Wakefield Asset Management LLLP — 13F Holdings & Portfolio
CIK 1600435 · latest 13F-HR filed 2026-08-11
Wakefield Asset Management LLLP manages $444.2M in 13F-reported U.S. long-equity assets across 225 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are EFG (4.40%), EFV (4.36%), IEMG (2.89%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 39 new positions, exited 25, added to 130, and trimmed 35.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 800
ENGLEWOOD, CO 80111
$444.2M
Long-equity book
225
Distinct positions
2026-06-30
Filed 2026-08-11
+39 / −25 / ↑130 / ↓35
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$3.2M +19.9%
- LAM RESEARCH CORP$2.7M +61.5%
- ISHARES TR$2.4M +14.1%
- COHERENT CORP$2.1M +50.3%
- TAPESTRY INC$1.8M +79.8%
Top Trims
- BLACKROCK MUNIHOLDINGS FD IN-$2.1M -57.0%
- WESTERN ASSET INFLT LNK INC-$1.7M -56.3%
- AMER SPORTS INC-$1.4M -41.2%
- NEWMONT CORP-$1.0M -21.2%
- ALCOA CORP-$900.4K -20.3%
New Positions
- DAVITA INC$5.9M
- AMERICAN ELEC PWR CO INC$5.7M
- ARCHER DANIELS MIDLAND CO$2.8M
- EXELIXIS INC$2.8M
- ROKU INC$2.7M
Exited Positions
- CONSOLIDATED EDISON INC$4.8M
- GILEAD SCIENCES INC$4.3M
- CELSIUS HLDGS INC$3.2M
- RESMED INC$3.1M
- AXOS FINANCIAL INC$1.5M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | EFG | 464288885 | $19.5M | 4.40% | 157,105 | SH |
| 2 | ISHARES TR | EFV | 464288877 | $19.4M | 4.36% | 252,913 | SH |
| 3 | ISHARES INC | IEMG | 46434G103 | $12.8M | 2.89% | 155,032 | SH |
| 4 | LAM RESEARCH CORP | LRCX | 512807306 | $7.1M | 1.60% | 16,389 | SH |
| 5 | NVIDIA CORPORATION | NVDA | 67066G104 | $7.1M | 1.59% | 35,337 | SH |
| 6 | JPMORGAN CHASE & CO | JPM | 46625H100 | $6.6M | 1.48% | 20,132 | SH |
| 7 | MARATHON PETE CORP | MPC | 56585A102 | $6.2M | 1.39% | 24,134 | SH |
| 8 | COHERENT CORP | COHR | 19247G107 | $6.2M | 1.39% | 15,614 | SH |
| 9 | AMPHENOL CORP | APH | 032095101 | $6.0M | 1.35% | 34,008 | SH |
| 10 | VERTIV HOLDINGS CO | VRT | 92537N108 | $6.0M | 1.35% | 17,853 | SH |
| 11 | DAVITA INC | DVA | 23918K108 | $5.9M | 1.33% | 26,488 | SH |
| 12 | RBC BEARINGS INC | RBC | 75524B104 | $5.8M | 1.30% | 8,972 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $5.7M | 1.28% | 157,251 | SH |
| 14 | AMERICAN ELEC PWR CO INC | AEP | 025537101 | $5.7M | 1.28% | 41,419 | SH |
| 15 | WESTERN DIGITAL CORP | WDC | 958102105 | $5.6M | 1.26% | 8,737 | SH |
| 16 | ALPHABET INC | GOOGL | 02079K305 | $5.6M | 1.25% | 15,582 | SH |
| 17 | TRANE TECHNOLOGIES PLC | TT | G8994E103 | $5.4M | 1.22% | 11,065 | SH |
| 18 | TECHNIPFMC PLC | FTI | G87110105 | $5.4M | 1.21% | 81,335 | SH |
| 19 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $5.4M | 1.20% | 25,149 | SH |
| 20 | MONSTER BEVERAGE CORP NEW | MNST | 61174X109 | $5.2M | 1.16% | 53,836 | SH |
| 21 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $5.1M | 1.15% | 221,297 | SH |
| 22 | AERCAP HOLDINGS NV | AER | N00985106 | $4.8M | 1.07% | 32,725 | SH |
| 23 | ISHARES TR | IEFA | 46432F842 | $4.8M | 1.07% | 49,358 | SH |
| 24 | TRAVELERS COMPANIES INC | TRV | 89417E109 | $4.7M | 1.07% | 14,345 | SH |
| 25 | ISHARES INC | EWC | 464286509 | $4.7M | 1.06% | 81,564 | SH |
| 26 | CBOE GLOBAL MKTS INC | CBOE | 12503M108 | $4.2M | 0.95% | 17,456 | SH |
| 27 | HASBRO INC | HAS | 418056107 | $4.1M | 0.93% | 50,063 | SH |
| 28 | FIRST HORIZON CORPORATION | FHN | 320517105 | $4.1M | 0.92% | 159,157 | SH |
| 29 | TAPESTRY INC | TPR | 876030107 | $4.1M | 0.92% | 27,801 | SH |
| 30 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $4.1M | 0.91% | 70,404 | SH |
| 31 | ATMOS ENERGY CORP | ATO | 049560105 | $4.0M | 0.89% | 22,966 | SH |
| 32 | TENET HEALTHCARE CORP | THC | 88033G407 | $3.9M | 0.89% | 21,108 | SH |
| 33 | SSGA ACTIVE ETF TR | TOTL | 78467V848 | $3.8M | 0.86% | 97,044 | SH |
| 34 | EXPEDIA GROUP INC | EXPE | 30212P303 | $3.8M | 0.85% | 14,672 | SH |
| 35 | NEWMONT CORP | NEM | 651639106 | $3.7M | 0.84% | 40,115 | SH |
| 36 | ANNALY CAPITAL MANAGEMENT IN | NLY | 035710839 | $3.7M | 0.84% | 166,904 | SH |
| 37 | MORGAN STANLEY | MS | 617446448 | $3.7M | 0.83% | 17,741 | SH |
| 38 | AFFIRM HLDGS INC | AFRM | 00827B106 | $3.6M | 0.81% | 43,936 | SH |
| 39 | ALCOA CORP | AA | 013872106 | $3.5M | 0.80% | 67,953 | SH |
| 40 | VANGUARD INDEX FDS | VOO | 922908363 | $3.5M | 0.78% | 5,044 | SH |
| 41 | APPLIED MATLS INC | AMAT | 038222105 | $3.5M | 0.78% | 4,772 | SH |
| 42 | COMFORT SYS USA INC | FIX | 199908104 | $3.3M | 0.75% | 1,681 | SH |
| 43 | SIRIUSXM HOLDINGS INC | SIRI | 829933100 | $3.2M | 0.71% | 107,043 | SH |
| 44 | ARCHER DANIELS MIDLAND CO | ADM | 039483102 | $2.8M | 0.63% | 36,546 | SH |
| 45 | EXELIXIS INC | EXEL | 30161Q104 | $2.8M | 0.63% | 51,279 | SH |
| 46 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $2.8M | 0.62% | 3,627 | SH |
| 47 | ROKU INC | ROKU | 77543R102 | $2.7M | 0.61% | 19,642 | SH |
| 48 | VANGUARD SCOTTSDALE FDS | VTWO | 92206C664 | $2.5M | 0.57% | 20,717 | SH |
| 49 | ALLSTATE CORP | ALL | 020002101 | $2.5M | 0.55% | 10,344 | SH |
| 50 | SPROTT ASSET MANAGEMENT LP | PHYS | 85207H104 | $2.4M | 0.54% | 78,938 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-11 | $444.2M | 225 | 0001376474-26-000549 |
| 2026-03-31 | 2026-05-12 | $377.4M | 211 | 0001376474-26-000366 |
| 2025-12-31 | 2026-02-05 | $368.6M | 201 | 0001376474-26-000128 |
| 2025-09-30 | 2025-11-13 | $366.4M | 193 | 0001376474-25-000920 |