Transamerica Financial Advisors, LLC — 13F Holdings & Portfolio
CIK 1502149 · latest 13F-HR filed 2026-08-17
Transamerica Financial Advisors, LLC manages $1.18B in 13F-reported U.S. long-equity assets across 2,188 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VV (5.66%), NVDA (2.87%), BND (2.25%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 376 new positions and exited 128; 1,104 existing positions rose in reported value and 495 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$1.18B
Long-equity book
Holdings
2,188
Distinct positions
Period
2026-06-30
Filed 2026-08-17
Q/Q Activity
+376 / −128 / ↑1104 / ↓495
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26VV5.7% · -10%NVDA2.9% · +8%BND2.2% · -5%VEA2.0% · -8%AVGO1.9% · +1%VO1.7% · +274%SCHX1.6% · -13%GEV1.5% · -32%IJR1.5% · -12%PRN1.4% · -9%QQQM1.4% · -18%IVV1.4% · +20%XLK1.3% · -22%PTF1.3% · -28%GOOGL1.3% · +3%MSFT1.2% · +31%CRS1.2% · -3%XSOE1.1% · -20%WELL1.1% · +123%PXI1.1% · -10%HWM1.1% · -13%PUI1.1% · +49273%FLEX1.0% · +4007%EME1.0% · -1%IEF0.9% · +1%FIX0.9% · -39%IBKR0.9% · +10%XLRE0.9% · +2%AAPL0.8% · -52%BNDX0.8% · +2%SPYM0.8% · -2%FTI0.7% · -2%META0.7% · +3%EIX0.6% · +26528%VOT0.6% · -7%SNDK0.6% · +4654%ETR0.6% · +4123%CAH0.6% · -0%SCHP0.6% · -5%TPR0.6% · -2%TRGP0.6% · +62238%SPTI0.5% · -8%ARWR0.5% · +1547960%SCHC0.5% · -21%GS0.5% · -1%V0.5% · -4%LLY0.5% · -1%LITE0.5% · +41206%COST0.5% · -5%AMZN0.5% · -44%ASML0.5% · -5%SHY0.5% · +108%ELAN0.5% · -2%TOTL0.5% · -5%ETN0.4% · -27%WMB0.4% · +7%EWX0.4% · -11%MDB0.4% · +48%VCSH0.4% · -20%PH0.4% · -8%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 22.3%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 30, 2026.
Assets Under Management
$65.94B
Discretionary
$64.15B
Employees
53
Accounts
119
Address
1801 CALIFORNIA STREET
SUITE 5200
DENVER, CO 80202
SUITE 5200
DENVER, CO 80202
Phone
(720) 482-1500
This firm reports 5 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Borcherding, JAMIE, TREACY Control | CHIEF ACCOUNTING OFFICER, TREASURER since Jan 2026 | Less than 5% | Individual |
| Durham, Joshua, Wesley Control | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT since Mar 2022 | Less than 5% | Individual |
| GALLAGHER, DENNIS, PATRICK Control | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY since Jan 2022 | Less than 5% | Individual |
| HITTLE, BYRON, DOUGLAS Control | CHIEF COMPLIANCE OFFICER since Sep 2025 | Less than 5% | Individual |
| REIFSNIDER, JOHN, LAWRENCE Control | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR since Mar 2026 | Less than 5% | Individual |
| SMIT, MARIJN, PAUL Control | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD since Aug 2014 | Less than 5% | Individual |
| TRANSAMERICA LIFE INSURANCE COMPANY Control | SHAREHOLDER since Oct 2020 | 75% or more | Domestic Entity |
| AUSA HOLDING, LLC | SHAREHOLDER since Sep 1996 | 10–25% | Domestic Entity |
| AEGON INTERNATIONAL B.V. Control Indirect owner via TRANSAMERICA CORP. (DE) | SH since Oct 2020 | 75% or more | Foreign Entity |
| AEGON LTD. Control Indirect owner via AEGON INTERNATIONAL B.V. | SH since Oct 1936 | 75% or more | Foreign Entity |
| COMMONWEALTH GENERAL CORPORATION Control Indirect owner via TRANSAMERICA LIFE INSURANCE COMPANY | SH since Oct 2020 | 75% or more | Domestic Entity |
| TRANSAMERICA CORP. (DE) Control Indirect owner via COMMONWEALTH GENERAL CORPORATION | SH since May 1986 | 75% or more | Domestic Entity |
| TRANSAMERICA CORP. (DE) Control Indirect owner via AUSA HOLDING, LLC | M since Nov 1988 | 75% or more | Domestic Entity |
Ownership & leadership changes · 28 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 31, 2026 filing
- AddedREIFSNIDER, JOHN, LAWRENCE · CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR · Less than 5% · control person
- ChangedAUSA HOLDING, LLC · no longer a control person
Feb 26, 2026 filing
- No longer listedMadden, Michael, Joseph · CHIEF ACCOUNTING OFFICER, TREASURER · Less than 5% · control person · listed since Apr 2022
- AddedBorcherding, JAMIE, TREACY · CHIEF ACCOUNTING OFFICER, TREASURER · Less than 5% · control person
Feb 24, 2026 filing
- No longer listedSTAPLES, CHRISTOPHER, ALAN · SENIOR VICE PRESIDENT · Less than 5% · control person · listed since Jan 2005
Jan 23, 2026 filing
- No longer listedWALD, THOMAS, ROBERT · CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR · Less than 5% · control person · listed since Feb 2014
Sep 18, 2025 filing
- No longer listedSensenbaugh, David, James · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2025
- AddedHITTLE, BYRON, DOUGLAS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Apr 28, 2025 filing
- No longer listedROSENBERGER, FRANCINE, JUDITH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2019
- AddedSensenbaugh, David, James · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 28, 2024 filing
- No longer listedAEGON N.V. · SH · 75% or more · indirect via AEGON INTERNATIONAL B.V. · control person · listed since Oct 1936
- AddedAEGON LTD. · SH · 75% or more · indirect via AEGON INTERNATIONAL B.V. · control person
- AddedTRANSAMERICA CORP. (DE) · M · 75% or more · indirect via AUSA HOLDING, LLC · control person
- ChangedGALLAGHER, DENNIS, PATRICK · title CHIEF LEGAL OFFICER → CHIEF LEGAL OFFICER, ASSISTANT SECRETARY
Mar 31, 2023 filing
- ChangedWALD, THOMAS, ROBERT · title CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT → CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR
Apr 29, 2022 filing
- No longer listedDE LEEUW, RONALD · TREASURER · Less than 5% · control person · listed since Aug 2018
- No longer listedToner, Vincent, John · VICE PRESIDENT · Less than 5% · control person · listed since Aug 2014
- AddedDurham, Joshua, Wesley · CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT · Less than 5% · control person
- AddedMadden, Michael, Joseph · CHIEF ACCOUNTING OFFICER, TREASURER · Less than 5% · control person
Mar 31, 2022 filing
- Listed againGALLAGHER, DENNIS, PATRICK · CHIEF LEGAL OFFICER · Less than 5% · control person
Older changes (19 more filings)
Nov 3, 2021 filing
- No longer listedNelson, Erin, Douglas · ASSISTANT GENERAL COUNSEL · Less than 5% · control person · listed since Sep 2019
Mar 31, 2021 filing
- No longer listedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION · listed since May 1986
- AddedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via COMMONWEALTH GENERAL CORPORATION · control person
- ChangedAEGON INTERNATIONAL B.V. · indirect via TRANSAMERICA CORP. (DE): now a control person
- ChangedAEGON N.V. · indirect via AEGON INTERNATIONAL B.V.: now a control person
- ChangedDE LEEUW, RONALD · now a control person
- ChangedROSENBERGER, FRANCINE, JUDITH · now a control person
- ChangedToner, Vincent, John · now a control person
Oct 29, 2020 filing
- No longer listedAEGON INTERNATIONAL B.V. · SH · 75% or more · indirect via THE AEGON TRUST · listed since Oct 1936
- No longer listedCOMMONWEALTH GENERAL CORPORATION · SH · 75% or more · indirect via TRANSAMERICA PREMIER LIFE INSURANCE COMPANY · control person · listed since Apr 2014
- No longer listedTHE AEGON TRUST · SH · 75% or more · indirect via TRANSAMERICA CORP. (DE) · listed since Jul 1986
- No longer listedTRANSAMERICA PREMIER LIFE INSURANCE COMPANY · SHAREHOLDER · 75% or more · control person · listed since Oct 2014
- AddedAEGON INTERNATIONAL B.V. · SH · 75% or more · indirect via TRANSAMERICA CORP. (DE)
- AddedCOMMONWEALTH GENERAL CORPORATION · SH · 75% or more · indirect via TRANSAMERICA LIFE INSURANCE COMPANY · control person
- AddedNelson, Erin, Douglas · ASSISTANT GENERAL COUNSEL · Less than 5% · control person
- AddedTRANSAMERICA LIFE INSURANCE COMPANY · SHAREHOLDER · 75% or more · control person
Mar 30, 2020 filing
- AddedDE LEEUW, RONALD · TREASURER · Less than 5%
- ChangedSTAPLES, CHRISTOPHER, ALAN · title DIRECTOR, SENIOR VICE PRESIDENT → SENIOR VICE PRESIDENT
- ChangedToner, Vincent, John · title VICE PRESIDENT AND TREASURER → VICE PRESIDENT
Aug 6, 2019 filing
- No longer listedLENHART, SCOTT, MICHAEL · CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER · Less than 5% · listed since May 2014
- AddedROSENBERGER, FRANCINE, JUDITH · CHIEF COMPLIANCE OFFICER · Less than 5%
Jan 10, 2019 filing
- No longer listedTYLER, TANE, THERESE · DIRECTOR AND ASSISTANT SECRETARY · Less than 5% · control person · listed since Aug 2014
Mar 29, 2018 filing
- No longer listedMALLETT, JOHN, THOMAS · VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER · Less than 5% · control person · listed since Oct 2014
- ChangedAUSA HOLDING, LLC · title JOINT OWNER → SHAREHOLDER
- ChangedSMIT, MARIJN, PAUL · title DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER → DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD
- ChangedSTAPLES, CHRISTOPHER, ALAN · title DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES → DIRECTOR, SENIOR VICE PRESIDENT
- ChangedTRANSAMERICA PREMIER LIFE INSURANCE COMPANY · title JOINT OWNER → SHAREHOLDER
- ChangedTYLER, TANE, THERESE · title DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY → DIRECTOR AND ASSISTANT SECRETARY
- ChangedToner, Vincent, John · title VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER → VICE PRESIDENT AND TREASURER
- ChangedWALD, THOMAS, ROBERT · title CHIEF INVESTMENT OFFICER → CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT
Mar 31, 2017 filing
- No longer listedAEGON NV · SH · 75% or more · indirect via AEGON INTERNATIONAL B.V. · listed since Oct 1936
- No longer listedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via AUSA HOLDING, LLC AND TRANSAMERICA PREMIER LIFE INSURANCE CO. · listed since May 1986
- AddedAEGON N.V. · SH · 75% or more · indirect via AEGON INTERNATIONAL B.V.
- AddedCOMMONWEALTH GENERAL CORPORATION · SH · 75% or more · indirect via TRANSAMERICA PREMIER LIFE INSURANCE COMPANY · control person
- AddedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORPORATION
- ChangedAUSA HOLDING, LLC · title JOINT OWNER OF REGISTRANT → JOINT OWNER
- ChangedTRANSAMERICA PREMIER LIFE INSURANCE COMPANY · title JOINT OWNER OF REGISTRATNT → JOINT OWNER
Mar 30, 2016 filing
- No longer listedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORP · listed since May 1986
- AddedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via AUSA HOLDING, LLC AND TRANSAMERICA PREMIER LIFE INSURANCE CO.
Jan 29, 2016 filing
- No longer listedAEGON U.S. HOLDING CORP. · SH · 75% or more · indirect via AEGON USA, LLC · listed since Oct 1999
- No longer listedAEGON USA, LLC · SH · 75% or more · indirect via AUSA HOLDING COMPANY AND TRANSAMERICA PREMIER LIFE INSURANCE CO. · listed since Jun 1986
- No longer listedAUSA HOLDING COMPANY · JOINT OWNER OF REGISTRANT · 10–25% · control person · listed since Sep 1996
- No longer listedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via AEGON U.S. HOLDING CORP. · listed since May 1986
- AddedAUSA HOLDING, LLC · JOINT OWNER OF REGISTRANT · 10–25% · control person
- AddedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via AUSA HOLDING, LLC AND COMMONWEALTH GENERAL CORP
Mar 31, 2015 filing
- ChangedAUSA HOLDING COMPANY · ownership 75% or more → 10–25%
Jan 5, 2015 filing
- No longer listedAEGON USA, LLC · SH · 75% or more · indirect via AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO · listed since Jun 1986
- No longer listedSTROUSE, ELIZABETH · VICE PRESIDENT, CHIEF ACCOUNTING OFFICER · Less than 5% · listed since Mar 2013
- No longer listedWESTERN RESERVE LIFE ASSURANCE CO. OF OHIO · JOINT OWNER OF REGISTRANT · 75% or more · control person · listed since Sep 1996
- AddedAEGON USA, LLC · SH · 75% or more · indirect via AUSA HOLDING COMPANY AND TRANSAMERICA PREMIER LIFE INSURANCE CO.
- AddedMALLETT, JOHN, THOMAS · VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER · Less than 5% · control person
- AddedTRANSAMERICA PREMIER LIFE INSURANCE COMPANY · JOINT OWNER OF REGISTRATNT · 75% or more · control person
- ChangedLENHART, SCOTT, MICHAEL · title ACTING CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER → CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER
Sep 4, 2014 filing
- No longer listedGALLAGHER, DENNIS, PATRICK · DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY · Less than 5% · control person · listed since Sep 2006
- No longer listedSWANK, THOMAS, ANTHONY · DIRECTOR, CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER · Less than 5% · control person · listed since May 2012
- AddedSMIT, MARIJN, PAUL · DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER · Less than 5% · control person
- AddedTYLER, TANE, THERESE · DIRECTOR, VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL, CHIEF LEGAL OFFICER AND SECRETARY · Less than 5% · control person
- AddedToner, Vincent, John · VICE PRESIDENT, FUND ADMINISTRATION AND TREASURER · Less than 5%
- ChangedWALD, THOMAS, ROBERT · now a control person
Jun 10, 2014 filing
- No longer listedGALBRAITH, TIMOTHY, SCOTT · SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ALTERNATIVE INVESTMENTS · Less than 5% · listed since Apr 2012
- No longer listedKING, ERIN, ELIZABETH · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER · Less than 5% · listed since Jun 2013
- No longer listedPORTER, TODD, ROBERT · SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ASSET ALLOCATION · Less than 5% · listed since Apr 2012
- AddedLENHART, SCOTT, MICHAEL · ACTING CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER · Less than 5%
- AddedWALD, THOMAS, ROBERT · CHIEF INVESTMENT OFFICER · Less than 5%
Jul 26, 2013 filing
- No longer listedREYMANN, II, THOMAS, GREGORY · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER · Less than 5% · listed since Feb 2010
- AddedKING, ERIN, ELIZABETH · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER · Less than 5%
Mar 28, 2013 filing
- No longer listedHEBURN, KAREN, DEBRA · SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER · Less than 5% · control person · listed since May 2007
- AddedSTROUSE, ELIZABETH · VICE PRESIDENT, CHIEF ACCOUNTING OFFICER · Less than 5%
Jun 14, 2012 filing
- No longer listedCARTER, JOHN, KINNLEY · DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & PRESIDENT · Less than 5% · control person · listed since Jul 2006
- AddedSWANK, THOMAS, ANTHONY · DIRECTOR, CHAIRMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Apr 17, 2012 filing
- AddedGALBRAITH, TIMOTHY, SCOTT · SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ALTERNATIVE INVESTMENTS · Less than 5%
- AddedPORTER, TODD, ROBERT · SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ASSET ALLOCATION · Less than 5%
- ChangedSTAPLES, CHRISTOPHER, ALAN · title DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER → DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER, ADVISORY SERVICES
Mar 29, 2012 filing (earliest on record)
- ListedAEGON INTERNATIONAL B.V. · SH · 75% or more · indirect via THE AEGON TRUST
- ListedAEGON NV · SH · 75% or more · indirect via AEGON INTERNATIONAL B.V.
- ListedAEGON U.S. HOLDING CORP. · SH · 75% or more · indirect via AEGON USA, LLC
- ListedAEGON USA, LLC · SH · 75% or more · indirect via AUSA HOLDING COMPANY AND WESTERN RESERVE LIFE ASSURANCE CO. OF OHIO
- ListedAUSA HOLDING COMPANY · JOINT OWNER OF REGISTRANT · 75% or more · control person
- ListedCARTER, JOHN, KINNLEY · DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER & PRESIDENT · Less than 5% · control person
- ListedGALLAGHER, DENNIS, PATRICK · DIRECTOR, SENIOR VICE PRESIDENT, GENERAL COUNSEL, OPERATIONS & SECRETARY · Less than 5% · control person
- ListedHEBURN, KAREN, DEBRA · SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER · Less than 5% · control person
- ListedREYMANN, II, THOMAS, GREGORY · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER · Less than 5%
- ListedSTAPLES, CHRISTOPHER, ALAN · DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedTHE AEGON TRUST · SH · 75% or more · indirect via TRANSAMERICA CORP. (DE)
- ListedTRANSAMERICA CORP. (DE) · SH · 75% or more · indirect via AEGON U.S. HOLDING CORP.
- ListedWESTERN RESERVE LIFE ASSURANCE CO. OF OHIO · JOINT OWNER OF REGISTRANT · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- INVESCO EXCHANGE TRADED FD T$12.7M +49800.7%
- FLEX LTD$11.9M +10067.5%
- WELLTOWER INC$7.9M +155.6%
- EDISON INTL$7.6M +26978.8%
- SANDISK CORP$7.3M +16915.3%
Top Trims
- INVESCO QQQ TR-$29.7M -94.1%
- INVESCO EXCHANGE TRADED FD T-$13.1M -99.3%
- AMPHENOL CORP-$11.4M -82.9%
- APPLE INC-$8.1M -45.7%
- WORLD GOLD TR-$7.6M -97.2%
New Positions
- BLACKROCK ETF TRUST$920.3K
- FIRST TR EXCH TRD ALPHDX FD$781.3K
- BLACKROCK ETF TRUST$733.9K
- BLACKROCK ETF TRUST II$698.6K
- BLACKROCK ETF TRUST$664.5K
Exited Positions
- HONEYWELL INTL INC$918.9K
- COTERRA ENERGY INC$353.9K
- ISHARES TR$338.8K
- ISHARES INC$253.9K
- ISHARES TR$164.9K
Transamerica Financial Advisors, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VV | 922908637 | $66.8M | 5.66% | 194,320 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $33.9M | 2.87% | 169,632 | SH |
| 3 | VANGUARD BD INDEX FDS | BND | 921937835 | $26.6M | 2.25% | 362,035 | SH |
| 4 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $23.4M | 1.98% | 328,675 | SH |
| 5 | BROADCOM INC | AVGO | 11135F101 | $22.8M | 1.93% | 60,347 | SH |
| 6 | VANGUARD INDEX FDS | VO | 922908629 | $20.3M | 1.72% | 252,192 | SH |
| 7 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $18.7M | 1.58% | 634,091 | SH |
| 8 | GE VERNOVA INC | GEV | 36828A101 | $17.4M | 1.47% | 14,814 | SH |
| 9 | ISHARES TR | IJR | 464287804 | $17.1M | 1.45% | 115,578 | SH |
| 10 | INVESCO EXCHANGE TRADED FD T | PRN | 46137V845 | $16.7M | 1.41% | 63,963 | SH |
| 11 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $16.4M | 1.39% | 54,209 | SH |
| 12 | ISHARES TR | IVV | 464287200 | $16.0M | 1.36% | 21,398 | SH |
| 13 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $15.4M | 1.30% | 80,770 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | PTF | 46137V811 | $15.3M | 1.30% | 112,590 | SH |
| 15 | ALPHABET INC | GOOGL | 02079K305 | $15.2M | 1.28% | 42,404 | SH |
| 16 | MICROSOFT CORP | MSFT | 594918104 | $14.5M | 1.23% | 38,794 | SH |
| 17 | CARPENTER TECHNOLOGY CORP | CRS | 144285103 | $13.8M | 1.17% | 22,428 | SH |
| 18 | WISDOMTREE TR | XSOE | 97717X578 | $13.0M | 1.10% | 265,023 | SH |
| 19 | WELLTOWER INC | WELL | 95040Q104 | $12.9M | 1.09% | 56,980 | SH |
| 20 | INVESCO EXCHANGE TRADED FD T | PXI | 46137V878 | $12.9M | 1.09% | 233,439 | SH |
| 21 | HOWMET AEROSPACE INC | HWM | 443201108 | $12.8M | 1.09% | 47,756 | SH |
| 22 | INVESCO EXCHANGE TRADED FD T | PUI | 46137V795 | $12.7M | 1.08% | 267,604 | SH |
| 23 | FLEX LTD | FLEX | Y2573F102 | $12.0M | 1.02% | 74,165 | SH |
| 24 | EMCOR GROUP INC | EME | 29084Q100 | $11.9M | 1.01% | 14,331 | SH |
| 25 | ISHARES TR | IEF | 464287440 | $11.2M | 0.95% | 118,578 | SH |
| 26 | COMFORT SYS USA INC | FIX | 199908104 | $10.6M | 0.90% | 5,372 | SH |
| 27 | INTERACTIVE BROKERS GROUP IN | IBKR | 45841N107 | $10.4M | 0.88% | 119,280 | SH |
| 28 | SELECT SECTOR SPDR TR | XLRE | 81369Y860 | $10.1M | 0.85% | 229,076 | SH |
| 29 | APPLE INC | AAPL | 037833100 | $9.6M | 0.81% | 33,214 | SH |
| 30 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $9.4M | 0.80% | 194,357 | SH |
| 31 | SPDR SERIES TRUST | SPYM | 78464A854 | $9.0M | 0.76% | 102,252 | SH |
| 32 | TECHNIPFMC PLC | FTI | G87110105 | $8.4M | 0.71% | 127,078 | SH |
| 33 | META PLATFORMS INC | META | 30303M102 | $7.8M | 0.66% | 13,821 | SH |
| 34 | EDISON INTL | EIX | 281020107 | $7.6M | 0.64% | 102,252 | SH |
| 35 | VANGUARD INDEX FDS | VOT | 922908538 | $7.4M | 0.62% | 24,087 | SH |
| 36 | SANDISK CORP | SNDK | 80004C200 | $7.4M | 0.62% | 3,233 | SH |
| 37 | ENTERGY CORP NEW | ETR | 29364G103 | $7.3M | 0.62% | 63,558 | SH |
| 38 | CARDINAL HEALTH INC | CAH | 14149Y108 | $7.2M | 0.61% | 30,315 | SH |
| 39 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $7.1M | 0.60% | 267,114 | SH |
| 40 | TAPESTRY INC | TPR | 876030107 | $6.6M | 0.56% | 45,036 | SH |
| 41 | TARGA RES CORP | TRGP | 87612G101 | $6.5M | 0.55% | 24,312 | SH |
| 42 | SPDR SERIES TRUST | SPTI | 78464A672 | $6.5M | 0.55% | 227,847 | SH |
| 43 | ARROWHEAD PHARMACEUTICALS IN | ARWR | 04280A100 | $6.3M | 0.53% | 77,403 | SH |
| 44 | SCHWAB STRATEGIC TR | SCHC | 808524888 | $6.2M | 0.53% | 128,878 | SH |
| 45 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $6.1M | 0.52% | 6,060 | SH |
| 46 | VISA INC | V | 92826C839 | $6.1M | 0.51% | 17,662 | SH |
| 47 | ELI LILLY & CO | LLY | 532457108 | $6.0M | 0.51% | 5,030 | SH |
| 48 | LUMENTUM HLDGS INC | LITE | 55024U109 | $6.0M | 0.51% | 7,022 | SH |
| 49 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $5.9M | 0.50% | 6,339 | SH |
| 50 | AMAZON COM INC | AMZN | 023135106 | $5.9M | 0.50% | 24,615 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-17 | $1.18B | 2,188 | 0001502149-26-000010 |
| 2026-03-31 | 2026-05-15 | $1.17B | 1,940 | 0001502149-26-000006 |
| 2025-12-31 | 2026-02-13 | $1.20B | 1,824 | 0001502149-26-000003 |
| 2025-09-30 | 2025-11-14 | $1.21B | 1,601 | 0001502149-25-000029 |
Filer Information
Address
TWO LIBERTY PLACE50 SOUTH 16TH STREET - SUITE 3700
PHILADELPHIA, PA 19102
Phone
(727) 299-1800
Filing Manager
Transamerica Financial Advisors, LLC
CEDAR RAPIDS, IA
Signatory
Christina D Kramer
Chief Compliance Officer - TFA