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Spectrum Asset Management, Inc. — 13F Holdings & Portfolio

CIK 1318293 · latest 13F-HR filed 2026-05-04

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$50.0M

Long-equity book

Holdings

4

Distinct positions

Period

2026-03-31

Filed 2026-05-04

Q/Q Activity

+0 / −0 / ↑0 / ↓3

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • No increased positions.
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Top Trims

  • INVESCO EXCH TRADED FD TR II-$17.9M -29.7%
  • INVESCO EXCH TRADED FD TR II-$11.2M -81.5%
  • WELLS FARGO & CO-$256.5K -6.1%
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New Positions

  • No new positions this quarter.
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Exited Positions

  • No exits this quarter.
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All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO EXCH TRADED FD TR II PGX 46138E511 $42.5M 84.85% 3,902,745 SH
2 WELLS FARGO & CO WFCPL 949746804 $4.0M 7.93% 3,437 SH
3 INVESCO EXCH TRADED FD TR II VRP 46138G870 $2.5M 5.09% 106,122 SH
4 BANK AMERICA CORP BACPL 060505682 $1.1M 2.14% 897 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-04 $50.0M 4 0001318293-26-000002
2025-12-31 2026-02-02 $79.5M 4 0001318293-26-000001