC | V | 92826C839 | $58.1M | 0.97% | 192,243 | SH |
| 9 | MASTERCARD INCORPORATED | MA | 57636Q104 | $56.5M | 0.94% | 112,999 | SH |
| 10 | BROADCOM INC | AVGO | 11135F101 | $42.3M | 0.70% | 136,680 | SH |
| 11 | MERCK & CO INC | MRK | 58933Y105 | $42.0M | 0.70% | 349,476 | SH |
| 12 | JOHNSON & JOHNSON | JNJ | 478160104 | $40.8M | 0.68% | 166,776 | SH |
| 13 | SHOPIFY INC | SHOP | 82509L107 | $40.3M | 0.67% | 339,637 | SH |
| 14 | CHEVRON CORPORATION | CVX | 166764100 | $39.8M | 0.66% | 192,254 | SH |
| 15 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $38.4M | 0.64% | 158,446 | SH |
| 16 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $37.2M | 0.62% | 37,305 | SH |
| 17 | CORNING INC | GLW | 219350105 | $36.7M | 0.61% | 270,186 | SH |
| 18 | AMGEN INC | AMGN | 031162100 | $36.5M | 0.61% | 103,779 | SH |
| 19 | AT&T INC | T | 00206R102 | $36.3M | 0.60% | 1,251,122 | SH |
| 20 | CISCO SYS INC | CSCO | 17275R102 | $35.7M | 0.59% | 460,735 | SH |
| 21 | UNITED PARCEL SVCS INC | UPS | 911312106 | $34.1M | 0.57% | 346,633 | SH |
| 22 | TEXAS INSTRS INC | TXN | 882508104 | $33.1M | 0.55% | 170,722 | SH |
| 23 | T-MOBILE US INC | TMUS | 872590104 | $31.1M | 0.52% | 148,260 | SH |
| 24 | AMERICAN EXPRESS CO | AXP | 025816109 | $30.9M | 0.51% | 102,153 | SH |
| 25 | COCA COLA CO | KO | 191216100 | $28.9M | 0.48% | 380,240 | SH |
| 26 | NVIDIA CORPORATION | NVDA | 67066G104 | $28.7M | 0.48% | 166,070 | SH |
| 27 | HOME DEPOT INC | HD | 437076102 | $28.4M | 0.47% | 86,384 | SH |
| 28 | KAYNE ANDERSON ENERGY INFRST | KYN | 486606106 | $27.4M | 0.46% | 1,915,888 | SH |
| 29 | GE VERNOVA INC | GEV | 36828A101 | $27.0M | 0.45% | 30,896 | SH |
| 30 | LOCKHEED MARTIN CORP | LMT | 539830109 | $26.0M | 0.43% | 42,991 | SH |
| 31 | PFIZER INC | PFE | 717081103 | $24.7M | 0.41% | 881,273 | SH |
| 32 | QUANTA SVCS INC | PWR | 74762E102 | $24.6M | 0.41% | 44,835 | SH |
| 33 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $24.5M | 0.41% | 29,001 | SH |
| 34 | PROCTER & GAMBLE CO | PG | 742718109 | $24.3M | 0.40% | 168,405 | SH |
| 35 | FEDEX CORP | FDX | 31428X106 | $24.2M | 0.40% | 67,898 | SH |
| 36 | PARKER-HANNIFIN CORP | PH | 701094104 | $24.2M | 0.40% | 26,982 | SH |
| 37 | CUMMINS INC | CMI | 231021106 | $23.8M | 0.40% | 44,229 | SH |
| 38 | COMCAST CORP NEW | CMCSA | 20030N101 | $23.4M | 0.39% | 814,104 | SH |
| 39 | CELESTICA INC | CLS | 15101Q207 | $23.3M | 0.39% | 82,858 | SH |
| 40 | NEXTERA ENERGY INC | NEE | 65339F101 | $22.6M | 0.38% | 242,947 | SH |
| 41 | JPMORGAN CHASE & CO | JPM | 46625H100 | $22.5M | 0.37% | 76,505 | SH |
| 42 | AMPHENOL CORP | APH | 032095101 | $22.4M | 0.37% | 177,437 | SH |
| 43 | MICRON TECHNOLOGY INC | MU | 595112103 | $21.8M | 0.36% | 64,483 | SH |
| 44 | GILEAD SCIENCES INC | GILD | 375558103 | $21.6M | 0.36% | 155,253 | SH |
| 45 | TORTOISE ENERGY INFRSTRCTR C | TYG | 89147L886 | $21.1M | 0.35% | 422,473 | SH |
| 46 | BLACKROCK MUNIHLDNGS CALI | MUC | 09254L107 | $20.7M | 0.34% | 1,991,413 | SH |
| 47 | ELI LILLY & CO | LLY | 532457108 | $20.6M | 0.34% | 22,367 | SH |
| 48 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $20.5M | 0.34% | 139,872 | SH |
| 49 | RTX CORPORATION | RTX | 75513E101 | $19.7M | 0.33% | 102,208 | SH |
| 50 | NUVEEN CA DIVI ADV MUN | NAC | 67066Y105 | $19.2M | 0.32% | 1,649,774 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $6.01B | 1,453 | 0002000324-26-001941 |
| 2025-12-31 | 2026-02-12 | $5.96B | 1,440 | 0002000324-26-000423 |
| 2025-09-30 | 2025-11-06 | $5.89B | 1,453 | 0002000324-25-004175 |