WELLINGTON-ALTUS USA INC. — 13F Holdings & Portfolio
CIK 1760398 · latest 13F-HR filed 2026-09-17
WELLINGTON-ALTUS USA INC. manages $140.3M in 13F-reported U.S. long-equity assets across 699 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (8.31%), HEFA (4.94%), SHY (4.37%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 46 new positions and exited 78; 163 existing positions rose in reported value and 325 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-09-17
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 32.4%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jun 29, 2026.
25TH FLOOR
WINNIPEG, MANITOBA R3B 3K6
Canada
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Corsetti, Christopher, Raffaele Control | CHIEF COMPLIANCE OFFICER since Jun 2025 | Less than 5% | Individual |
| Hauser, Shaun, Gregory Control | DIRECTOR since Dec 2022 | Less than 5% | Individual |
| WELLINGTON-ALTUS FINANCIAL INC. Control | SOLE SHAREHOLDER since May 2018 | 75% or more | Foreign Entity |
| Stewner, Dennis | PRESIDENT AND CHIEF FINANCIAL OFFICER since Jul 2025 | Less than 5% | Individual |
| KELSO GP XI, L.P. Control Indirect owner via KIA XI (ASTRA) INVESTOR, L.P. | GENERAL PARTNER since Jan 2026 | General partner, trustee or manager | Domestic Entity |
| KELSO GP XI, L.P. Control Indirect owner via KELSO INVESTMENT ASSOCIATES XI, L.P. | GENERAL PARTNER since Mar 2021 | General partner, trustee or manager | Domestic Entity |
| KELSO GP XI, LLC Control Indirect owner via KELSO GP XI, L.P. | GENERAL PARTNER since Jan 2026 | General partner, trustee or manager | Domestic Entity |
| KIA XI (ASTRA) INVESTOR, L.P. Control Indirect owner via WELLINGTON-ALTUS FINANCIAL INC. | SHAREHOLDER since Jan 2026 | 25–50% | Foreign Entity |
| SPIRING, CHARLES, DOUGLAS Control Indirect owner via WELLINGTON-ALTUS FINANCIAL INC. | SHAREHOLDER since Oct 2016 | General partner, trustee or manager | Individual |
| KELSO INVESTMENT ASSOCIATES XI, L.P. Indirect owner via KIA XI (ASTRA) INVESTOR, L.P. | LIMITED PARTNER since Jan 2026 | 75% or more | Domestic Entity |
Ownership & leadership changes · 10 filings with changes since Jun 22, 2018
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- AddedKELSO GP XI, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via KIA XI (ASTRA) INVESTOR, L.P. · control person
- AddedKELSO GP XI, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via KELSO INVESTMENT ASSOCIATES XI, L.P. · control person
- AddedKELSO GP XI, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KELSO GP XI, L.P. · control person
- AddedKELSO INVESTMENT ASSOCIATES XI, L.P. · LIMITED PARTNER · 75% or more · indirect via KIA XI (ASTRA) INVESTOR, L.P.
- AddedKIA XI (ASTRA) INVESTOR, L.P. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS FINANCIAL INC. · control person
- No longer listedLAFERRIERE, FRANCIS, HENRY XAVIER · PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, INVESTMENTS, REGULATORY AND DIGITAL STRATEGY, WAFI · Less than 5% · listed since Jul 2023
- No longer listedSHILTON, KIMBERLY, DIANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2022
- AddedCorsetti, Christopher, Raffaele · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedStewner, Dennis · title EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER → PRESIDENT AND CHIEF FINANCIAL OFFICER
- ChangedLAFERRIERE, FRANCIS, HENRY XAVIER · title PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, DIGITAL STRATEGY & COMPLIANCE, WAFI → PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, INVESTMENTS, REGULATORY AND DIGITAL STRATEGY, WAFI
- No longer listedCYNOSURE PARTNERS LLP · SHAREHOLDER · 75% or more · indirect via WELLINGTON-ALTUS FINANCIAL INC. · control person · listed since Dec 2021
- No longer listedCoates, Trevor, Blake George · CHIEF FINANCIAL OFFICER AND EXECUTIVE VICE-PRESIDENT · Less than 5% · control person · listed since Feb 2020
- No longer listedKaner, Paula, Marie · PRESIDENT · Less than 5% · control person · listed since Dec 2022
- AddedLAFERRIERE, FRANCIS, HENRY XAVIER · PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, DIGITAL STRATEGY & COMPLIANCE, WAFI · Less than 5%
- AddedSPIRING, CHARLES, DOUGLAS · SHAREHOLDER · General partner, trustee or manager · indirect via WELLINGTON-ALTUS FINANCIAL INC. · control person
- AddedStewner, Dennis · EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5%
- No longer listed102004196 SASKATCHEWAN LTD. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS HOLDINGS INC. · control person · listed since Oct 2016
- No longer listed7411384 MANITOBA LTD. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS HOLDINGS INC. · control person · listed since Oct 2016
- No longer listedCHILCOTT, JORDY, WARREN · EXECUTIVE VICE-PRESIDENT, WEALTH STRATEGY & ENABLEMENT · Less than 5% · control person · listed since May 2021
- No longer listedCoates, Blaine, William · EXECUTIVE VICE-PRESIDENT · Less than 5% · control person · listed since May 2018
- No longer listedCoates, Blaine, William · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person · listed since Nov 2006
- No longer listedCoates, Trevor, Blake, George · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person · listed since Nov 2016
- No longer listedDegelman, Todd, Curtis · DIRECTOR, VICE-CHAIR · Less than 5% · control person · listed since May 2018
- No longer listedDegelman, Todd, Curtis · SHAREHOLDER (100% CLASS E SHARES) · 75% or more · indirect via 102004196 SASKATCHEWAN LTD. · control person · listed since Sep 2016
- No longer listedDegelman, Todd, Curtis · TRUSTEE · 75% or more · indirect via THE DEGELMAN FAMILY TRUST (2016) · control person · listed since Sep 2016
- No longer listedHayward, Brian · DIRECTOR · Less than 5% · control person · listed since May 2018
- No longer listedSPIRING, CHARLES, DOUGLAS · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person · listed since Jun 1997
- No longer listedSPIRING, CHARLES, DOUGLAS · DIRECTOR, CHAIR · Less than 5% · control person · listed since May 2018
- No longer listedSTOLLER, DANIEL, RICHARD · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jan 2019
- No longer listedTHE DEGELMAN FAMILY TRUST (2016) · SHAREHOLDER (100% CLASS B SHARES) · 75% or more · indirect via 102004196 SASKATCHEWAN LTD. · control person · listed since Sep 2016
- No longer listedTHE SPIRING TRUST #2 · SHAREHOLDER · 75% or more · indirect via 7411384 MANITOBA LTD. · control person · listed since Aug 2016
- No longer listedWELLINGTON-ALTUS HOLDINGS INC. · SOLE SHAREHOLDER · 75% or more · control person · listed since May 2018
- AddedCYNOSURE PARTNERS LLP · SHAREHOLDER · 75% or more · indirect via WELLINGTON-ALTUS FINANCIAL INC. · control person
- AddedWELLINGTON-ALTUS FINANCIAL INC. · SOLE SHAREHOLDER · 75% or more · control person
- ChangedHauser, Shaun, Gregory · title PRESIDENT → DIRECTOR
- ChangedKaner, Paula, Marie · title EXECUTIVE VICE-PRESIDENT, CHIEF RISK OFFICER → PRESIDENT
- AddedSHILTON, KIMBERLY, DIANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- No longer listedMunro, Darlene, Lillian · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2021
- AddedCHILCOTT, JORDY, WARREN · EXECUTIVE VICE-PRESIDENT, WEALTH STRATEGY & ENABLEMENT · Less than 5% · control person
- AddedKaner, Paula, Marie · EXECUTIVE VICE-PRESIDENT, CHIEF RISK OFFICER · Less than 5% · control person
- No longer listedRobson, Graham, Edward · EXECUTIVE VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, CORPORATE SECRETARY · Less than 5% · control person · listed since May 2018
- AddedCoates, Trevor, Blake George · CHIEF FINANCIAL OFFICER AND EXECUTIVE VICE-PRESIDENT · Less than 5% · control person
- AddedMunro, Darlene, Lillian · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedCoates, Blaine, William · title EXECUTIVE VICE-PRESIDENT, CHIEF FINANCIAL OFFICER → EXECUTIVE VICE-PRESIDENT
- AddedSTOLLER, DANIEL, RICHARD · CHIEF OPERATING OFFICER · Less than 5% · control person
- ChangedHauser, Shaun, Gregory · title PRESIDENT, CHIEF OPERATING OFFICER → PRESIDENT
Older changes (1 more filing)
- Listed102004196 SASKATCHEWAN LTD. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS HOLDINGS INC. · control person
- Listed7411384 MANITOBA LTD. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS HOLDINGS INC. · control person
- ListedCoates, Blaine, William · EXECUTIVE VICE-PRESIDENT, CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedCoates, Blaine, William · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person
- ListedCoates, Trevor, Blake, George · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person
- ListedDegelman, Todd, Curtis · DIRECTOR, VICE-CHAIR · Less than 5% · control person
- ListedDegelman, Todd, Curtis · SHAREHOLDER (100% CLASS E SHARES) · 75% or more · indirect via 102004196 SASKATCHEWAN LTD. · control person
- ListedDegelman, Todd, Curtis · TRUSTEE · 75% or more · indirect via THE DEGELMAN FAMILY TRUST (2016) · control person
- ListedHauser, Shaun, Gregory · PRESIDENT, CHIEF OPERATING OFFICER · Less than 5% · control person
- ListedHayward, Brian · DIRECTOR · Less than 5% · control person
- ListedRobson, Graham, Edward · EXECUTIVE VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, CORPORATE SECRETARY · Less than 5% · control person
- ListedSPIRING, CHARLES, DOUGLAS · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person
- ListedSPIRING, CHARLES, DOUGLAS · DIRECTOR, CHAIR · Less than 5% · control person
- ListedTHE DEGELMAN FAMILY TRUST (2016) · SHAREHOLDER (100% CLASS B SHARES) · 75% or more · indirect via 102004196 SASKATCHEWAN LTD. · control person
- ListedTHE SPIRING TRUST #2 · SHAREHOLDER · 75% or more · indirect via 7411384 MANITOBA LTD. · control person
- ListedWELLINGTON-ALTUS HOLDINGS INC. · SOLE SHAREHOLDER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- APPLE INC$974.3K +56.5%
- PALANTIR TECHNOLOGIES INC$946.5K +594.3%
- SHOPIFY INC$859.0K +983.1%
- MICROSOFT CORP$809.2K +61.9%
- ALPHABET INC$308.0K +26.3%
Top Trims
- VANGUARD INDEX FUNDS-$2.4M -17.3%
- ISHARES TRUST-$1.3M -15.6%
- FIRST TRUST LONG SHORT EQUITY-$1.2M -84.6%
- INVESCO QQQ TR-$1.2M -34.9%
- INVESCO EXCHANGE TRADED FUND-$1.2M -98.4%
New Positions
- HAMILTON LANE PRIVATE$666.5K
- GE AEROSPACE$235.8K
- LOCKHEED MARTIN CORP$235.7K
- INVESCO EXCHANGE TRADED FD TR$198.3K
- FIDELITY COVINGTON TR$170.4K
Exited Positions
- INNOVATOR ETFS TR$1.1M
- INNOVATOR ETFS TR$862.4K
- ISHARES TR$767.6K
- WISDOMTREE TRUST$716.2K
- ISHARES TR$693.9K
WELLINGTON-ALTUS USA INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FUNDS | VTI | 922908769 | $11.7M | 8.31% | 36,347 | SH |
| 2 | ISHARES TRUST | HEFA | 46434V803 | $6.9M | 4.94% | 163,164 | SH |
| 3 | ISHARES TRUST | SHY | 464287457 | $6.1M | 4.37% | 74,306 | SH |
| 4 | ISHARES CORE U S AGGREGATE BD | AGG | 464287226 | $5.5M | 3.89% | 55,052 | SH |
| 5 | PIMCO ACTIVE BOND EXCHANGE | BOND | 72201R775 | $3.0M | 2.14% | 32,523 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $2.7M | 1.92% | 10,633 | SH |
| 7 | BLACKROCK ETF TRUST II | BINC | 092528603 | $2.6M | 1.82% | 49,171 | SH |
| 8 | NVIDIA CORP | NVDA | 67066G104 | $2.5M | 1.81% | 14,583 | SH |
| 9 | INVESCO QQQ TR | QQQ | 46090E103 | $2.3M | 1.63% | 3,973 | SH |
| 10 | SPDR SERIES TRUST | SPAB | 78464A649 | $2.2M | 1.53% | 83,995 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $2.1M | 1.51% | 5,716 | SH |
| 12 | ISHARES TR | IEFA | 46432F842 | $1.6M | 1.17% | 18,166 | SH |
| 13 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.6M | 1.13% | 5,368 | SH |
| 14 | AMAZON.COM INC | AMZN | 023135106 | $1.6M | 1.12% | 7,569 | SH |
| 15 | WORLD GOLD TRUST | GLDM | 98149E303 | $1.5M | 1.09% | 16,462 | SH |
| 16 | ISHARES CORE S&P TOTAL U S | ITOT | 464287150 | $1.5M | 1.06% | 10,490 | SH |
| 17 | ALPHABET INC | GOOGL | 02079K305 | $1.5M | 1.05% | 5,145 | SH |
| 18 | SPDR SERIES TRUST | SPYM | 78464A854 | $1.4M | 1.02% | 18,692 | SH |
| 19 | J P MORGAN EXCHANGE TRADED | JEPI | 46641Q332 | $1.4M | 1.01% | 24,907 | SH |
| 20 | ISHARES GLOBAL INFRASTRUCTURE | IGF | 464288372 | $1.4M | 1.00% | 20,988 | SH |
| 21 | BANQUE ROYALE DU CANADA | RY | 780087102 | $1.4M | 0.98% | 8,483 | SH |
| 22 | HAMILTON LANE PRIVATE ASSETS | HLNE | 407498203 | $1.3M | 0.95% | 68,747 | SH |
| 23 | ALPHABET INC | GOOG | 02079K107 | $1.2M | 0.89% | 4,332 | SH |
| 24 | SPDR SERIES TRUST | BIL | 78468R663 | $1.2M | 0.88% | 13,548 | SH |
| 25 | VANGUARD S&P 500 ETF | VOO | 922908363 | $1.2M | 0.88% | 2,071 | SH |
| 26 | COSTCO WHOLESALE CORP-NEW | COST | 22160K105 | $1.2M | 0.83% | 1,166 | SH |
| 27 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $1.1M | 0.79% | 7,559 | SH |
| 28 | DIMENSIONAL ETF TRUST | DFAW | 25434V617 | $1.1M | 0.75% | 14,263 | SH |
| 29 | J P MORGAN EXCHANGE TRADED | JPST | 46641Q837 | $1.0M | 0.72% | 19,900 | SH |
| 30 | SHOPIFY INC | SHOP | 82509L107 | $935.7K | 0.67% | 7,888 | SH |
| 31 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $926.1K | 0.66% | 1,424 | SH |
| 32 | INVESCO EXCHANGE TRADED FD TR | SPLV | 46138E354 | $911.6K | 0.65% | 12,464 | SH |
| 33 | ISHARES SELECT DIVIDEND ETF | DVY | 464287168 | $817.6K | 0.58% | 5,400 | SH |
| 34 | VANGUARD INDEX FUNDS | VTV | 922908744 | $769.5K | 0.55% | 3,922 | SH |
| 35 | ISHARES CORE MSCI EMERGING | IEMG | 46434G103 | $755.3K | 0.54% | 10,828 | SH |
| 36 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $739.4K | 0.53% | 874 | SH |
| 37 | VANGUARD SHORT TERM BOND ETF | BSV | 921937827 | $736.0K | 0.52% | 9,386 | SH |
| 38 | BROADCOM INC | AVGO | 11135F101 | $725.5K | 0.52% | 2,344 | SH |
| 39 | BANQUE TORONTO DOMINION | TD | 891160509 | $724.5K | 0.52% | 7,764 | SH |
| 40 | APPLIED MATERIALS INC | AMAT | 038222105 | $718.4K | 0.51% | 2,102 | SH |
| 41 | MICRON TECHNOLOGY INC | MU | 595112103 | $714.9K | 0.51% | 2,116 | SH |
| 42 | ISHARES BITCOIN TR | IBIT | 46438F101 | $690.3K | 0.49% | 17,968 | SH |
| 43 | ENBRIDGE INC | ENB | 29250N105 | $676.3K | 0.48% | 12,491 | SH |
| 44 | HAMILTON LANE PRIVATE | HLNE | 407494202 | $666.5K | 0.47% | 44,403 | SH |
| 45 | VANGUARD INDEX FUNDS | VO | 922908629 | $664.8K | 0.47% | 2,315 | SH |
| 46 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $663.2K | 0.47% | 1,384 | SH |
| 47 | VISA INC | V | 92826C839 | $652.8K | 0.47% | 2,160 | SH |
| 48 | EXXON MOBIL CORP | XOM | 30231G102 | $649.6K | 0.46% | 3,829 | SH |
| 49 | SPDR GOLD TR | GLD | 78463V107 | $618.8K | 0.44% | 1,438 | SH |
| 50 | META PLATFORMS INC | META | 30303M102 | $611.6K | 0.44% | 1,069 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-09-17 | $140.3M | 699 | 0001760398-26-000005 |
| 2026-03-31 | 2026-09-17 | $169.7M | 739 | 0001760398-26-000004 |
3RD FLOOR
WINNIPEG, MANITOBA, A2 R3B 3K6