Spectrum Asset Management, Inc. — 13F Holdings & Portfolio
CIK 1318293 · latest 13F-HR filed 2026-08-04
Spectrum Asset Management, Inc. manages $69.6M in 13F-reported U.S. long-equity assets across 4 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are PGX (77.11%), VRP (15.56%), WFCPL (5.71%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 0 new positions, exited 0, added to 3, and trimmed 0.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
STAMFORD, CT 06905
$69.6M
Long-equity book
4
Distinct positions
2026-06-30
Filed 2026-08-04
+0 / −0 / ↑3 / ↓0
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO EXCH TRADED FD TR II$11.2M +26.4%
- INVESCO EXCH TRADED FD TR II$8.3M +325.8%
- BANK OF AMER CORP$56.5K +5.3%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-04 | $69.6M | 4 | 0001318293-26-000003 |
| 2026-03-31 | 2026-05-04 | $50.0M | 4 | 0001318293-26-000002 |
| 2025-12-31 | 2026-02-02 | $79.5M | 4 | 0001318293-26-000001 |