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Beta Wealth Group, Inc. — 13F Holdings & Portfolio

CIK 1594417 · latest 13F-HR filed 2026-07-24

Backtest portfolio

Beta Wealth Group, Inc. manages $266.6M in 13F-reported U.S. long-equity assets across 120 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QLTI (7.01%), PYLD (6.87%), SPVM (4.84%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 8 new positions and exited 6; 58 existing positions rose in reported value and 16 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$266.6M

Long-equity book

Holdings
120

Distinct positions

Period
2026-06-30

Filed 2026-07-24

Q/Q Activity
+8 / −6 / ↑58 / ↓16

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
QLTI7.0% · +3%PYLD6.9% · +5%SPVM4.8% · +1%AVUV4.4% · -2%LQD4.0% · +0%QYLD3.7% · +1%FEMS3.6% · +8%GTPE3.2% · -1%LSVD3.1% · -8%DEXC3.0% · -5%AVDV3.0% · +8%VYMI2.9% · -2%DVYE2.7% · +1%SPY2.5% · -0%JPRE2.4% · -0%HGER2.1% · +2%IGF2.1% · +10%WMT1.8% · +576%DIA1.6% · -0%AAPL1.5% · +10%GOOG1.5% · +0%PDI1.4% · -1%JNK1.2% · +0%EMB0.9% · -4%CGDV0.9% · -1%EAGG0.9% · +0%USDX0.8% · -2%PTY0.8% · -1%VSGX0.7% · +0%GPIQ0.7% · -18%CGMM0.7% · 0%SIHY0.7% · -6%JPIB0.7% · -5%DIVP0.7% · -11%CGNG0.7% · -5%NVDA0.7% · -8%AMZN0.6% · +20%QCOM0.6% · +3%MSFT0.6% · +4%NOW0.6% · +6%SOXL0.5% · newFMF0.5% · -6%JMUB0.5% · -9%CSCO0.4% · +3%USMV0.4% · -1%JPST0.4% · +50%GSY0.4% · +49%VIG0.4% · 0%ANET0.4% · +3%TJX0.4% · +3%C0.4% · +8%PEX0.4% · +13%PRIV0.3% · -9%IWM0.3% · -2%COST0.3% · +0%ORCL0.3% · +7%XOM0.3% · +4%JPIE0.3% · +2%QQQ0.3% · 0%XJR0.3% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 43.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 4, 2026.

Assets Under Management
$460.3M
Discretionary
$460.3M
Employees
3
Accounts
383
Address
11421 W. BERNARDO COURT
SAN DIEGO, CA 92127
Phone
(858) 207-3377
Website
This firm reports 2 disclosure items on its registration.
Name Title / Status Ownership Type
BROWN, ROMY, MICHELE ControlCHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER/MANAGING PARTNER
since Jan 2021
Less than 5%Individual
VLECK, JODI, TRABBIC ControlPRESIDENT
since Dec 2009
75% or moreIndividual
VLECK, MICHAEL, EDWARDOWNER
since Dec 2013
10–25%Individual
Ownership & leadership changes · 3 filings with changes since Aug 15, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 11, 2021 filing
  • ChangedBROWN, ROMY, MICHELE · title CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER → CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER/MANAGING PARTNER
Mar 22, 2019 filing
  • AddedBROWN, ROMY, MICHELE · CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER · Less than 5% · control person
  • ChangedVLECK, JODI, TRABBIC · title PRESIDENT & CHIEF COMPLIANCE OFFICER → PRESIDENT
Mar 12, 2014 filing
  • AddedVLECK, MICHAEL, EDWARD · OWNER · 10–25%
Aug 15, 2012 filing (earliest on record)
  • ListedVLECK, JODI, TRABBIC · PRESIDENT & CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Beta Wealth Group, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 GMO ETF TRUST QLTI 90139K308 $18.7M 7.01% 691,497 SH
2 PIMCO ETF TR PYLD 72201R585 $18.3M 6.87% 691,099 SH
3 INVESCO EXCHANGE TRADED FD T SPVM 46137V423 $12.9M 4.84% 173,484 SH
4 AMERICAN CENTY ETF TR AVUV 025072877 $11.8M 4.42% 94,529 SH
5 ISHARES TR LQD 464287242 $10.5M 3.96% 96,700 SH
6 GLOBAL X FDS QYLD 37954Y483 $9.8M 3.67% 530,202 SH
7 FIRST TR EXCH TRD ALPHDX FD FEMS 33737J307 $9.6M 3.60% 210,210 SH
8 GOLDMAN SACHS ETF TR GTPE 38149W457 $8.6M 3.21% 138,412 SH
9 ADVISORS INNER CIRCLE FD LSVD 0075W0155 $8.3M 3.12% 241,038 SH
10 DIMENSIONAL ETF TRUST DEXC 25434V534 $8.0M 3.02% 97,439 SH
11 AMERICAN CENTY ETF TR AVDV 025072802 $8.0M 3.01% 77,859 SH
12 VANGUARD WHITEHALL FDS VYMI 921946794 $7.7M 2.87% 78,018 SH
13 ISHARES INC DVYE 464286319 $7.3M 2.73% 225,853 SH
14 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $6.6M 2.47% 8,808 SH
15 J P MORGAN EXCHANGE TRADED F JPRE 46641Q126 $6.3M 2.37% 120,874 SH
16 HARBOR ETF TRUST HGER 41151J505 $5.7M 2.12% 192,621 SH
17 ISHARES TR IGF 464288372 $5.6M 2.11% 84,547 SH
18 STATE STR SPDR DOW JONES IND DIA 78467X109 $4.2M 1.56% 7,980 SH
19 ALPHABET INC GOOG 02079K107 $3.9M 1.48% 11,176 SH
20 WALMART INC WMT 931142103 $3.9M 1.48% 34,841 SH
21 PIMCO DYNAMIC INCOME FD PDI 72201Y101 $3.7M 1.40% 224,187 SH
22 APPLE INC AAPL 037833100 $3.4M 1.26% 11,616 SH
23 SPDR SERIES TRUST JNK 78468R622 $3.3M 1.23% 33,958 SH
24 ISHARES TR EMB 464288281 $2.5M 0.94% 25,949 SH
25 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $2.5M 0.94% 50,721 SH
26 ISHARES TR EAGG 46435U549 $2.3M 0.86% 48,289 SH
27 RBB FD INC USDX 74933W254 $2.1M 0.81% 84,291 SH
28 PIMCO CORPORATE & INCOME OPP PTY 72201B101 $2.1M 0.79% 174,777 SH
29 VANGUARD WORLD FD VSGX 921910725 $2.0M 0.74% 24,092 SH
30 GOLDMAN SACHS ETF TR GPIQ 38149W630 $2.0M 0.73% 32,893 SH
31 CAPITAL GROUP EQUITY ETF TR CGMM 14022A102 $1.9M 0.73% 58,683 SH
32 HARBOR ETF TRUST SIHY 41151J109 $1.9M 0.71% 41,495 SH
33 J P MORGAN EXCHANGE TRADED F JPIB 46641Q852 $1.8M 0.69% 37,998 SH
34 ADVISORS INNER CIRCLE FD II DIVP 00791R707 $1.8M 0.68% 67,665 SH
35 CAPITAL GROUP NEW GEOGRAPHY CGNG 14021N105 $1.8M 0.68% 48,113 SH
36 MICROSOFT CORP MSFT 594918104 $1.7M 0.62% 4,439 SH
37 DIREXION SHARES ETF TRUST SOXL 25459W458 $1.3M 0.50% 5,000 SH
38 FIRST TR EXCHANGE-TRADED FD FMF 33739G103 $1.3M 0.49% 26,142 SH
39 J P MORGAN EXCHANGE TRADED F JMUB 46641Q647 $1.3M 0.48% 25,233 SH
40 CISCO SYS INC CSCO 17275R102 $1.2M 0.44% 9,924 SH
41 ISHARES TR USMV 46429B697 $1.2M 0.44% 12,026 SH
42 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $1.2M 0.43% 22,855 SH
43 INVESCO ACTIVELY MANAGED EXC GSY 46090A887 $1.2M 0.43% 23,014 SH
44 QUALCOMM INC QCOM 747525103 $1.1M 0.42% 6,016 SH
45 VANGUARD SPECIALIZED FUNDS VIG 921908844 $1.1M 0.42% 4,683 SH
46 ARISTA NETWORKS INC ANET 040413205 $1.1M 0.41% 6,400 SH
47 TJX COS INC NEW TJX 872540109 $1.0M 0.39% 6,804 SH
48 CITIGROUP INC C 172967424 $985.3K 0.37% 7,039 SH
49 NVIDIA CORPORATION NVDA 67066G104 $960.5K 0.36% 4,800 SH
50 AMAZON COM INC AMZN 023135106 $947.4K 0.36% 3,975 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-24 $266.6M 120 0001594417-26-000003
2026-03-31 2026-05-07 $241.7M 117 0001594417-26-000002
2025-12-31 2026-02-13 $248.7M 119 0001594417-26-000001
Filer Information
Address
11421 W BERNARDO COURT
SAN DIEGO, CA 92127
Phone
(858) 207-3377
Filing Manager
Beta Wealth Group, Inc.
SAN DIEGO, CA
Signatory
Romy Brown
Chief Operations and Compliance Officer