A&I FINANCIAL SERVICES, LLC — 13F Holdings & Portfolio

CIK 1728031 · latest 13F-HR filed 2026-07-09

A&I FINANCIAL SERVICES, LLC manages $229.6M in 13F-reported U.S. long-equity assets across 75 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are EFA (18.10%), TSEL (15.74%), BUSA (7.61%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 11 new positions, exited 11, added to 49, and trimmed 2.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
9605 KINGSTON COURT
SUITE 190
LONE TREE, CO 80112
Phone
(303) 690-5070
Filing Manager
A&I FINANCIAL SERVICES, LLC
LONE TREE, CO
Signatory
Karl Frank
President
Loading holdings…
AUM

$229.6M

Long-equity book

Holdings

75

Distinct positions

Period

2026-06-30

Filed 2026-07-09

Q/Q Activity

+11 / −11 / ↑49 / ↓2

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • TOUCHSTONE ETF TRUST$6.6M +22.2%
  • CAPITAL GROUP DIVIDEND VALUE$2.0M +60.8%
  • CAPITAL GROUP GBL GROWTH EQT$1.3M +40.9%
  • CAPITAL GROUP GROWTH ETF$1.1M +19.5%
  • ISHARES TR$1.1M +13.7%
Show all 49

Top Trims

  • CION INVT CORP-$48.8K -28.6%
  • SPDR GOLD TR-$42.5K -14.4%
Show all 2

New Positions

  • ISHARES TR$41.6M
  • GENUINE PARTS CO$856.5K
  • UNITED PARCEL SVCS INC$820.2K
  • CDW CORP$621.9K
  • FMC CORP$432.4K
Show all 11

Exited Positions

  • ISHARES TR$43.9M
  • STATE STR SPDR S&P 500 ETF T$1.7M
  • SONOCO PRODS CO$854.5K
  • SEALED AIR CORP NEW$770.1K
  • OLD REP INTL CORP$694.4K
Show all 11
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR EFA 464287465 $41.6M 18.10% 400,128 SH
2 TOUCHSTONE ETF TRUST TSEL 89157W806 $36.1M 15.74% 1,222,883 SH
3 2023 ETF SERIES TRUST BUSA 900934308 $17.5M 7.61% 442,781 SH
4 HARRIS OAKMARK ETF TRUST OAKM 41456U106 $16.9M 7.35% 598,911 SH
5 LITMAN GREGORY FDS TR DBMF 53700T827 $10.8M 4.71% 353,455 SH
6 VIRTUS ETF TR II ASMF 92790A876 $10.6M 4.63% 413,339 SH
7 ISHARES TR ITOT 464287150 $9.0M 3.94% 55,085 SH
8 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $6.7M 2.93% 142,651 SH
9 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $6.5M 2.84% 146,508 SH
10 VANGUARD TAX-MANAGED FDS VEA 921943858 $5.9M 2.57% 82,715 SH
11 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $5.3M 2.31% 107,639 SH
12 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $4.4M 1.91% 103,762 SH
13 APPLE INC AAPL 037833100 $4.3M 1.87% 14,841 SH
14 TCW ETF TRUST VOTE 29287L106 $3.7M 1.63% 42,458 SH
15 NVIDIA CORPORATION NVDA 67066G104 $3.1M 1.36% 15,564 SH
16 CAPITAL GROUP EQUITY ETF TR CGMM 14022A102 $2.8M 1.20% 83,521 SH
17 CAPITAL GROUP GLOBAL EQUITY CGGE 14020R107 $2.7M 1.18% 76,848 SH
18 VANGUARD INTL EQUITY INDEX F VWO 922042858 $2.5M 1.07% 41,339 SH
19 CAPITAL GROUP NEW GEOGRAPHY CGNG 14021N105 $1.8M 0.78% 47,968 SH
20 MORGAN STANLEY ETF TRUST CVIE 61774R106 $1.6M 0.71% 19,287 SH
21 ISHARES TR ESML 46435U663 $1.6M 0.71% 29,235 SH
22 ISHARES TR IVV 464287200 $1.6M 0.69% 2,117 SH
23 ISHARES TR ESGD 46435G516 $1.4M 0.59% 13,210 SH
24 LITMAN GREGORY FDS TR PCIG 53700T736 $1.2M 0.54% 140,638 SH
25 NUSHARES ETF TR NUBD 67092P870 $1.2M 0.53% 55,431 SH
26 CAPITAL GROUP DIVIDEND GROWE CGDG 14021L109 $1.2M 0.51% 31,256 SH
27 AMAZON COM INC AMZN 023135106 $1.1M 0.48% 4,618 SH
28 SONIC AUTOMOTIVE INC SAH 83545G102 $996.8K 0.43% 11,755 SH
29 UNIVERSAL INS HLDGS INC UVE 91359V107 $966.7K 0.42% 23,372 SH
30 HANOVER INS GROUP INC THG 410867105 $960.7K 0.42% 4,486 SH
31 VOYA FINANCIAL INC VOYA 929089100 $960.4K 0.42% 10,608 SH
32 SILGAN HLDGS INC SLGN 827048109 $905.9K 0.39% 19,527 SH
33 WENDYS CO WEN 95058W100 $902.6K 0.39% 108,882 SH
34 SYSCO CORP SYY 871829107 $893.0K 0.39% 10,684 SH
35 TRINITY INDS INC TRN 896522109 $885.5K 0.39% 25,606 SH
36 EDISON INTL EIX 281020107 $879.8K 0.38% 11,817 SH
37 GENUINE PARTS CO GPC 372460105 $856.5K 0.37% 7,260 SH
38 AMERICAN FINANCIAL GROUP INC AFG 025932104 $852.4K 0.37% 6,091 SH
39 UNITED PARCEL SVCS INC UPS 911312106 $820.2K 0.36% 7,630 SH
40 ALPHABET INC GOOGL 02079K305 $819.8K 0.36% 2,294 SH
41 AES CORP AES 00130H105 $812.8K 0.35% 55,443 SH
42 LAMB WESTON HLDGS INC LW 513272104 $778.3K 0.34% 18,023 SH
43 MICROSOFT CORP MSFT 594918104 $767.7K 0.33% 2,058 SH
44 OMNICOM GROUP INC OMC 681919106 $738.6K 0.32% 10,141 SH
45 ADT INC DEL ADT 00090Q103 $702.4K 0.31% 108,065 SH
46 NEXSTAR MEDIA GROUP INC NXST 65336K103 $697.8K 0.30% 3,907 SH
47 ISHARES INC ESGE 46434G863 $684.0K 0.30% 12,506 SH
48 CDW CORP CDW 12514G108 $621.9K 0.27% 4,422 SH
49 CAPITAL GROUP CONSERVATIVE E CGCV 14020U100 $616.6K 0.27% 18,787 SH
50 CAPITAL GROUP INTERNATIONAL CGIC 14021T102 $589.7K 0.26% 16,206 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-09 $229.6M 75 0001728031-26-000003
2026-03-31 2026-04-15 $211.1M 75 0001728031-26-000002
2025-12-31 2026-01-28 $210.5M 79 0001728031-26-000001