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Wakefield Asset Management LLLP — 13F Holdings & Portfolio

CIK 1600435 · latest 13F-HR filed 2026-08-11

Backtest portfolio

Wakefield Asset Management LLLP manages $444.2M in 13F-reported U.S. long-equity assets across 225 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are EFG (4.40%), EFV (4.36%), IEMG (2.89%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 39 new positions and exited 25; 130 existing positions rose in reported value and 35 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$444.2M

Long-equity book

Holdings
225

Distinct positions

Period
2026-06-30

Filed 2026-08-11

Q/Q Activity
+39 / −25 / ↑130 / ↓35

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
EFG4.4% · +7%EFV4.4% · +11%IEMG2.9% · -4%LRCX1.6% · -20%NVDA1.6% · 0%JPM1.5% · +1%MPC1.4% · +1%COHR1.4% · -9%APH1.4% · +0%VRT1.3% · -0%DVA1.3% · newRBC1.3% · +0%SCHE1.3% · -6%AEP1.3% · newWDC1.3% · -39%GOOGL1.3% · -2%TT1.2% · -0%FTI1.2% · +1%RSP1.2% · +4%MNST1.2% · +2%SCHZ1.2% · +3%AER1.1% · +1%IEFA1.1% · +5%TRV1.1% · +1%EWC1.1% · +8%CBOE1.0% · +34%HAS0.9% · +1%FHN0.9% · -12%TPR0.9% · +73%BMY0.9% · +70%ATO0.9% · +1%THC0.9% · +1%TOTL0.9% · +7%EXPE0.8% · -19%NEM0.8% · -9%NLY0.8% · +1%MS0.8% · +2%AFRM0.8% · -1%AA0.8% · +1%VOO0.8% · +13%AMAT0.8% · -12%FIX0.8% · -1%SIRI0.7% · +1%ADM0.6% · newEXEL0.6% · newCRWD0.6% · 0%ROKU0.6% · newVTWO0.6% · +7%ALL0.6% · +3%PHYS0.5% · +6%NEA0.5% · +12%NAD0.5% · +11%KDP0.5% · newNZF0.5% · +12%TENB0.5% · newVMO0.5% · +12%AMZN0.5% · -2%IWM0.5% · -2%ICHR0.5% · -30%IBIT0.5% · +26%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 21.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 30, 2026.

Assets Under Management
$454.0M
Discretionary
$453.5M
Employees
11
Accounts
586
Address
7887 EAST BELLEVIEW AVE, SUITE #800
ENGLEWOOD, CO 80111
Phone
(303) 771-0630
Website
Name Title / Status Ownership Type
GERVASINI, GEOFFREY, TODD ControlMANAGING PARTNER, CHIEF INVESTMENT OFFICER
since Dec 2006
75% or moreIndividual
WAKEFIELD ASSET MANAGEMENT CORPORATION ControlGENERAL PARTNER
since Dec 2006
Less than 5%Domestic Entity
BRITTAIN, GREGORY, JPARTNER, CHIEF COMPLIANCE OFFICER
since Jan 2021
5–10%Individual
GERVASINI, GEOFFREY, TODD Control
Indirect owner via WAKEFIELD ASSET MANAGEMENT CORPORATION
SHAREHOLDER
since Dec 2006
75% or moreIndividual
Ownership & leadership changes · 1 filing with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 29, 2021 filing
  • No longer listedYAEGER, JENNIFER, C. · FINANCE OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2008
  • AddedBRITTAIN, GREGORY, J · PARTNER, CHIEF COMPLIANCE OFFICER · 5–10%
Mar 29, 2012 filing (earliest on record)
  • ListedGERVASINI, GEOFFREY, TODD · MANAGING PARTNER, CHIEF INVESTMENT OFFICER · 75% or more · control person
  • ListedGERVASINI, GEOFFREY, TODD · SHAREHOLDER · 75% or more · indirect via WAKEFIELD ASSET MANAGEMENT CORPORATION · control person
  • ListedWAKEFIELD ASSET MANAGEMENT CORPORATION · GENERAL PARTNER · Less than 5% · control person
  • ListedYAEGER, JENNIFER, C. · FINANCE OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 130 →

Top Trims

Show all 35 →

New Positions

Show all 39 →

Exited Positions

Show all 25 →

Wakefield Asset Management LLLP Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR EFG 464288885 $19.5M 4.40% 157,105 SH
2 ISHARES TR EFV 464288877 $19.4M 4.36% 252,913 SH
3 ISHARES INC IEMG 46434G103 $12.8M 2.89% 155,032 SH
4 LAM RESEARCH CORP LRCX 512807306 $7.1M 1.60% 16,389 SH
5 NVIDIA CORPORATION NVDA 67066G104 $7.1M 1.59% 35,337 SH
6 JPMORGAN CHASE & CO JPM 46625H100 $6.6M 1.48% 20,132 SH
7 MARATHON PETE CORP MPC 56585A102 $6.2M 1.39% 24,134 SH
8 COHERENT CORP COHR 19247G107 $6.2M 1.39% 15,614 SH
9 AMPHENOL CORP APH 032095101 $6.0M 1.35% 34,008 SH
10 VERTIV HOLDINGS CO VRT 92537N108 $6.0M 1.35% 17,853 SH
11 DAVITA INC DVA 23918K108 $5.9M 1.33% 26,488 SH
12 RBC BEARINGS INC RBC 75524B104 $5.8M 1.30% 8,972 SH
13 SCHWAB STRATEGIC TR SCHE 808524706 $5.7M 1.28% 157,251 SH
14 AMERICAN ELEC PWR CO INC AEP 025537101 $5.7M 1.28% 41,419 SH
15 WESTERN DIGITAL CORP WDC 958102105 $5.6M 1.26% 8,737 SH
16 ALPHABET INC GOOGL 02079K305 $5.6M 1.25% 15,582 SH
17 TRANE TECHNOLOGIES PLC TT G8994E103 $5.4M 1.22% 11,065 SH
18 TECHNIPFMC PLC FTI G87110105 $5.4M 1.21% 81,335 SH
19 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $5.4M 1.20% 25,149 SH
20 MONSTER BEVERAGE CORP NEW MNST 61174X109 $5.2M 1.16% 53,836 SH
21 SCHWAB STRATEGIC TR SCHZ 808524839 $5.1M 1.15% 221,297 SH
22 AERCAP HOLDINGS NV AER N00985106 $4.8M 1.07% 32,725 SH
23 ISHARES TR IEFA 46432F842 $4.8M 1.07% 49,358 SH
24 TRAVELERS COMPANIES INC TRV 89417E109 $4.7M 1.07% 14,345 SH
25 ISHARES INC EWC 464286509 $4.7M 1.06% 81,564 SH
26 CBOE GLOBAL MKTS INC CBOE 12503M108 $4.2M 0.95% 17,456 SH
27 HASBRO INC HAS 418056107 $4.1M 0.93% 50,063 SH
28 FIRST HORIZON CORPORATION FHN 320517105 $4.1M 0.92% 159,157 SH
29 TAPESTRY INC TPR 876030107 $4.1M 0.92% 27,801 SH
30 BRISTOL-MYERS SQUIBB CO BMY 110122108 $4.1M 0.91% 70,404 SH
31 ATMOS ENERGY CORP ATO 049560105 $4.0M 0.89% 22,966 SH
32 TENET HEALTHCARE CORP THC 88033G407 $3.9M 0.89% 21,108 SH
33 SSGA ACTIVE ETF TR TOTL 78467V848 $3.8M 0.86% 97,044 SH
34 EXPEDIA GROUP INC EXPE 30212P303 $3.8M 0.85% 14,672 SH
35 NEWMONT CORP NEM 651639106 $3.7M 0.84% 40,115 SH
36 ANNALY CAPITAL MANAGEMENT IN NLY 035710839 $3.7M 0.84% 166,904 SH
37 MORGAN STANLEY MS 617446448 $3.7M 0.83% 17,741 SH
38 AFFIRM HLDGS INC AFRM 00827B106 $3.6M 0.81% 43,936 SH
39 ALCOA CORP AA 013872106 $3.5M 0.80% 67,953 SH
40 VANGUARD INDEX FDS VOO 922908363 $3.5M 0.78% 5,044 SH
41 APPLIED MATLS INC AMAT 038222105 $3.5M 0.78% 4,772 SH
42 COMFORT SYS USA INC FIX 199908104 $3.3M 0.75% 1,681 SH
43 SIRIUSXM HOLDINGS INC SIRI 829933100 $3.2M 0.71% 107,043 SH
44 ARCHER DANIELS MIDLAND CO ADM 039483102 $2.8M 0.63% 36,546 SH
45 EXELIXIS INC EXEL 30161Q104 $2.8M 0.63% 51,279 SH
46 CROWDSTRIKE HLDGS INC CRWD 22788C105 $2.8M 0.62% 3,627 SH
47 ROKU INC ROKU 77543R102 $2.7M 0.61% 19,642 SH
48 VANGUARD SCOTTSDALE FDS VTWO 92206C664 $2.5M 0.57% 20,717 SH
49 ALLSTATE CORP ALL 020002101 $2.5M 0.55% 10,344 SH
50 SPROTT ASSET MANAGEMENT LP PHYS 85207H104 $2.4M 0.54% 78,938 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-11 $444.2M 225 0001376474-26-000549
2026-03-31 2026-05-12 $377.4M 211 0001376474-26-000366
2025-12-31 2026-02-05 $368.6M 201 0001376474-26-000128
2025-09-30 2025-11-13 $366.4M 193 0001376474-25-000920
Filer Information
Address
7887 E BELLEVIEW AVE
SUITE 800
ENGLEWOOD, CO 80111
Phone
(303) 771-0630
Filing Manager
Wakefield Asset Management LLLP
Englewood, CO
Signatory
Greg Brittain
Chief Compliance Officer