Advisors Asset Management, Inc. — 13F Holdings & Portfolio
CIK 1297376 · latest 13F-HR filed 2026-08-14
Advisors Asset Management, Inc. manages $6.56B in 13F-reported U.S. long-equity assets across 1,408 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are GOOGL (2.79%), AMZN (2.61%), AAPL (2.21%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 58 new positions and exited 101; 729 existing positions rose in reported value and 402 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-08-14
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
| Name | Title / Status | Ownership | Type |
|---|
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICRON TECHNOLOGY INC$46.3M +212.8%
- DELL TECHNOLOGIES INC$25.8M +181.4%
- ALPHABET INC$22.9M +14.3%
- PALO ALTO NETWORKS INC$22.2M +120.8%
- CORNING INC$16.0M +43.5%
Top Trims
- WALMART INC-$16.3M -17.5%
- VERIZON COMMUNICATIONS INC-$11.8M -19.6%
- AT&T INC-$11.5M -31.8%
- PALANTIR TECHNOLOGIES INC-$7.7M -37.8%
- CHEVRON CORPORATION-$6.9M -17.4%
New Positions
- HONEYWELL INTL INC$5.8M
- HONEYWELL AEROSPACE INC$5.7M
- FEDEX FGHT HLDG CO INC$5.1M
- ASCENDIS PHARMA A/S$2.4M
- DAVE INC$1.8M
Exited Positions
- QUANTA SVCS INC$24.6M
- RTX CORPORATION$19.7M
- CLEARWAY ENERGY INC$15.2M
- BLACKROCK MUNIYIELD QUALITY$10.3M
- HONEYWELL INTL INC$9.7M
Advisors Asset Management, Inc. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ALPHABET INC | GOOGL | 02079K305 | $182.8M | 2.79% | 511,579 | SH |
| 2 | AMAZON COM INC | AMZN | 023135106 | $171.0M | 2.61% | 717,449 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $144.9M | 2.21% | 500,696 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $103.4M | 1.58% | 277,185 | SH |
| 5 | META PLATFORMS INC | META | 30303M102 | $87.5M | 1.33% | 155,324 | SH |
| 6 | WALMART INC | WMT | 931142103 | $76.9M | 1.17% | 678,683 | SH |
| 7 | MICRON TECHNOLOGY INC | MU | 595112103 | $68.1M | 1.04% | 59,026 | SH |
| 8 | VISA INC | V | 92826C839 | $67.0M | 1.02% | 195,291 | SH |
| 9 | MASTERCARD INCORPORATED | MA | 57636Q104 | $56.1M | 0.85% | 109,136 | SH |
| 10 | CORNING INC | GLW | 219350105 | $52.7M | 0.80% | 206,405 | SH |
| 11 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $49.1M | 0.75% | 174,466 | SH |
| 12 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $48.4M | 0.74% | 1,143,047 | SH |
| 13 | BROADCOM INC | AVGO | 11135F101 | $46.8M | 0.71% | 123,935 | SH |
| 14 | TEXAS INSTRS INC | TXN | 882508104 | $46.4M | 0.71% | 155,760 | SH |
| 15 | MERCK & CO INC | MRK | 58933Y105 | $44.5M | 0.68% | 346,193 | SH |
| 16 | CISCO SYS INC | CSCO | 17275R102 | $40.8M | 0.62% | 346,996 | SH |
| 17 | PALO ALTO NETWORKS INC | PANW | 697435105 | $40.6M | 0.62% | 119,088 | SH |
| 18 | DELL TECHNOLOGIES INC | DELL | 24703L202 | $40.0M | 0.61% | 92,770 | SH |
| 19 | UNITED PARCEL SVCS INC | UPS | 911312106 | $40.0M | 0.61% | 371,759 | SH |
| 20 | SHOPIFY INC | SHOP | 82509L107 | $37.4M | 0.57% | 327,792 | SH |
| 21 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $36.3M | 0.55% | 38,844 | SH |
| 22 | AMGEN INC | AMGN | 031162100 | $35.2M | 0.54% | 97,240 | SH |
| 23 | JOHNSON & JOHNSON | JNJ | 478160104 | $34.9M | 0.53% | 137,584 | SH |
| 24 | HOME DEPOT INC | HD | 437076102 | $34.5M | 0.53% | 97,906 | SH |
| 25 | AMERICAN EXPRESS CO | AXP | 025816109 | $34.3M | 0.52% | 101,475 | SH |
| 26 | LAM RESEARCH CORP | LRCX | 512807306 | $32.9M | 0.50% | 75,962 | SH |
| 27 | CHEVRON CORPORATION | CVX | 166764100 | $32.8M | 0.50% | 198,177 | SH |
| 28 | NVIDIA CORPORATION | NVDA | 67066G104 | $31.0M | 0.47% | 155,022 | SH |
| 29 | COCA COLA CO | KO | 191216100 | $29.9M | 0.46% | 368,348 | SH |
| 30 | GE VERNOVA INC | GEV | 36828A101 | $29.6M | 0.45% | 25,204 | SH |
| 31 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $29.3M | 0.45% | 28,942 | SH |
| 32 | AMPHENOL CORP | APH | 032095101 | $28.3M | 0.43% | 160,534 | SH |
| 33 | PARKER-HANNIFIN CORP | PH | 701094104 | $27.5M | 0.42% | 28,149 | SH |
| 34 | ELI LILLY & CO | LLY | 532457108 | $27.3M | 0.42% | 22,773 | SH |
| 35 | CUMMINS INC | CMI | 231021106 | $27.1M | 0.41% | 37,979 | SH |
| 36 | KAYNE ANDERSON ENERGY INFRST | KYN | 486606106 | $26.4M | 0.40% | 1,912,181 | SH |
| 37 | PROCTER & GAMBLE CO | PG | 742718109 | $26.2M | 0.40% | 178,914 | SH |
| 38 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $26.1M | 0.40% | 62,682 | SH |
| 39 | JPMORGAN CHASE & CO | JPM | 46625H100 | $25.7M | 0.39% | 78,621 | SH |
| 40 | BLACKROCK MUNIHLDNGS CALI | MUC | 09254L107 | $25.3M | 0.39% | 2,305,569 | SH |
| 41 | AT&T INC | T | 00206R102 | $24.7M | 0.38% | 1,195,359 | SH |
| 42 | T-MOBILE US INC | TMUS | 872590104 | $24.5M | 0.37% | 146,333 | SH |
| 43 | NEXTERA ENERGY INC | NEE | 65339F101 | $23.9M | 0.36% | 272,557 | SH |
| 44 | CELESTICA INC | CLS | 15101Q207 | $23.6M | 0.36% | 64,678 | SH |
| 45 | NUVEEN S&P 500 DYNAMIC OVERW | SPXX | 6706EW100 | $23.0M | 0.35% | 1,233,884 | SH |
| 46 | COMCAST CORP NEW | CMCSA | 20030N101 | $22.9M | 0.35% | 933,238 | SH |
| 47 | NUVEEN CA DIVI ADV MUN | NAC | 67066Y105 | $22.7M | 0.35% | 1,877,055 | SH |
| 48 | ABBVIE INC | ABBV | 00287Y109 | $22.0M | 0.34% | 87,496 | SH |
| 49 | ATI INC | ATI | 01741R102 | $21.9M | 0.33% | 111,122 | SH |
| 50 | STERLING INFRASTRUCTURE INC | STRL | 859241101 | $21.9M | 0.33% | 26,080 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $6.56B | 1,408 | 0002000324-26-003377 |
| 2026-03-31 | 2026-05-15 | $6.01B | 1,453 | 0002000324-26-001941 |
| 2025-12-31 | 2026-02-12 | $5.96B | 1,440 | 0002000324-26-000423 |
| 2025-09-30 | 2025-11-06 | $5.89B | 1,453 | 0002000324-25-004175 |
| 2025-06-30 | 2026-08-24 | $5.59B | 1,498 | 0001999371-26-018459 |
| 2024-03-31 | 2026-08-26 | $5.20B | 1,420 | 0001999371-26-018781 |
| 2023-12-31 | 2026-08-24 | $58.7K | 1 | 0001999371-26-018462 |
| 2022-03-31 | 2026-08-26 | $68.2K | 3 | 0001999371-26-018699 |
MONUMENT, CO 80132