B. Riley Wealth Advisors, Inc. — 13F Holdings & Portfolio
CIK 1464811 · latest 13F-HR filed 2026-08-28
B. Riley Wealth Advisors, Inc. manages $3.39B in 13F-reported U.S. long-equity assets across 1,321 reported positions as of its 2025-03-31 13F-HR filing. Its largest disclosed positions are AAPL (4.31%), NVDA (3.22%), IVV (2.94%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 548 new positions, exited 171, added to 464, and trimmed 167.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 1600
MEMPHIS, TN 38103
$3.39B
Long-equity book
1,321
Distinct positions
2025-03-31
Filed 2026-08-28
+548 / −171 / ↑464 / ↓167
vs 2026-06-30
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- APPLE INC$81.9M +127.6%
- ISHARES TR$55.3M +124.6%
- MICROSOFT CORP$53.4M +177.3%
- AMAZON COM INC$36.3M +100.0%
- VANGUARD INDEX FDS$22.2M +75.8%
Top Trims
- VANECK ETF TRUST-$17.2M -82.1%
- ADVANCED MICRO DEVICES INC-$12.7M -68.0%
- TRUST FOR PROFESSIONAL MANAG-$12.0M -51.3%
- MICRON TECHNOLOGY INC-$10.8M -80.9%
- SELECT SECTOR SPDR TR-$9.5M -50.7%
New Positions
- SCHWAB STRATEGIC TR$10.7M
- HONEYWELL INTL INC$7.5M
- WORLD GOLD TR$7.0M
- SCHWAB STRATEGIC TR$6.4M
- ISHARES TR$6.0M
Exited Positions
- ISHARES INC$7.4M
- BLUEROCK PVT REAL ESTATE FD$6.1M
- GOLDMAN SACHS ETF TR$3.2M
- PROFESIONALLY MANAGED PORTFO$3.2M
- ROUNDHILL ETF TRUST$2.9M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $146.1M | 4.31% | 657,520 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $109.2M | 3.22% | 1,007,252 | SH |
| 3 | ISHARES TR | IVV | 464287200 | $99.7M | 2.94% | 177,419 | SH |
| 4 | MICROSOFT CORP | MSFT | 594918104 | $83.6M | 2.47% | 222,644 | SH |
| 5 | AMAZON COM INC | AMZN | 023135106 | $72.7M | 2.15% | 382,085 | SH |
| 6 | VANGUARD INDEX FDS | VUG | 922908736 | $51.5M | 1.52% | 139,003 | SH |
| 7 | INVESCO QQQ TR | QQQ | 46090E103 | $39.7M | 1.17% | 84,582 | SH |
| 8 | META PLATFORMS INC | META | 30303M102 | $39.6M | 1.17% | 68,760 | SH |
| 9 | SPDR S&P 500 ETF TR | SPY | 78462F103 | $39.3M | 1.16% | 70,238 | SH |
| 10 | VANGUARD INDEX FDS | VTV | 922908744 | $35.3M | 1.04% | 204,437 | SH |
| 11 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $31.9M | 0.94% | 59,935 | SH |
| 12 | SPDR SER TR | BIL | 78468R663 | $30.4M | 0.90% | 331,081 | SH |
| 13 | ISHARES TR | IUSB | 46434V613 | $29.3M | 0.87% | 635,864 | SH |
| 14 | ELI LILLY & CO | LLY | 532457108 | $28.4M | 0.84% | 34,401 | SH |
| 15 | PROCTER AND GAMBLE CO | PG | 742718109 | $27.5M | 0.81% | 161,085 | SH |
| 16 | JPMORGAN CHASE & CO. | JPM | 46625H100 | $27.1M | 0.80% | 110,579 | SH |
| 17 | ALPHABET INC | GOOGL | 02079K305 | $26.2M | 0.77% | 169,189 | SH |
| 18 | EXXON MOBIL CORP | XOM | 30231G102 | $25.3M | 0.75% | 212,577 | SH |
| 19 | NVIDIA CORPORATION Put | NVDA | 67066G104 | $23.2M | 0.68% | 213,640 | SH |
| 20 | SPDR GOLD TR | GLD | 78463V107 | $22.6M | 0.67% | 78,546 | SH |
| 21 | HOME DEPOT INC | HD | 437076102 | $22.4M | 0.66% | 61,021 | SH |
| 22 | BROADCOM INC | AVGO | 11135F101 | $20.9M | 0.62% | 124,981 | SH |
| 23 | COSTCO WHSL CORP NEW | COST | 22160K105 | $20.9M | 0.62% | 22,086 | SH |
| 24 | ISHARES TR | IVW | 464287309 | $20.3M | 0.60% | 218,927 | SH |
| 25 | ALPHABET INC | GOOG | 02079K107 | $20.3M | 0.60% | 129,922 | SH |
| 26 | ISHARES TR | QUAL | 46432F339 | $19.8M | 0.58% | 115,744 | SH |
| 27 | PIMCO ETF TR | MINT | 72201R833 | $19.5M | 0.57% | 193,322 | SH |
| 28 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $18.3M | 0.54% | 319,997 | SH |
| 29 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $17.2M | 0.51% | 204,058 | SH |
| 30 | ABBVIE INC | ABBV | 00287Y109 | $16.7M | 0.49% | 79,585 | SH |
| 31 | JOHNSON & JOHNSON | JNJ | 478160104 | $16.5M | 0.49% | 99,235 | SH |
| 32 | TESLA INC | TSLA | 88160R101 | $16.3M | 0.48% | 62,740 | SH |
| 33 | WALMART INC | WMT | 931142103 | $16.1M | 0.48% | 183,734 | SH |
| 34 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $16.0M | 0.47% | 30,644 | SH |
| 35 | ISHARES TR | IVE | 464287408 | $15.9M | 0.47% | 83,287 | SH |
| 36 | VISA INC | V | 92826C839 | $15.7M | 0.46% | 44,759 | SH |
| 37 | CHEVRON CORP NEW | CVX | 166764100 | $15.4M | 0.45% | 91,793 | SH |
| 38 | PROSHARES TR | CSM | 74347R248 | $15.2M | 0.45% | 238,847 | SH |
| 39 | MASTERCARD INCORPORATED | MA | 57636Q104 | $14.7M | 0.44% | 26,888 | SH |
| 40 | AGNICO EAGLE MINES LTD | AEM | 008474108 | $14.6M | 0.43% | 135,106 | SH |
| 41 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $14.4M | 0.42% | 235,435 | SH |
| 42 | MCDONALDS CORP | MCD | 580135101 | $14.2M | 0.42% | 45,602 | SH |
| 43 | PALO ALTO NETWORKS INC | PANW | 697435105 | $14.1M | 0.42% | 82,722 | SH |
| 44 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $14.1M | 0.42% | 272,486 | SH |
| 45 | ISHARES TR | EFG | 464288885 | $13.8M | 0.41% | 138,266 | SH |
| 46 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $13.7M | 0.40% | 268,690 | SH |
| 47 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $13.4M | 0.40% | 275,117 | SH |
| 48 | EATON CORP PLC | ETN | G29183103 | $13.4M | 0.40% | 49,284 | SH |
| 49 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $13.3M | 0.39% | 53,446 | SH |
| 50 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $12.8M | 0.38% | 175,912 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-14 | $1.87B | 914 | 0001464811-26-000007 |
| 2026-03-31 | 2026-04-27 | $1.58B | 898 | 0001464811-26-000006 |
| 2025-12-31 | 2026-02-17 | $2.17B | 1,020 | 0001464811-26-000005 |
| 2025-03-31 | 2026-08-28 | $3.39B | 1,321 | 0001464811-26-000009 |