MarketWatchT3·33mo ago
HAPI Harbor Human Capital Factor US Large Cap ETF
ETFETF quote, holdings, sector allocation, technicals, and options analytics. Fibonacci levels
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
HAPI
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Key stats
About
Harbor Human Capital Factor US Large Cap ETF (HAPI) ETF
No description available.
- Exchange
- ARCX
- Inception
- 2022-10-12
- Has Options
- No
Fund profile
holdings as of Oct 14, 2026third-party datathrough Jul 2026flows, SEC filings
- Expense ratio
- 0.35% prospectus, filed Feb 27, 2026
- Assets
- $490M SEC filing, Jul 31, 2026
- Trailing yield
- 0.76% paid annual
- Average daily volume
- $130K 30 sessions
- Holdings
- 158 top 10 are 43.4%
- Listed
- Oct 12, 2022 NYSE Arca
- Last fee change
- -1 bp filed Feb 29, 2024
- Tracking difference
- -0.40 pts vs index, after fees, FY 2025
Cost56
Liquidity4
Scale63
Diversification69
Moves with. US large-cap stocks (100% of its variance, beta 1.02). These factors explain 90% of its daily moves over the last year.
Stated objective. The Fund seeks to provide investment results that correspond, before fees and expenses, to the performance of the Human Capital Factor Large Cap Index (the Index). (from the fund's prospectus)
All 158 holdingsFlow historySimilar fundsOverlap toolAll Multi-Factor ETFs
Fund flows
through Jul 2026SEC filings- Jul 2026
- $0 latest reported month
- Latest 3 months
- $0 0.0% of assets
- Latest 12 months
- +$19M +4.0% of assets
View as a table
| Month | Net flow |
|---|---|
| Jul 2026 | $0 |
| Jun 2026 | $0 |
| May 2026 | $0 |
| Apr 2026 | $0 |
| Mar 2026 | +$42K |
| Feb 2026 | +$5.6M |
| Jan 2026 | +$2.1M |
| Dec 2025 | +$1.0M |
| Nov 2025 | +$1.0M |
| Oct 2025 | −$7K |
| Sep 2025 | $0 |
| Aug 2025 | +$9.7M |
Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 46 months ago
Similar funds
| Fund | Overlap | Fee | Assets | 1Y | |
|---|---|---|---|---|---|
| CDEICalvert US Large-Cap Diversity, Equity and Inclusion Index ETF | 57% | 0.14% | $18M | +20.0% | compare |
| BAMGBrookstone Growth Stock ETF | 56% | — | — | +16.0% | compare |
| EPSWisdomTree U.S. LargeCap Fund | 54% | 0.08% | $1.7B | +17.3% | compare |
| OEIOptimized Equity Income ETF | 53% | 0.75% | $46M | — | compare |
| WAMAWisdomTree US Adaptive Moving Average Fund | 53% | 0.32% | $186M | — | compare |
Ranked by how much of the two portfolios is the same securities.
Look-through: what the holdings say
weights as of Oct 14, 2026third-party data- Holdings vs fair value
- +3.1% 27% under, 23% over · 99% covered
- Price / earnings
- 25.4 1% loss-making · 98% covered
- Price / book · sales
- 5.5 · 4.2 revenue growth +13.1%
- Above 200-day average
- 73% 59% above 50-day · by weight
- Short interest
- 1.9% of float, weighted · 2.8 days to cover
- Insider buying
- 3% of weight had net insider buying, 90 days; 77% net selling
- 13F holders
- +1.8% change in shares held by institutions, latest quarter
- Reporting earnings
- 40.3% of weight in 7 days; 58.9% in 14
Holdings reporting in the next 14 days · weighted implied move this week 2.13%
Each figure is the fund's holdings weighted by position size, using our data on those stocks, and covers only the share of the stock holdings stated. Positive fair value means the holdings trade below our estimate.
What changed in the portfolio
Apr 30, 2026 → Jul 31, 2026Under the hood
fiscal year to Oct 31, 2025SEC census- Authorized participants
- 4 active of 15 with agreements; top 3 did 97%
- Created · redeemed
- $138M · $118M over the fiscal year
- Redemptions in kind
- 100% creations 100% in kind
- Creation unit
- 25,000 shares
- Securities lending
- authorized, none lent
- Return vs index
- -0.40 pts after fees; +0.00 before; daily s.d. 0.25
From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.
ETF Profile
holdings as of 2026-07-31
Holdings
156
AUM
$490.0M
Provider
Nport
Inception
2022-10-12
Exchange
ARCX
Data As Of
2026-07-31
Expense Ratio
0.35%
Dividend Yield
0.76%
Distribution
Annual
Recent distributions
| Ex-Date | Pay Date | Amount | Type |
|---|---|---|---|
| 2025-12-19 | 2025-12-24 | $0.3555 | CD |
| 2024-12-20 | 2024-12-26 | $0.0752 | CD |
| 2023-12-21 | 2023-12-27 | $0.3392 | CD |
| 2022-12-21 | 2022-12-27 | $0.0636 | CD |
Asset Allocation
Top Holdings
top 50 of 156 holdings
| Symbol | Name | Weight % | Asset Class | Country |
|---|---|---|---|---|
| AMZN | Amazon.com Inc | 6.21% | Equity (common) | US |
| AAPL | Apple Inc | 5.49% | Equity (common) | US |
| GOOGL | Alphabet Inc | 5.30% | Equity (common) | US |
| MSFT | Microsoft Corp | 5.27% | Equity (common) | US |
| NVDA | NVIDIA Corp | 5.00% | Equity (common) | US |
| META | Meta Platforms Inc | 3.96% | Equity (common) | US |
| CSCO | Cisco Systems Inc | 3.27% | Equity (common) | US |
| JPM | JPMorgan Chase & Co | 3.23% | Equity (common) | US |
| LLY | Eli Lilly & Co | 2.41% | Equity (common) | US |
| NFLX | Netflix Inc | 2.26% | Equity (common) | US |
| CVX | Chevron Corp | 1.99% | Equity (common) | US |
| KLAC | KLA Corp | 1.64% | Equity (common) | US |
| MA | Mastercard Inc | 1.58% | Equity (common) | US |
| COST | Costco Wholesale Corp | 1.54% | Equity (common) | US |
| JNJ | Johnson & Johnson | 1.43% | Equity (common) | US |
| PG | Procter & Gamble Co/The | 1.36% | Equity (common) | US |
| BAC | Bank of America Corp | 1.33% | Equity (common) | US |
| CRM | Salesforce Inc | 1.33% | Equity (common) | US |
| ANET | Arista Networks Inc | 1.30% | Equity (common) | US |
| GE | General Electric Co | 1.28% | Equity (common) | US |
| LRCX | Lam Research Corp | 1.27% | Equity (common) | US |
| PM | Philip Morris International Inc | 1.20% | Equity (common) | US |
| MRVL | Marvell Technology Inc | 1.13% | Equity (common) | US |
| CAT | Caterpillar Inc | 1.12% | Equity (common) | US |
| ABBV | AbbVie Inc | 1.06% | Equity (common) | US |
| VZ | Verizon Communications Inc | 1.02% | Equity (common) | US |
| MS | Morgan Stanley | 0.91% | Equity (common) | US |
| NOW | ServiceNow Inc | 0.88% | Equity (common) | US |
| ADP | Automatic Data Processing Inc | 0.88% | Equity (common) | US |
| PLD | Prologis Inc | 0.85% | Equity (common) | US |
| GEV | GE Vernova Inc | 0.84% | Equity (common) | US |
| INTU | Intuit Inc | 0.75% | Equity (common) | US |
| BKNG | Booking Holdings Inc | 0.74% | Equity (common) | US |
| MRK | Merck & Co Inc | 0.73% | Equity (common) | US |
| DIS | Walt Disney Co/The | 0.73% | Equity (common) | US |
| SCHW | Charles Schwab Corp/The | 0.66% | Equity (common) | US |
| FCX | Freeport-McMoRan Inc | 0.66% | Equity (common) | US |
| CDNS | Cadence Design Systems Inc | 0.64% | Equity (common) | US |
| AXP | American Express Co | 0.64% | Equity (common) | US |
| CEG | Constellation Energy Corp | 0.61% | Equity (common) | US |
| — | Spotify Technology SA | 0.59% | Equity (common) | LU |
| EMR | Emerson Electric Co | 0.58% | Equity (common) | US |
| SPGI | S&P Global Inc | 0.54% | Equity (common) | US |
| SNPS | Synopsys Inc | 0.53% | Equity (common) | US |
| — | Eaton Corp PLC | 0.50% | Equity (common) | IE |
| VLO | Valero Energy Corp | 0.48% | Equity (common) | US |
| AMGN | Amgen Inc | 0.48% | Equity (common) | US |
| LMT | Lockheed Martin Corp | 0.46% | Equity (common) | US |
| MO | Altria Group Inc | 0.45% | Equity (common) | US |
| DE | Deere & Co | 0.44% | Equity (common) | US |
Chart
Seasonality
| Month | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|
| Jan | -- | 6.75% | 3.37% | 3.49% | 1.14% | 3.69% |
| Feb | -- | -3.29% | 4.60% | -0.18% | -0.15% | 0.24% |
| Mar | -- | 5.10% | 3.30% | -5.14% | -5.06% | -0.45% |
| Apr | -- | 1.59% | -3.81% | -0.12% | 8.26% | 1.48% |
| May | -- | 1.20% | 5.35% | 6.06% | 3.35% | 3.99% |
| Jun | -- | 5.27% | 3.97% | 4.72% | -0.69% | 3.32% |
| Jul | -- | 3.33% | -0.35% | 1.53% | 0.98% | 1.37% |
| Aug | -- | -0.48% | 4.13% | 3.20% | 1.57% | 2.10% |
| Sep | -- | -4.77% | 4.61% | 2.63% | -0.46% | 0.50% |
| Oct | 6.16% | -2.60% | 1.07% | 1.93% | 0.41%* | 1.39% |
| Nov | 6.15% | 7.81% | 4.58% | 0.38% | -- | 4.73% |
| Dec | -5.96% | 2.61% | -2.82% | 0.12% | -- | -1.51% |
| Total | 5.97% | 23.91% | 31.21% | 19.75% | 9.21% | 18.01% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $46.45
SMA 50: $46.28
SMA 200: $43.65
Current: $46.08
EMA 12: $46.47
EMA 26: $46.38
MACD: 0.0841 | Signal: -0.0650
BULLISH
ADX (14): 13.09
RANGE
+DI: 28.35
−DI: 46.89
Momentum Oscillators
RSI (14): 45.24
NEUTRAL
Stoch %K: 31.58
Stoch %D: 40.40
Williams %R: -100.00
Volume & Volatility
BB Upper: $47.27
BB Lower: $45.62
NEUTRAL
OBV: 190,570
Vol SMA 20: 2,170
Vol ROC: -7.18%
ATR: $0.32
True Range: $0.51
HV 20: 9.4%
HV 30: 10.7%
HV 60: 10.5%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00
AI Analysis
Here is the stock analysis report for HAPI:
Executive Summary
Overall Assessment: NEUTRAL (Confidence level: 6/10)
Key Drivers and Primary Risks:
- Strong technical momentum, with MACD indicating bullish sentiment
- Overbought RSI reading suggests potential reversal or consolidation
- Moderate volatility levels, which may not be ideal for high-risk traders
Investment Thesis: HAPI appears to be in a short-term uptrend, driven by its corporate culture ETF theme. The stock's recent outperformance is likely due to this theme. However, the overbought RSI reading and moderate volatility levels suggest potential risks ahead.
Recent News Sentiment Impact: Positive news sentiment from recent headlines may have contributed to the stock's recent gains.
Technical Analysis
Trend Direction: Short-term (1-4 weeks): Uptrend Support/Resistance Levels:
- Key resistance level: $44.78 (upper Bollinger Band)
- Key support level: $42.88 (lower Bollinger Band)
Momentum Signals:
- RSI interpretation: Overbought (>70), potential sell signal or consolidation
- MACD signal: Bullish, indicating continued uptrend
- Bollinger Bands position: Neutral, suggesting no clear momentum
Volume Analysis: Moderate volume trends suggest institutional interest.
News & Sentiment Analysis
Recent Headlines Summary: Recent news headlines highlight the ETF's performance and its focus on corporate culture. The sentiment is generally positive.
Sentiment Assessment: Positive (Positive news sentiment outweighs neutral news articles)
Catalyst Identification: No specific catalysts identified, but the stock's theme may continue to drive its performance.
Risk & Volatility Assessment
Beta Interpretation: Moderate risk relative to market (beta 0.91), with a relatively low alpha (-0.02).
Volatility Regime: Moderate volatility levels, which may not be ideal for high-risk traders.
Options Market Signals:
- IV rank: N/A (no options data available)
- Put/call ratios: N/A
- Unusual activity: N/A
Downside Protection: Support level at $42.88, with a relatively low volatility regime.
Market Context & Positioning
Sector Performance: No specific sector performance data available.
Institutional Activity: Moderate volume trends suggest institutional interest.
Correlation Analysis: Strong correlation with the market (R-squared interpretation: 0.94).
Relative Valuation: HAPI is positioned within a trading range, with no clear valuation signals.
Key Levels & Action Items
Critical Price Levels: $44.78 (upper Bollinger Band) and $42.88 (lower Bollinger Band)
Breakout/Breakdown Levels: No specific breakout or breakdown levels identified.
Time-Sensitive Catalysts: No specific catalysts identified, but the stock's theme may continue to drive its performance.
Risk Management: Consider setting a stop-loss level at $42.50 and adjusting position size based on volatility levels.
Note: This report is for illustrative purposes only and should not be taken as investment advice.
Generated
News
All HAPI news →
MarketWatchT3·44mo ago
Zacks Investment ResearchT3·47mo ago
HAPI Options Activity & IV Rank
Loading options activity...
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
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pts
EXTREME
ATM — / Wing —
30 DTE / 10d
—
—
pts
EXTREME
ATM — / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis
Risk Metrics
Beta: 0.8785
Alpha: 0.82%
Correlation: 0.9280
R-Squared: 86.1%
Stock Volatility: 12.0%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Moderate volatility - stock generally follows market
Moderate volatility - stock generally follows market
Beta & Alpha Over Time
HAPI Institutional Ownership (13F)
Latest filings — 2026-06-30Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
| # | Filer | Notional Value | % of Total | Period |
|---|
| # | Filer | Notional Value | % of Total | Period |
|---|
Constituent Performance
Click any bar to view the full quote for that stock.
Constituents
| Symbol | Name | Weight % | Price | 1 Day | 1 Week | 1 Month |
|---|