AllSquare Wealth Management LLC — 13F Holdings & Portfolio
CIK 1633674 · latest 13F-HR filed 2026-01-12
AllSquare Wealth Management LLC manages $189.5M in 13F-reported U.S. long-equity assets across 539 reported positions as of its 2025-09-30 13F-HR filing. Its largest disclosed positions are VTI (16.88%), VCSH (10.44%), VEA (6.76%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 19 new positions and exited 19; 254 existing positions rose in reported value and 92 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-01-12
vs 2025-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 25Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 25 → Q3 25Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 53%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated May 15, 2026.
SUITE 219
ALBANY, NY 12203
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BAUER, DANIEL, DOUGLAS Control | MANAGING MEMBER / CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER since Aug 2010 | 25–50% | Individual |
| BAUER, DOUGLAS, JAMES Control | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER since Aug 2010 | 50–75% | Individual |
Ownership & leadership changes · 3 filings with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedBAUER, DOUGLAS, JAMES · ownership 75% or more → 50–75%
- ChangedBAUER, DANIEL, DOUGLAS · ownership 50–75% → 25–50%
- ChangedBAUER, DOUGLAS, JAMES · ownership 50–75% → 75% or more
- ChangedBAUER, DANIEL, DOUGLAS · title MANAGING MEMBER / CHIEF COMPLIANCE OFFICER → MANAGING MEMBER / CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER
- ListedBAUER, DANIEL, DOUGLAS · MANAGING MEMBER / CHIEF COMPLIANCE OFFICER · 50–75% · control person
- ListedBAUER, DOUGLAS, JAMES · MANAGING MEMBER / CHIEF EXECUTIVE OFFICER · 50–75% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- VANGUARD TOTAL STK MKT$2.2M +7.4%
- RYDEX ETF TRUST S&P SMALLCAP 600 PURE VA$903.8K +12.5%
- APPLE INC$715.8K +23.3%
- GOOGLE INC$572.9K +37.9%
- VANGUARD FTSE EMERGING MARKETS ETF$508.4K +8.6%
Top Trims
- SALESFORCE COM-$217.7K -71.4%
- MAGNITE INC COM-$72.1K -56.6%
- ARES CAPITAL CORP COM-$67.5K -8.3%
- INTL BUSINESS MACHINES-$57.5K -8.8%
- VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF-$54.8K -6.6%
New Positions
- VIRTUS SEIX AAA PRIVATE CREDIT CLO ETF$199.5K
- CRH PLC ORD$86.9K
- ALLSTATE CORP$71.9K
- BITWISE CRYPTO INDUSTRY INNOVATORS ETF$70.2K
- SLB LIMITED COM STK$55.8K
Exited Positions
- REINSURANCE GROUP AMER INC$64.5K
- WEATHERFORD INTL PLC ORD SHS$60.1K
- BOSTON SCIENTIFIC CORP COM$56.3K
- CLEAN HARBORS INC COM$55.7K
- BITWISE CRYPTO INDUSTRY INNOVATORS ETF$55.2K
AllSquare Wealth Management LLC Holdings (2025-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD TOTAL STK MKT | VTI | 922908769 | $32.0M | 16.88% | 97,479 | SH |
| 2 | VANGUARD SHORT TERM CORP BOND FD ETF | VCSH | 92206C409 | $19.8M | 10.44% | 247,555 | SH |
| 3 | VANGUARD FTSE DEVELOPED MARKETS ETF | VEA | 921943858 | $12.8M | 6.76% | 213,651 | SH |
| 4 | RYDEX ETF TRUST S&P SMALLCAP 600 PURE VA | RZV | 46137V167 | $8.2M | 4.30% | 69,049 | SH |
| 5 | VANGUARD TOTAL INTERNATIONAL BOND ETF | BNDX | 92203J407 | $6.5M | 3.42% | 130,953 | SH |
| 6 | VANGUARD FTSE EMERGING MARKETS ETF | VWO | 922042858 | $6.4M | 3.39% | 118,509 | SH |
| 7 | APPLE INC | AAPL | 037833100 | $3.8M | 2.00% | 14,887 | SH |
| 8 | AAM LOW DURATION PREFERRED AND INCOME SECURITIES ETF | PFLD | 26922A198 | $3.8M | 1.99% | 191,732 | SH |
| 9 | FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND | FTGC | 33739H101 | $3.7M | 1.93% | 141,031 | SH |
| 10 | MICROSOFT | MSFT | 594918104 | $3.6M | 1.88% | 6,884 | SH |
| 11 | JPMORGAN ULTRA-SHORT INCOME ETF | JPST | 46641Q837 | $3.1M | 1.62% | 60,500 | SH |
| 12 | SCHWAB EMERGING MARKET EQ ETF | SCHE | 808524706 | $2.8M | 1.47% | 83,244 | SH |
| 13 | SCHWAB INTERNATIONAL EQUITY ETF | SCHF | 808524805 | $2.4M | 1.25% | 102,075 | SH |
| 14 | GOOGLE INC | GOOGL | 02079K305 | $2.1M | 1.10% | 8,567 | SH |
| 15 | NVIDIA CORP | NVDA | 67066G104 | $2.1M | 1.10% | 11,126 | SH |
| 16 | JPMORGAN CHASE & CO. COM | JPM | 46625H100 | $2.0M | 1.06% | 6,391 | SH |
| 17 | POWERSHARES QQQ TR | QQQ | 46090E103 | $2.0M | 1.04% | 3,278 | SH |
| 18 | VANGUARD TOTAL WORLD STOCK ETF | VT | 922042742 | $1.9M | 1.03% | 14,143 | SH |
| 19 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $1.8M | 0.94% | 3,535 | SH |
| 20 | VANGUARD TOTAL INTL STOCK IDEX ETF | VXUS | 921909768 | $1.7M | 0.91% | 23,565 | SH |
| 21 | VANGUARD FTSE ALL WORLD EX-US ETF | VSS | 922042718 | $1.7M | 0.87% | 11,575 | SH |
| 22 | BROADCOM INC COM | AVGO | 11135F101 | $1.6M | 0.83% | 4,792 | SH |
| 23 | META PLATFORMS INC CL A | META | 30303M102 | $1.6M | 0.83% | 2,148 | SH |
| 24 | AMAZON.COM INC | AMZN | 023135106 | $1.4M | 0.76% | 6,586 | SH |
| 25 | PACER US CASH COWS 100 ETF | COWZ | 69374H881 | $1.4M | 0.72% | 23,595 | SH |
| 26 | TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | TSM | 874039100 | $1.2M | 0.64% | 4,370 | SH |
| 27 | IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN | DJP | 06738C778 | $1.2M | 0.64% | 34,305 | SH |
| 28 | BANK AMERICA CORP COM | BAC | 060505104 | $1.2M | 0.63% | 23,080 | SH |
| 29 | ISHARES MSCI ACWI EX U.S. ETF | ACWX | 464288240 | $1.2M | 0.61% | 17,765 | SH |
| 30 | INVESCO BUYBACK ACHIEVERS ETF | PKW | 46137V308 | $1.0M | 0.53% | 7,629 | SH |
| 31 | ISHARES TREASURY FLOATING RATE BOND ETF | TFLO | 46434V860 | $964.8K | 0.51% | 19,070 | SH |
| 32 | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | VCIT | 92206C870 | $954.3K | 0.50% | 11,346 | SH |
| 33 | SPDR S&P 500 ETF TRUST | SPY | 78462F103 | $952.0K | 0.50% | 1,429 | SH |
| 34 | GE AEROSPACE COM NEW | GE | 369604301 | $944.9K | 0.50% | 3,141 | SH |
| 35 | ORACLE CORPORATION | ORCL | 68389X105 | $921.6K | 0.49% | 3,277 | SH |
| 36 | INVESCO S&P 500 EQUAL WEIGHT ETF | RSP | 46137V357 | $910.0K | 0.48% | 4,797 | SH |
| 37 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $897.8K | 0.47% | 4,842 | SH |
| 38 | EXXON MOBIL CORP COM | XOM | 30231G102 | $894.4K | 0.47% | 7,933 | SH |
| 39 | MAIN STR CAP CORP COM | MAIN | 56035L104 | $869.6K | 0.46% | 13,675 | SH |
| 40 | BOEING CO COM | BA | 097023105 | $823.0K | 0.43% | 3,813 | SH |
| 41 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $778.0K | 0.41% | 977 | SH |
| 42 | VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF | VTIP | 922020805 | $771.6K | 0.41% | 15,240 | SH |
| 43 | ENBRIDGE INC COM | ENB | 29250N105 | $769.6K | 0.41% | 15,250 | SH |
| 44 | ARES CAPITAL CORP COM | ARCC | 04010L103 | $744.0K | 0.39% | 36,454 | SH |
| 45 | ISHARES IBONDS DEC 2027 TERM TREASURY ETF | IBTH | 46436E841 | $726.3K | 0.38% | 32,251 | SH |
| 46 | JPMORGAN EQUITY PREMIUM INCOME ETF | JEPI | 46641Q332 | $713.0K | 0.38% | 12,486 | SH |
| 47 | CITIGROUP INC | C | 172967424 | $690.0K | 0.36% | 6,798 | SH |
| 48 | VANGUARD SMALL CAP ETF | VB | 922908751 | $681.0K | 0.36% | 2,678 | SH |
| 49 | LINDE PLC SHS | LIN | G54950103 | $674.0K | 0.36% | 1,419 | SH |
| 50 | FIDELITY LOW VOLATILITY FACTOR ETF | FDLO | 316092824 | $654.3K | 0.35% | 9,933 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-09-30 | 2026-01-12 | $189.5M | 539 | 0001633674-26-000005 |
| 2025-06-30 | 2025-08-14 | $178.2M | 539 | 0001633674-25-000003 |