Vivaldi Capital Management LP — 13F Holdings & Portfolio
CIK 1682021 · latest 13F-HR filed 2026-05-14
Vivaldi Capital Management LP manages $723.5M in 13F-reported U.S. long-equity assets across 290 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AAPL (5.16%), AMAT (3.91%), SPYM (3.84%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 16 new positions, exited 13, added to 73, and trimmed 96.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$723.5M
Long-equity book
290
Distinct positions
2026-03-31
Filed 2026-05-14
+16 / −13 / ↑73 / ↓96
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- APPLIED MATLS INC$5.5M +24.1%
- SPDR INDEX SHS FDS$3.9M +20.1%
- BORGWARNER INC$2.0M +12.1%
- GOLDMAN SACHS ETF TR$1.5M +9.2%
- CATERPILLAR INC$1.4M +19.4%
Top Trims
- META PLATFORMS INC-$7.0M -75.1%
- APPLE INC-$3.6M -8.7%
- ALPHABET INC-$2.7M -11.9%
- MICROSOFT CORP-$2.4M -26.4%
- MEDTRONIC PLC-$2.3M -15.5%
New Positions
- FIGURE TECHNOLOGY SOLUTIO$539.6K
- TIDAL TRUST III$417.4K
- ISHARES TR$384.6K
- ISHARES TR$344.8K
- CORNING INC$313.8K
Exited Positions
- BLACKROCK CALIF MUN INCOME T$474.1K
- VANECK ETF TRUST$289.0K
- ADOBE INC$257.9K
- METLIFE INC$246.1K
- AUTOMATIC DATA PROCESSING IN$244.1K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $37.4M | 5.16% | 147,173 | SH |
| 2 | APPLIED MATLS INC | AMAT | 038222105 | $28.3M | 3.91% | 82,664 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $27.8M | 3.84% | 362,979 | SH |
| 4 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $23.5M | 3.25% | 515,727 | SH |
| 5 | NVIDIA CORPORATION | NVDA | 67066G104 | $20.9M | 2.89% | 119,726 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $19.9M | 2.74% | 69,033 | SH |
| 7 | BORGWARNER INC | BWA | 099724106 | $18.6M | 2.57% | 343,010 | SH |
| 8 | BANK NEW YORK MELLON CORP | BK | 064058100 | $18.2M | 2.52% | 153,489 | SH |
| 9 | GOLDMAN SACHS ETF TR | GBIL | 381430529 | $17.4M | 2.41% | 174,028 | SH |
| 10 | ISHARES SILVER TR | SLV | 46428Q109 | $17.4M | 2.40% | 255,271 | SH |
| 11 | AMGEN INC | AMGN | 031162100 | $16.4M | 2.27% | 46,681 | SH |
| 12 | SCHWAB CHARLES CORP | SCHW | 808513105 | $15.0M | 2.07% | 159,402 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $14.2M | 1.96% | 552,463 | SH |
| 14 | SCHWAB STRATEGIC TR | SCHO | 808524862 | $13.5M | 1.86% | 555,616 | SH |
| 15 | MEDTRONIC PLC | MDT | G5960L103 | $12.8M | 1.77% | 147,393 | SH |
| 16 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $12.5M | 1.73% | 506,326 | SH |
| 17 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $11.0M | 1.52% | 16,945 | SH |
| 18 | ISHARES GOLD TR | IAU | 464285204 | $10.2M | 1.40% | 115,195 | SH |
| 19 | SPDR GOLD TR | GLD | 78463V107 | $9.3M | 1.29% | 21,706 | SH |
| 20 | CATERPILLAR INC | CAT | 149123101 | $8.9M | 1.23% | 12,551 | SH |
| 21 | ELI LILLY & CO | LLY | 532457108 | $8.9M | 1.23% | 9,656 | SH |
| 22 | SPDR SERIES TRUST | SPMD | 78464A847 | $8.7M | 1.21% | 147,263 | SH |
| 23 | MARVELL TECHNOLOGY INC | MRVL | 573874104 | $8.7M | 1.20% | 87,606 | SH |
| 24 | SPDR SERIES TRUST | SPSM | 78468R853 | $8.3M | 1.15% | 172,345 | SH |
| 25 | TESLA INC | TSLA | 88160R101 | $8.1M | 1.12% | 21,736 | SH |
| 26 | ON SEMICONDUCTOR CORP | ON | 682189105 | $8.0M | 1.11% | 129,197 | SH |
| 27 | VANGUARD INDEX FDS | VTI | 922908769 | $7.8M | 1.08% | 24,353 | SH |
| 28 | ISHARES TR | DVY | 464287168 | $6.9M | 0.96% | 45,668 | SH |
| 29 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $6.9M | 0.95% | 237,413 | SH |
| 30 | DEERE & CO | DE | 244199105 | $6.8M | 0.94% | 12,106 | SH |
| 31 | MICROSOFT CORP | MSFT | 594918104 | $6.7M | 0.93% | 18,144 | SH |
| 32 | CVS HEALTH CORP | CVS | 126650100 | $6.6M | 0.91% | 91,700 | SH |
| 33 | PEPSICO INC | PEP | 713448108 | $6.2M | 0.86% | 40,151 | SH |
| 34 | WARNER BROS DISCOVERY INC | WBD | 934423104 | $6.1M | 0.84% | 222,341 | SH |
| 35 | FIRST TR EXCHANGE-TRADED FD | LMBS | 33739Q200 | $6.0M | 0.83% | 120,305 | SH |
| 36 | VISA INC | V | 92826C839 | $5.8M | 0.81% | 19,317 | SH |
| 37 | ZIMMER BIOMET HOLDINGS INC | ZBH | 98956P102 | $5.7M | 0.79% | 63,540 | SH |
| 38 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $5.7M | 0.79% | 228,098 | SH |
| 39 | ISHARES TR | ACWI | 464288257 | $5.4M | 0.75% | 39,054 | SH |
| 40 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $5.2M | 0.72% | 111,237 | SH |
| 41 | VANGUARD INDEX FDS | VTV | 922908744 | $5.1M | 0.70% | 25,764 | SH |
| 42 | NUCOR CORP | NUE | 670346105 | $5.0M | 0.69% | 29,711 | SH |
| 43 | ALPHABET INC | GOOG | 02079K107 | $4.9M | 0.68% | 17,111 | SH |
| 44 | ISHARES TR | IVV | 464287200 | $4.8M | 0.66% | 7,340 | SH |
| 45 | UNITED PARCEL SVCS INC | UPS | 911312106 | $4.7M | 0.65% | 47,899 | SH |
| 46 | AMAZON COM INC | AMZN | 023135106 | $4.4M | 0.60% | 20,951 | SH |
| 47 | GAMING & LEISURE P | GLPI | 36467J108 | $4.3M | 0.59% | 96,128 | SH |
| 48 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $4.2M | 0.57% | 126,019 | SH |
| 49 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $4.1M | 0.56% | 131,751 | SH |
| 50 | VANGUARD INDEX FDS | VOO | 922908363 | $4.0M | 0.55% | 6,675 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $723.5M | 290 | 0001682021-26-000005 |
| 2025-12-31 | 2026-02-13 | $735.4M | 278 | 0001682021-26-000003 |
| 2025-09-30 | 2025-11-17 | $707.3M | 279 | 0001682021-25-000013 |