Archford Capital Strategies, LLC — 13F Holdings & Portfolio
CIK 1606609 · latest 13F-HR filed 2026-07-17
Archford Capital Strategies, LLC manages $987.5M in 13F-reported U.S. long-equity assets across 359 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IEMG (4.82%), IEFA (4.52%), SPYM (3.19%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 36 new positions and exited 18; 170 existing positions rose in reported value and 82 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$987.5M
Long-equity book
Holdings
359
Distinct positions
Period
2026-06-30
Filed 2026-07-17
Q/Q Activity
+36 / −18 / ↑170 / ↓82
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IEMG4.8% · +5%IEFA4.5% · +7%SPYM3.2% · +114%NVDA3.2% · -4%AAPL3.1% · +1%MSFT2.6% · +2%GOOGL2.0% · -4%V1.8% · +10%VUG1.8% · +489%AVGO1.7% · +8%INFO1.7% · +1%BRK.B1.6% · -0%FNDX1.3% · +2%SCHG1.3% · +1%MU1.3% · -17%WINN1.2% · +2%SAMT1.2% · +1%AMZN1.2% · -0%HELO1.1% · +9%DFGP1.1% · +4%TSM1.0% · -4%JNJ1.0% · +51%VGIT0.9% · +2%DFAE0.9% · +1%LRCX0.9% · +16%DUHP0.9% · +2%BND0.9% · +2%CSCO0.9% · -6%VB0.8% · +11%OSEA0.8% · +2%DCOR0.8% · +2%DFAC0.8% · +2%NVS0.8% · -1%JPST0.8% · +3%HAPI0.8% · +1%JPM0.7% · -21%GOOG0.7% · -0%GLDM0.7% · +7%USIG0.7% · +4%AGGS0.7% · +4%XLK0.7% · +9%JQUA0.7% · +1%MBB0.7% · -4%CAOS0.6% · newAMAT0.6% · +9%WMT0.6% · -10%HGER0.6% · +1%MO0.6% · +1%VGSH0.6% · +1%MA0.6% · -24%DFIC0.6% · +2%AMD0.6% · -9%XLF0.5% · -2%COST0.5% · +33%EWJ0.5% · +1%SHEL0.4% · -28%TJX0.4% · +23%MAPP0.4% · +2%TOLL0.4% · +2%APH0.4% · +33%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 28.7%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Apr 30, 2026.
Assets Under Management
$1.49B
Discretionary
$1.49B
Employees
45
Accounts
4,113
Address
13 WOLF CREEK
SUITE 2
SWANSEA, IL 62226
SUITE 2
SWANSEA, IL 62226
Phone
(618) 416-7085
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| ALEGNANI, PAUL, RICHARD Control | CHIEF INVESTMENT OFFICER since Aug 2018 | Less than 5% | Individual |
| BRUEGGEMANN, CHARLES Control | EXECUTIVE OFFICER since Jan 2024 | Less than 5% | Individual |
| GREENE, ANDREW, RUSSELL Control | CHIEF OPERATING OFFICER since Jan 2024 | Less than 5% | Individual |
| JAMES D MAHER, TRUSTEE OF THE JENNIFER M. MAHER FAMILY TRUST Control | MEMBER since Jan 2023 | 75% or more | Domestic Entity |
| KEISER, JEFFREY, DANIEL Control | CHIEF LEGAL OFFICER since Jan 2024 | Less than 5% | Individual |
| MAHER, JAMES, DONALD Control | CHIEF EXECUTIVE OFFICER since Mar 2013 | Less than 5% | Individual |
| SHERMAN, COLBY, SIMON Control | CHIEF WEALTH MANAGEMENT OFFICER since Apr 2026 | Less than 5% | Individual |
| White, Amanda, Kay Control | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER since May 2018 | Less than 5% | Individual |
| MAHER, JAMES, DONALD Control Indirect owner via MAHER, JAMES, DONALD | TRUSTEE since Jan 2023 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 9 filings with changes since Jun 22, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Apr 13, 2026 filing
- AddedSHERMAN, COLBY, SIMON · CHIEF WEALTH MANAGEMENT OFFICER · Less than 5% · control person
Mar 13, 2026 filing
- No longer listedHONG, JACOB, JUNG · CHIEF WEALTH MANAGEMENT OFFICER · Less than 5% · control person · listed since May 2018
Mar 13, 2024 filing
- No longer listedCHARLES D MAHER, TRUSTEE OF THE JENNIFER M. MAHER FAMILY TRUST · MEMBER · 75% or more · control person · listed since Jan 2023
- AddedBRUEGGEMANN, CHARLES · EXECUTIVE OFFICER · Less than 5% · control person
- AddedGREENE, ANDREW, RUSSELL · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedJAMES D MAHER, TRUSTEE OF THE JENNIFER M. MAHER FAMILY TRUST · MEMBER · 75% or more · control person
- AddedKEISER, JEFFREY, DANIEL · CHIEF LEGAL OFFICER · Less than 5% · control person
- ChangedHONG, JACOB, JUNG · title CHIEF OPERATING OFFICER → CHIEF WEALTH MANAGEMENT OFFICER
Jan 31, 2023 filing
- No longer listedMAHER, JENNIFER, MARIE · MEMBER · 75% or more · control person · listed since Jan 2022
- AddedCHARLES D MAHER, TRUSTEE OF THE JENNIFER M. MAHER FAMILY TRUST · MEMBER · 75% or more · control person
- AddedMAHER, JAMES, DONALD · TRUSTEE · General partner, trustee or manager · indirect via MAHER, JAMES, DONALD · control person
Mar 28, 2022 filing
- AddedMAHER, JENNIFER, MARIE · MEMBER · 75% or more · control person
- ChangedMAHER, JAMES, DONALD · title MANAGING MEMBER/CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER; ownership 75% or more → Less than 5%
Sep 13, 2018 filing
- AddedALEGNANI, PAUL, RICHARD · CHIEF INVESTMENT OFFICER · Less than 5% · control person
Jul 2, 2018 filing
- ChangedMAHER, JAMES, DONALD · title MANAGING MEMBER → MANAGING MEMBER/CHIEF EXECUTIVE OFFICER
- ChangedWhite, Amanda, Kay · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER; now a control person
Jun 1, 2018 filing
- No longer listedRUSSO, JOHN, ROLAND · CHIEF OPERATING OFFICER · Less than 5% · listed since Mar 2013
- No longer listedWINTERS, TRACY, L · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Mar 2013
- AddedHONG, JACOB, JUNG · CHIEF OPERATING OFFICER · Less than 5% · control person
- AddedWhite, Amanda, Kay · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 28, 2013 filing
- No longer listedDYNASTY FINANCIAL PARTNERS, LLC · MANAGING MEMBER · 75% or more · control person · listed since Apr 2012
- No longer listedPENNEY, SHIRL, THOMAS · MANAGING MEMBER · 25–50% · indirect via DYNASTY FINANCIAL PARTNERS, LLC · control person · listed since Mar 2010
- No longer listedPINKHAM, JASON, WAYNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2012
- AddedMAHER, JAMES, DONALD · MANAGING MEMBER · 75% or more · control person
- AddedRUSSO, JOHN, ROLAND · CHIEF OPERATING OFFICER · Less than 5%
- AddedWINTERS, TRACY, L · CHIEF COMPLIANCE OFFICER · Less than 5%
Jun 22, 2012 filing (earliest on record)
- ListedDYNASTY FINANCIAL PARTNERS, LLC · MANAGING MEMBER · 75% or more · control person
- ListedPENNEY, SHIRL, THOMAS · MANAGING MEMBER · 25–50% · indirect via DYNASTY FINANCIAL PARTNERS, LLC · control person
- ListedPINKHAM, JASON, WAYNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$18.7M +145.8%
- ISHARES INC$9.4M +24.6%
- MICRON TECHNOLOGY INC$8.1M +183.6%
- ISHARES TR$5.6M +14.3%
- LAM RESEARCH CORP$5.1M +136.0%
Top Trims
- ISHARES TR-$10.5M -81.5%
- SHELL PLC-$2.9M -39.8%
- SELECT SECTOR SPDR TR-$1.7M -60.5%
- JABIL INC-$1.6M -45.1%
- MASTERCARD INCORPORATED-$1.5M -21.7%
New Positions
- EA SERIES TRUST$6.2M
- ADOBE INC$3.4M
- SANOFI SA$1.4M
- DELL TECHNOLOGIES INC$1.2M
- CIRRUS LOGIC INC$1.2M
Exited Positions
- INVESCO EXCH TRADED FD TR II$8.5M
- EXXON MOBIL CORP$3.5M
- GSK PLC$1.7M
- HONEYWELL INTL INC$1.6M
- MONSTER BEVERAGE CORP NEW$854.7K
Archford Capital Strategies, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES INC | IEMG | 46434G103 | $47.6M | 4.82% | 575,012 | SH |
| 2 | ISHARES TR | IEFA | 46432F842 | $44.7M | 4.52% | 462,639 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $31.5M | 3.19% | 358,112 | SH |
| 4 | NVIDIA CORPORATION | NVDA | 67066G104 | $31.4M | 3.18% | 156,732 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $30.5M | 3.08% | 105,245 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $25.4M | 2.57% | 68,089 | SH |
| 7 | ALPHABET INC | GOOGL | 02079K305 | $20.2M | 2.05% | 56,589 | SH |
| 8 | VISA INC | V | 92826C839 | $17.8M | 1.80% | 51,737 | SH |
| 9 | VANGUARD INDEX FDS | VUG | 922908736 | $17.4M | 1.76% | 201,727 | SH |
| 10 | BROADCOM INC | AVGO | 11135F101 | $16.7M | 1.69% | 44,304 | SH |
| 11 | HARBOR ETF TRUST | INFO | 41151J745 | $16.6M | 1.68% | 609,085 | SH |
| 12 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $15.7M | 1.59% | 31,372 | SH |
| 13 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $12.9M | 1.31% | 416,168 | SH |
| 14 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $12.7M | 1.29% | 375,554 | SH |
| 15 | MICRON TECHNOLOGY INC | MU | 595112103 | $12.5M | 1.27% | 10,837 | SH |
| 16 | HARBOR ETF TRUST | WINN | 41151J406 | $12.2M | 1.23% | 374,455 | SH |
| 17 | ADVISORS INNER CIRCLE FD III | SAMT | 00775Y645 | $12.0M | 1.22% | 251,799 | SH |
| 18 | AMAZON COM INC | AMZN | 023135106 | $11.5M | 1.17% | 48,325 | SH |
| 19 | J P MORGAN EXCHANGE TRADED F | HELO | 46654Q724 | $10.7M | 1.08% | 157,859 | SH |
| 20 | DIMENSIONAL ETF TRUST | DFGP | 25434V583 | $10.4M | 1.06% | 191,581 | SH |
| 21 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $10.4M | 1.05% | 21,690 | SH |
| 22 | JOHNSON & JOHNSON | JNJ | 478160104 | $10.3M | 1.05% | 40,636 | SH |
| 23 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $9.1M | 0.92% | 153,666 | SH |
| 24 | DIMENSIONAL ETF TRUST | DFAE | 25434V302 | $9.0M | 0.91% | 223,904 | SH |
| 25 | LAM RESEARCH CORP | LRCX | 512807306 | $8.9M | 0.90% | 20,606 | SH |
| 26 | DIMENSIONAL ETF TRUST | DUHP | 25434V831 | $8.9M | 0.90% | 213,883 | SH |
| 27 | VANGUARD BD INDEX FDS | BND | 921937835 | $8.9M | 0.90% | 121,299 | SH |
| 28 | CISCO SYS INC | CSCO | 17275R102 | $8.5M | 0.86% | 72,260 | SH |
| 29 | VANGUARD INDEX FDS | VB | 922908751 | $8.4M | 0.85% | 27,652 | SH |
| 30 | HARBOR ETF TRUST | OSEA | 41151J885 | $8.2M | 0.83% | 268,505 | SH |
| 31 | DIMENSIONAL ETF TRUST | DCOR | 25434V625 | $8.1M | 0.82% | 99,273 | SH |
| 32 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $8.0M | 0.81% | 180,859 | SH |
| 33 | NOVARTIS AG | NVS | 66987V109 | $7.8M | 0.79% | 49,908 | SH |
| 34 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $7.8M | 0.79% | 154,344 | SH |
| 35 | HARBOR ETF TRUST | HAPI | 41151J877 | $7.6M | 0.77% | 171,414 | SH |
| 36 | JPMORGAN CHASE & CO | JPM | 46625H100 | $7.3M | 0.73% | 22,153 | SH |
| 37 | ALPHABET INC | GOOG | 02079K107 | $7.1M | 0.72% | 20,069 | SH |
| 38 | WORLD GOLD TR | GLDM | 98149E303 | $7.1M | 0.72% | 89,093 | SH |
| 39 | ISHARES TR | USIG | 464288620 | $7.0M | 0.71% | 136,004 | SH |
| 40 | HARBOR ETF TRUST | AGGS | 41151J794 | $6.9M | 0.70% | 169,789 | SH |
| 41 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $6.6M | 0.67% | 34,831 | SH |
| 42 | J P MORGAN EXCHANGE TRADED F | JQUA | 46641Q761 | $6.6M | 0.67% | 91,485 | SH |
| 43 | ISHARES TR | MBB | 464288588 | $6.5M | 0.66% | 68,826 | SH |
| 44 | EA SERIES TRUST | CAOS | 02072L516 | $6.2M | 0.63% | 68,689 | SH |
| 45 | APPLIED MATLS INC | AMAT | 038222105 | $6.1M | 0.62% | 8,418 | SH |
| 46 | WALMART INC | WMT | 931142103 | $6.1M | 0.61% | 53,544 | SH |
| 47 | HARBOR ETF TRUST | HGER | 41151J505 | $5.8M | 0.59% | 197,525 | SH |
| 48 | ALTRIA GROUP INC | MO | 02209S103 | $5.8M | 0.58% | 80,096 | SH |
| 49 | VANGUARD SCOTTSDALE FDS | VGSH | 92206C102 | $5.7M | 0.58% | 98,525 | SH |
| 50 | MASTERCARD INCORPORATED | MA | 57636Q104 | $5.5M | 0.56% | 10,692 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-17 | $987.5M | 359 | 0001606609-26-000003 |
| 2026-03-31 | 2026-04-15 | $873.4M | 341 | 0001606609-26-000002 |
| 2025-12-31 | 2026-01-15 | $858.1M | 334 | 0001606609-26-000001 |
Filer Information
Address
13 WOLF CREEK DRSUITE 2
SWANSEA, IL 62226
Phone
(618) 416-7085
Filing Manager
Archford Capital Strategies, LLC
SWANSEA, IL
Signatory
JARED CALVERT
DIRECTOR, COMPLIANCE SERVICES