Zacks Investment ResearchT3·56mo ago
PEX ProShares Global Listed Private Equity ETF
ETF 22.13 DelayedETF quote, holdings, sector allocation, technicals, and options analytics. Expected move IV rank history Fibonacci levels
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
PEX
$22.13
—
Key stats
$22.13
- 52-Week Range
- $20.49 – $26.55
- YTD
- -10.45%
- IV Rank (30D)
- 96.69
- Straddle Price
- $2.10
- Open
- $22.12
- Day Range
- $22.11 – $22.15
- Volume
- 2,591
- Prev Close
- $22.10
About
ProShares Global Listed Private Equity ETF (PEX) ETF
No description available.
- Exchange
- BATS
- Inception
- 2013-02-26
- Has Options
- Yes
Fund profile
holdings as of Oct 9, 2026issuer datathrough May 2026flows, SEC filings
- Expense ratio
- 2.95% prospectus, filed Apr 7, 2026
- Assets
- $10M shares × price, Oct 9, 2026
- Trailing yield
- 5.80% paid quarterly
- Average daily volume
- $25K 30 sessions
- Holdings
- 34 top 10 are 63.5%
- Listed
- Feb 26, 2013 Cboe BZX
- Last fee change
- -4 bp filed Jan 30, 2026
- Tracking difference
- -0.25 pts vs index, after fees, FY 2026
Cost6
Liquidity0
Scale0
Diversification44
Moves with. US large-cap stocks (39% of its variance, beta 0.79); Bitcoin (6% of its variance, beta 0.05); Developed markets ex-US over US (5% of its variance, beta 0.41); Small caps over large (4% of its variance, beta 0.20). These factors explain 53% of its daily moves over the last year.
Stated objective. ProShares Global Listed Private Equity ETF (the Fund) seeks investment results, before fees and expenses, that track the performance of the LPX Direct Listed Private Equity Index (the Index). (from the fund's prospectus)
All 34 holdingsFlow historySimilar fundsOverlap toolAll Multi-Strategy ETFs
Fund flows
through May 2026SEC filings- May 2026
- −$435K latest reported month
- Latest 3 months
- +$645K +5.8% of assets
- Latest 12 months
- +$309K +2.8% of assets
View as a table
| Month | Net flow |
|---|---|
| May 2026 | −$435K |
| Apr 2026 | $0 |
| Mar 2026 | +$1.1M |
| Feb 2026 | −$964K |
| Jan 2026 | $0 |
| Dec 2025 | $0 |
| Nov 2025 | −$514K |
| Oct 2025 | $0 |
| Sep 2025 | $0 |
| Aug 2025 | +$555K |
| Jul 2025 | +$1.1M |
| Jun 2025 | −$553K |
Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 81 months ago
Similar funds
| Fund | Overlap | Fee | Assets | 1Y | |
|---|---|---|---|---|---|
| FBDCFT Confluence BDC & Specialty Finance Income ETF | 38% | — | $34M | −13.6% | compare |
| BIZDVanEck BDC Income ETF | 34% | 9.69% | $1.4B | −14.0% | compare |
| LBOWHITEWOLF Publicly Listed Private Equity ETF | 24% | 6.53% | $6.2M | −15.0% | compare |
| PSPInvesco Global Listed Private Equity ETF | 21% | 1.80% | $214M | −18.0% | compare |
| HYINWisdomTree Private Credit and Alternative Income Fund | 19% | 4.34% | $46M | −25.3% | compare |
Ranked by how much of the two portfolios is the same securities.
Look-through: what the holdings say
weights as of Oct 9, 2026issuer data- Holdings vs fair value
- +32.4% 77% under, 23% over · 61% covered
- Price / earnings
- 18.9 11% loss-making · 61% covered
- Price / book · sales
- 1.0 · 3.1 revenue growth +5.4%
- Above 200-day average
- 32% 17% above 50-day · by weight
- Short interest
- 5.1% of float, weighted · 7.6 days to cover
- Insider buying
- 11% of weight had net insider buying, 90 days; 16% net selling
- 13F holders
- +1.6% change in shares held by institutions, latest quarter
- Reporting earnings
- 3.6% of weight in 7 days; 3.6% in 14
Holdings reporting in the next 14 days · weighted implied move this week 0.15%
Each figure is the fund's holdings weighted by position size, using our data on those stocks, and covers only the share of the stock holdings stated. Positive fair value means the holdings trade below our estimate.
What changed in the portfolio
Feb 28, 2026 → May 31, 2026Under the hood
fiscal year to May 31, 2026SEC census- Authorized participants
- 4 active of 39 with agreements; top 3 did 90%
- Created · redeemed
- $2.8M · $2.5M over the fiscal year
- Redemptions in kind
- 99% creations 99% in kind
- Creation unit
- 10,000 shares
- Securities lending
- 6.67% of assets on loan on average; earned 26.6 bp
- Return vs index
- -0.25 pts after fees; +0.29 before; daily s.d. 2.06
- Diversification status
- Non-diversified may concentrate in fewer issuers
From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.
ETF Profile
holdings as of 2026-10-09
Holdings
34
AUM
$10.1M
Provider
ProShares
Inception
2013-02-26
Exchange
BATS
Data As Of
2026-10-09
Expense Ratio
2.95%
Dividend Yield
5.80%
Distribution
Quarterly
Recent distributions
| Ex-Date | Pay Date | Amount | Type |
|---|---|---|---|
| 2026-09-23 | 2026-09-29 | $0.2452 | CD |
| 2026-03-25 | 2026-03-31 | $0.0143 | CD |
| 2025-12-24 | 2025-12-31 | $1.0232 | CD |
| 2025-09-24 | 2025-09-30 | $0.9220 | CD |
| 2025-06-25 | 2025-07-01 | $0.8098 | CD |
| 2025-03-26 | 2025-04-01 | $0.4078 | CD |
Asset Allocation
Top Holdings
top 34 of 34 holdings
| Symbol | Name | Weight % | Asset Class | Country |
|---|---|---|---|---|
| III | 3I GROUP PLC | 10.01% | Equity (US) | — |
| ARCC | ARES CAPITAL CORP | 9.94% | Equity (US) | US |
| SOF | SOFINA | 7.77% | Equity (Foreign) | BE |
| ONEX | ONEX CORPORATION | 7.67% | Equity (Foreign) | CA |
| MAIN | MAIN STREET CAPITAL CORP | 7.61% | Equity (US) | US |
| FSK | FS KKR CAPITAL CORP | 4.51% | Equity (US) | US |
| HTGC | HERCULES CAPITAL INC | 4.48% | Equity (US) | US |
| GBDC | GOLUB CAPITAL BDC INC | 4.46% | Equity (US) | US |
| MF | WENDEL | 3.60% | Equity (Foreign) | FR |
| RF | EURAZEO SE | 3.46% | Equity (US) | US |
| HGT | HGCAPITAL TRUST PLC | 3.08% | Equity (US) | — |
| TSLX | SIXTH STREET SPECIALTY LENDI | 2.81% | Equity (US) | US |
| — | BROOKFIELD BUSINESS CORP COMMON STOCK CAD | 2.80% | Derivative | — |
| KINVB | KINNEVIK AB - B | 2.67% | Equity (Foreign) | SE |
| HBMN | HBM HEALTHCARE IVST-A | 2.62% | Equity (US) | — |
| CSWC | CAPITAL SOUTHWEST CORP | 2.49% | Equity (US) | US |
| GROW | MOLTEN VENTURES PLC | 2.47% | Equity (Foreign) | GB |
| GIMB | GIMV NV | 2.09% | Equity (Foreign) | BE |
| GSBD | GOLDMAN SACHS BDC INC | 1.59% | Equity (US) | US |
| OCSL | OAKTREE SPECIALTY LENDING CO | 1.59% | Equity (US) | US |
| OCI | OAKLEY CAPITAL INVESTMENTS | 1.58% | Equity (Foreign) | NL |
| SYNC | SYNCONA LTD | 1.52% | Equity (US) | — |
| BBDC | BARINGS BDC INC | 1.32% | Equity (US) | US |
| RATOB | RATOS AB-B SHS | 1.32% | Equity (US) | — |
| PSEC | PROSPECT CAPITAL CORP | 1.18% | Equity (US) | US |
| NBPE | NEUBERGER PVT EQTY PRTNR LTD | 1.16% | Equity (US) | — |
| MFIC | MIDCAP FINANCIAL INVESTMENT | 1.15% | Equity (US) | US |
| NMFC | NEW MOUNTAIN FINANCE CORP | 0.92% | Equity (US) | US |
| SLRC | SLR INVESTMENT CORP | 0.86% | Equity (US) | US |
| PEY | PARTNERS GROUP PRIVATE EQUIT | 0.72% | Equity (US) | — |
| — | CANADA DOLLAR CURRENCY CONTRACT - USD | 0.01% | Derivative | — |
| — | SWITZERLAND FRANC CURRENCY CONTRACT - USD | -0.05% | Derivative | — |
| — | SWEDEN KRONA CURRENCY CONTRACT - USD | -0.06% | Derivative | — |
| — | EUROPEAN EURO CURRENCY CONTRACT - USD | -0.45% | Derivative | — |
Geographic Breakdown
Non-Equity Breakdown
ProShares Global Listed Private Equity ETF ·
NPORT-P period 2026-05-31
(filed 2026-07-28)
Net assets:
$11M
· 41 total positions
· equity 87.42%
· non-equity 19.59%
Non-equity holdings
— 17 positions,
19.59% of NAV
| Category | Weight | Value | Positions |
|---|---|---|---|
| Other | 11.83% | $1.3M | 6 |
| Short-term investment | 7.03% | $781422 | 7 |
| Repurchase agreement | 0.73% | $80878 | 4 |
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 0.20% | -5.93% | 7.93% | 2.56% | 3.55% | 0.19% | 1.42% |
| Feb | 5.77% | -5.82% | -1.48% | 1.43% | 1.08% | -7.07% | -1.02% |
| Mar | 0.17% | 2.72% | -5.92% | 2.27% | -6.23% | -6.68% | -2.28% |
| Apr | 4.14% | -9.10% | 2.57% | 0.61% | -0.87% | 7.09% | 0.74% |
| May | 1.51% | -0.11% | 0.40% | 2.54% | 3.56% | -3.58% | 0.72% |
| Jun | -5.32% | -9.46% | -0.45% | -6.53% | 1.23% | -1.64% | -3.70% |
| Jul | 3.35% | 8.93% | 2.85% | 3.11% | 0.10% | 4.29% | 3.77% |
| Aug | 0.47% | -6.62% | -1.33% | 1.01% | 1.40% | 4.01% | -0.18% |
| Sep | -6.30% | -11.01% | -6.36% | -0.77% | -4.92% | -5.68% | -5.84% |
| Oct | 3.39% | 6.03% | -3.79% | -1.23% | -0.46% | -1.43%* | 0.42% |
| Nov | -4.81% | 7.58% | 9.46% | 5.22% | -2.40% | -- | 3.01% |
| Dec | -0.20% | -6.71% | 1.71% | -3.98% | -1.36% | -- | -2.11% |
| Total | 1.54% | -27.93% | 4.39% | 5.80% | -5.67% | -11.01% | -5.48% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $22.80
SMA 50: $23.48
SMA 200: $22.97
Current: $22.11
EMA 12: $22.43
EMA 26: $22.83
MACD: -0.4046 | Signal: -0.0695
BEARISH
ADX (14): 29.24
TREND
+DI: 25.20
−DI: 49.84
Momentum Oscillators
RSI (14): 29.19
OVERSOLD
Stoch %K: 12.35
Stoch %D: 7.01
Williams %R: -83.60
Volume & Volatility
BB Upper: $23.88
BB Lower: $21.71
NEUTRAL
OBV: -136,541
Vol SMA 20: 1,350
Vol ROC: 37.16%
ATR: $0.19
True Range: $0.05
HV 20: 13.2%
HV 30: 12.8%
HV 60: 13.7%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-11T00:00:00 – 2026-10-09T00:00:00
AI Analysis
LLM Stock Analysis Report: PEX
Executive Summary
BULLISH (Confidence Level: 7/10)
Key drivers:
- Recent neutral news sentiment
- Moderate volatility, aligned with market beta
- Technical signals pointing to potential range breakout
Primary risks:
- Bearish momentum in MACD and RSI
- Potential for price consolidation or minor pullback
Investment thesis: PEX has the potential to break out of its current range, driven by neutral news sentiment and moderate volatility. However, bearish momentum signals require caution.
Recent news sentiment impact: The recent neutral news headlines are not driving significant moves in PEX's stock price, as the market is focusing on macroeconomic trends.
Technical Analysis
Trend Direction: Range-bound (1-4 weeks)
Support/Resistance Levels:
- Lower Bollinger Band: $21.39
- Middle Line: $21.87
- Upper Bollinger Band: $22.36
Momentum Signals: RSI interpretation: Neutral, as the reading is near the center (50.75). MACD signal: Bearish momentum, with a histogram of -0.13. Bollinger Bands position: Neutral, as the price is trading between the bands.
Volume Analysis: Volume trends and institutional interest signals:
- Volume SMA 20: 2146.70
- On-Balance Volume (OBV): -119802.15
- Volume Rate of Change: 84.31%
News & Sentiment Analysis
Recent Headlines Summary: Neutral news headlines focusing on market commentary and general trends.
Sentiment Assessment: Aggregate news sentiment is NEUTRAL, with no significant moves in the stock price driven by recent news.
Catalyst Identification: No specific catalysts identified; focus remains on macroeconomic trends.
Market Narrative: The market is prioritizing long-term trends over short-term noise, which may impact PEX's performance.
Risk & Volatility Assessment
Beta Interpretation: Beta of 0.84 indicates moderate volatility relative to the broader market.
Volatility Regime: Current volatility levels are moderately high (Historical Volatility: HV20 18.2%, HV30 17.2%).
Options Market Signals: IV Rank: 52.3% (Medium), indicating historically medium-high volatility. The options market is pricing a $2.65 move by expiration, with bullish sentiment.
Market Context & Positioning
Sector Performance: PEX is trading in line with its sector peers.
Institutional Activity: Institutional interest remains moderate, with 4 calls and 0 puts being traded.
Correlation Analysis: The stock moves in correlation with the broader market (R-squared interpretation: 0.60).
Relative Valuation: PEX is positioned within a trading range, with no significant deviations from its mean.
Key Levels & Action Items
Critical Price Levels:
- Support/resistance levels based on Bollinger Bands and moving averages
Breakout/Breakdown Levels:
- Potential breakouts above the upper band ($22.36) or breakdowns below the lower band ($21.39)
Time-Sensitive Catalysts: No specific catalysts identified; focus remains on macroeconomic trends.
Risk Management: Consider stop-loss levels at the middle line ($21.87) and position sizing considerations based on market volatility.
This comprehensive analysis report provides a detailed assessment of PEX's technical, fundamental, and market dynamics. The bullish momentum is tempered by bearish signals from MACD and RSI, suggesting caution for investors.
Generated
News
All PEX news →
MarketWatchT3·63mo ago
PEX Options Activity & IV Rank
PEX IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 96.8%
7-DTE IV: 185.5%
Expected Move: $2.10
7-DTE Move: $1.90
Days to Exp: 42 (2026-11-20)
Options Flow
Call Volume: 0
Put Volume: 0
P/C Volume: —
Call OI: 0
Put OI: 0
P/C OI: —
Total OI: 0
ATM Options Pricing
ATM Call: $1.10
ATM Put: $1.00
Call %: 5.0%
Put %: 4.5%
Chain Summary
Chain Volume: 11
Chain OI: 11
Last Updated: 10/9/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
as of Oct 9 · No data
30 DTE / 10d
—
—
pts
EXTREME
as of Oct 9 · No data
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)57.0MediumOct 9
IV Rank (30 DTE)96.7HighOct 9
Straddle Price (30 DTE)$2.10Oct 9
Beta Analysis
Risk Metrics
Beta: 0.8112
Alpha: -26.17%
Correlation: 0.6329
R-Squared: 40.1%
Stock Volatility: 16.7%
Market Volatility: 13.0%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Moderate volatility - stock generally follows market
Moderate volatility - stock generally follows market
Beta & Alpha Over Time
PEX Institutional Ownership (13F)
Latest filings — 2026-06-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
37.92K
SI % of Float
8.24%
Days to Cover
26.42
Short Vol Ratio
2.7%
Free Float
—
Float %
—
Short interest 2026-09-30 • Short volume 2026-10-09
PEX Constituent Performance
Click any bar to view the full quote for that stock.
PEX Constituents (21 of 29)
| Symbol | Name | Weight % | Price | 1 Day | 1 Week | 1 Month |
|---|---|---|---|---|---|---|
| III | 3I GROUP PLC | 10.01% | $5.79 | +1.22% | +1.58% | +11.56% |
| ARCC | ARES CAPITAL CORP | 9.94% | $18.56 | -0.96% | -1.59% | -5.98% |
| SOF | SOFINA | 7.77% | $100.61 | -0.01% | +0.08% | -0.03% |
| MAIN | MAIN STREET CAPITAL CORP | 7.61% | $53.74 | -1.34% | -2.49% | -4.41% |
| FSK | FS KKR CAPITAL CORP | 4.51% | $10.84 | +0.46% | -1.19% | -8.83% |
| HTGC | HERCULES CAPITAL INC | 4.48% | $16.51 | -0.24% | -1.37% | -5.17% |
| GBDC | GOLUB CAPITAL BDC INC | 4.46% | $12.1 | -0.90% | -3.51% | -5.39% |
| MF | WENDEL | 3.60% | $9.09 | -14.89% | -35.85% | -34.46% |
| RF | EURAZEO SE | 3.46% | $27.03 | -0.15% | -0.26% | -10.29% |
| TSLX | SIXTH STREET SPECIALTY LENDI | 2.81% | $17.35 | -1.25% | -3.66% | -3.02% |
| CSWC | CAPITAL SOUTHWEST CORP | 2.49% | $23.54 | -0.84% | +0.09% | -2.69% |
| GROW | MOLTEN VENTURES PLC | 2.47% | $2.93 | +0.69% | +2.45% | +0.69% |
| GSBD | GOLDMAN SACHS BDC INC | 1.59% | $8.77 | -1.24% | -3.31% | -8.84% |
| OCSL | OAKTREE SPECIALTY LENDING CO | 1.59% | $11.6 | -1.61% | -2.56% | -8.45% |
| SYNC | SYNCONA LTD | 1.52% | $2.19 | -0.45% | +0.46% | +0.92% |
| BBDC | BARINGS BDC INC | 1.32% | $8.52 | -0.12% | -1.27% | -2.85% |
| PSEC | PROSPECT CAPITAL CORP | 1.18% | $1.72 | -5.49% | -14.00% | -22.52% |
| MFIC | MIDCAP FINANCIAL INVESTMENT | 1.15% | $8.47 | -0.70% | -1.74% | -6.31% |
| NMFC | NEW MOUNTAIN FINANCE CORP | 0.92% | $6.73 | -1.17% | -3.03% | -7.04% |
| SLRC | SLR INVESTMENT CORP | 0.86% | $11.37 | -1.13% | -1.56% | -5.88% |
| PEY | PARTNERS GROUP PRIVATE EQUIT | 0.72% | $22.94 | -0.67% | +0.20% | -4.23% |