A&I FINANCIAL SERVICES, LLC — 13F Holdings & Portfolio
CIK 1728031 · latest 13F-HR filed 2026-04-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$211.1M
Long-equity book
Holdings
75
Distinct positions
Period
2026-03-31
Filed 2026-04-15
Q/Q Activity
+6 / −10 / ↑20 / ↓29
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- LITMAN GREGORY FDS TR$1.7M +19.2%
- VIRTUS ETF TR II$1.6M +18.1%
- STATE STR SPDR S&P 500 ETF T$1.5M +659.3%
- CAPITAL GROUP CORE EQUITY ET$367.2K +7.1%
- CAPITAL GROUP GLOBAL EQUITY$286.9K +16.7%
Top Trims
- NVIDIA CORPORATION-$1.7M -38.2%
- ISHARES TR-$911.5K -10.3%
- VANGUARD TAX-MANAGED FDS-$489.9K -8.3%
- APPLE INC-$450.8K -10.7%
- TCW ETF TRUST-$272.9K -7.5%
New Positions
- ISHARES TR$43.9M
- SONIC AUTOMOTIVE INC$798.6K
- SYSCO CORP$671.1K
- VERTIV HOLDINGS CO$308.7K
- AT&T INC$265.4K
Exited Positions
- ISHARES TR$41.8M
- HERC HLDGS INC$768.4K
- LEGGETT & PLATT INC$730.6K
- CAPITAL GROUP INTERNATIONAL$403.6K
- BERKSHIRE HATHAWAY INC DEL$282.5K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | SHV | 464288679 | $43.9M | 20.81% | 397,877 | SH |
| 2 | TOUCHSTONE ETF TRUST | TSEL | 89157W806 | $29.6M | 14.00% | 1,195,686 | SH |
| 3 | 2023 ETF SERIES TRUST | BUSA | 900934308 | $16.4M | 7.79% | 444,162 | SH |
| 4 | HARRIS OAKMARK ETF TRUST | OAKM | 41456U106 | $16.4M | 7.77% | 595,222 | SH |
| 5 | LITMAN GREGORY FDS TR | DBMF | 53700T827 | $10.8M | 5.11% | 357,497 | SH |
| 6 | VIRTUS ETF TR II | ASMF | 92790A876 | $10.6M | 5.01% | 417,248 | SH |
| 7 | ISHARES TR | ITOT | 464287150 | $8.0M | 3.77% | 55,888 | SH |
| 8 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $5.6M | 2.67% | 140,157 | SH |
| 9 | CAPITAL GROUP CORE EQUITY ET | CGUS | 14020V108 | $5.5M | 2.62% | 144,007 | SH |
| 10 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $5.4M | 2.57% | 84,538 | SH |
| 11 | APPLE INC | AAPL | 037833100 | $3.8M | 1.79% | 14,853 | SH |
| 12 | TCW ETF TRUST | VOTE | 29287L106 | $3.3M | 1.58% | 43,848 | SH |
| 13 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $3.3M | 1.56% | 77,546 | SH |
| 14 | CAPITAL GROUP GBL GROWTH EQT | CGGO | 14020X104 | $3.1M | 1.48% | 93,433 | SH |
| 15 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.8M | 1.32% | 15,943 | SH |
| 16 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $2.3M | 1.08% | 42,094 | SH |
| 17 | CAPITAL GROUP EQUITY ETF TR | CGMM | 14022A102 | $2.1M | 1.02% | 73,051 | SH |
| 18 | CAPITAL GROUP GLOBAL EQUITY | CGGE | 14020R107 | $2.0M | 0.95% | 65,713 | SH |
| 19 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.7M | 0.82% | 2,675 | SH |
| 20 | MORGAN STANLEY ETF TRUST | CVIE | 61774R106 | $1.4M | 0.69% | 19,947 | SH |
| 21 | ISHARES TR | ESML | 46435U663 | $1.4M | 0.67% | 30,286 | SH |
| 22 | ISHARES TR | IVV | 464287200 | $1.4M | 0.66% | 2,131 | SH |
| 23 | ISHARES TR | ESGD | 46435G516 | $1.3M | 0.62% | 13,593 | SH |
| 24 | NUSHARES ETF TR | NUBD | 67092P870 | $1.3M | 0.61% | 58,083 | SH |
| 25 | CAPITAL GROUP NEW GEOGRAPHY | CGNG | 14021N105 | $1.2M | 0.57% | 37,989 | SH |
| 26 | LITMAN GREGORY FDS TR | PCIG | 53700T736 | $1.1M | 0.54% | 143,253 | SH |
| 27 | CAPITAL GROUP DIVIDEND GROWE | CGDG | 14021L109 | $1.1M | 0.53% | 30,998 | SH |
| 28 | AMAZON COM INC | AMZN | 023135106 | $966.8K | 0.46% | 4,642 | SH |
| 29 | EDISON INTL | EIX | 281020107 | $879.2K | 0.42% | 12,015 | SH |
| 30 | TRINITY INDS INC | TRN | 896522109 | $861.2K | 0.41% | 26,761 | SH |
| 31 | SONOCO PRODS CO | SON | 835495102 | $854.5K | 0.40% | 15,798 | SH |
| 32 | UNIVERSAL INS HLDGS INC | UVE | 91359V107 | $821.9K | 0.39% | 24,060 | SH |
| 33 | SONIC AUTOMOTIVE INC | SAH | 83545G102 | $798.6K | 0.38% | 11,646 | SH |
| 34 | SEALED AIR CORP NEW | SEE | 81211K100 | $770.1K | 0.36% | 18,314 | SH |
| 35 | HANOVER INS GROUP INC | THG | 410867105 | $731.9K | 0.35% | 4,222 | SH |
| 36 | AES CORP | AES | 00130H105 | $717.5K | 0.34% | 50,919 | SH |
| 37 | AMERICAN FINANCIAL GROUP INC | AFG | 025932104 | $697.8K | 0.33% | 5,464 | SH |
| 38 | OMNICOM GROUP INC | OMC | 681919106 | $696.8K | 0.33% | 9,252 | SH |
| 39 | OLD REP INTL CORP | ORI | 680223104 | $694.4K | 0.33% | 17,404 | SH |
| 40 | MICROSOFT CORP | MSFT | 594918104 | $691.5K | 0.33% | 1,868 | SH |
| 41 | SILGAN HLDGS INC | SLGN | 827048109 | $678.2K | 0.32% | 17,480 | SH |
| 42 | SYSCO CORP | SYY | 871829107 | $671.1K | 0.32% | 9,408 | SH |
| 43 | LAMB WESTON HLDGS INC | LW | 513272104 | $669.9K | 0.32% | 15,852 | SH |
| 44 | ALPHABET INC | GOOGL | 02079K305 | $659.7K | 0.31% | 2,294 | SH |
| 45 | VOYA FINANCIAL INC | VOYA | 929089100 | $650.3K | 0.31% | 9,519 | SH |
| 46 | CAPITAL GROUP CONSERVATIVE E | CGCV | 14020U100 | $621.8K | 0.29% | 20,857 | SH |
| 47 | NEXSTAR MEDIA GROUP INC | NXST | 65336K103 | $600.7K | 0.28% | 3,322 | SH |
| 48 | BOOZ ALLEN HAMILTON HLDG COR | BAH | 099502106 | $589.5K | 0.28% | 7,555 | SH |
| 49 | ADT INC DEL | ADT | 00090Q103 | $589.2K | 0.28% | 89,688 | SH |
| 50 | ISHARES INC | ESGE | 46434G863 | $586.7K | 0.28% | 12,902 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-15 | $211.1M | 75 | 0001728031-26-000002 |
| 2025-12-31 | 2026-01-28 | $210.5M | 79 | 0001728031-26-000001 |