WELLINGTON-ALTUS USA INC. — 13F Holdings & Portfolio

CIK 1760398 · latest 13F-HR filed 2026-09-17

WELLINGTON-ALTUS USA INC. manages $140.3M in 13F-reported U.S. long-equity assets across 699 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (8.31%), HEFA (4.94%), SHY (4.37%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 46 new positions and exited 78; 163 existing positions rose in reported value and 325 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$140.3M

Long-equity book

Holdings
699

Distinct positions

Period
2026-06-30

Filed 2026-09-17

Q/Q Activity
+46 / −78 / ↑163 / ↓325

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 32.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 29, 2026.

Assets Under Management
$146.2M
Discretionary
$146.2M
Employees
59
Accounts
265
Address
201 PORTAGE AVENUE
25TH FLOOR
WINNIPEG, MANITOBA R3B 3K6
Canada
Phone
(888) 315-8729
Name Title / Status Ownership Type
Corsetti, Christopher, Raffaele ControlCHIEF COMPLIANCE OFFICER
since Jun 2025
Less than 5%Individual
Hauser, Shaun, Gregory ControlDIRECTOR
since Dec 2022
Less than 5%Individual
WELLINGTON-ALTUS FINANCIAL INC. ControlSOLE SHAREHOLDER
since May 2018
75% or moreForeign Entity
Stewner, DennisPRESIDENT AND CHIEF FINANCIAL OFFICER
since Jul 2025
Less than 5%Individual
KELSO GP XI, L.P. Control
Indirect owner via KIA XI (ASTRA) INVESTOR, L.P.
GENERAL PARTNER
since Jan 2026
General partner, trustee or managerDomestic Entity
KELSO GP XI, L.P. Control
Indirect owner via KELSO INVESTMENT ASSOCIATES XI, L.P.
GENERAL PARTNER
since Mar 2021
General partner, trustee or managerDomestic Entity
KELSO GP XI, LLC Control
Indirect owner via KELSO GP XI, L.P.
GENERAL PARTNER
since Jan 2026
General partner, trustee or managerDomestic Entity
KIA XI (ASTRA) INVESTOR, L.P. Control
Indirect owner via WELLINGTON-ALTUS FINANCIAL INC.
SHAREHOLDER
since Jan 2026
25–50%Foreign Entity
SPIRING, CHARLES, DOUGLAS Control
Indirect owner via WELLINGTON-ALTUS FINANCIAL INC.
SHAREHOLDER
since Oct 2016
General partner, trustee or managerIndividual
KELSO INVESTMENT ASSOCIATES XI, L.P.
Indirect owner via KIA XI (ASTRA) INVESTOR, L.P.
LIMITED PARTNER
since Jan 2026
75% or moreDomestic Entity
Ownership & leadership changes · 10 filings with changes since Jun 22, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 9, 2026 filing
  • AddedKELSO GP XI, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via KIA XI (ASTRA) INVESTOR, L.P. · control person
  • AddedKELSO GP XI, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via KELSO INVESTMENT ASSOCIATES XI, L.P. · control person
  • AddedKELSO GP XI, LLC · GENERAL PARTNER · General partner, trustee or manager · indirect via KELSO GP XI, L.P. · control person
  • AddedKELSO INVESTMENT ASSOCIATES XI, L.P. · LIMITED PARTNER · 75% or more · indirect via KIA XI (ASTRA) INVESTOR, L.P.
  • AddedKIA XI (ASTRA) INVESTOR, L.P. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS FINANCIAL INC. · control person
Jul 21, 2025 filing
  • No longer listedLAFERRIERE, FRANCIS, HENRY XAVIER · PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, INVESTMENTS, REGULATORY AND DIGITAL STRATEGY, WAFI · Less than 5% · listed since Jul 2023
  • No longer listedSHILTON, KIMBERLY, DIANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2022
  • AddedCorsetti, Christopher, Raffaele · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedStewner, Dennis · title EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER → PRESIDENT AND CHIEF FINANCIAL OFFICER
Feb 28, 2025 filing
  • ChangedLAFERRIERE, FRANCIS, HENRY XAVIER · title PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, DIGITAL STRATEGY & COMPLIANCE, WAFI → PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, INVESTMENTS, REGULATORY AND DIGITAL STRATEGY, WAFI
Mar 1, 2024 filing
  • No longer listedCYNOSURE PARTNERS LLP · SHAREHOLDER · 75% or more · indirect via WELLINGTON-ALTUS FINANCIAL INC. · control person · listed since Dec 2021
  • No longer listedCoates, Trevor, Blake George · CHIEF FINANCIAL OFFICER AND EXECUTIVE VICE-PRESIDENT · Less than 5% · control person · listed since Feb 2020
  • No longer listedKaner, Paula, Marie · PRESIDENT · Less than 5% · control person · listed since Dec 2022
  • AddedLAFERRIERE, FRANCIS, HENRY XAVIER · PRESIDENT, WAUSA, EXECUTIVE VICE PRESIDENT, DIGITAL STRATEGY & COMPLIANCE, WAFI · Less than 5%
  • AddedSPIRING, CHARLES, DOUGLAS · SHAREHOLDER · General partner, trustee or manager · indirect via WELLINGTON-ALTUS FINANCIAL INC. · control person
  • AddedStewner, Dennis · EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER · Less than 5%
Mar 3, 2023 filing
  • No longer listed102004196 SASKATCHEWAN LTD. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS HOLDINGS INC. · control person · listed since Oct 2016
  • No longer listed7411384 MANITOBA LTD. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS HOLDINGS INC. · control person · listed since Oct 2016
  • No longer listedCHILCOTT, JORDY, WARREN · EXECUTIVE VICE-PRESIDENT, WEALTH STRATEGY & ENABLEMENT · Less than 5% · control person · listed since May 2021
  • No longer listedCoates, Blaine, William · EXECUTIVE VICE-PRESIDENT · Less than 5% · control person · listed since May 2018
  • No longer listedCoates, Blaine, William · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person · listed since Nov 2006
  • No longer listedCoates, Trevor, Blake, George · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person · listed since Nov 2016
  • No longer listedDegelman, Todd, Curtis · DIRECTOR, VICE-CHAIR · Less than 5% · control person · listed since May 2018
  • No longer listedDegelman, Todd, Curtis · SHAREHOLDER (100% CLASS E SHARES) · 75% or more · indirect via 102004196 SASKATCHEWAN LTD. · control person · listed since Sep 2016
  • No longer listedDegelman, Todd, Curtis · TRUSTEE · 75% or more · indirect via THE DEGELMAN FAMILY TRUST (2016) · control person · listed since Sep 2016
  • No longer listedHayward, Brian · DIRECTOR · Less than 5% · control person · listed since May 2018
  • No longer listedSPIRING, CHARLES, DOUGLAS · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person · listed since Jun 1997
  • No longer listedSPIRING, CHARLES, DOUGLAS · DIRECTOR, CHAIR · Less than 5% · control person · listed since May 2018
  • No longer listedSTOLLER, DANIEL, RICHARD · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Jan 2019
  • No longer listedTHE DEGELMAN FAMILY TRUST (2016) · SHAREHOLDER (100% CLASS B SHARES) · 75% or more · indirect via 102004196 SASKATCHEWAN LTD. · control person · listed since Sep 2016
  • No longer listedTHE SPIRING TRUST #2 · SHAREHOLDER · 75% or more · indirect via 7411384 MANITOBA LTD. · control person · listed since Aug 2016
  • No longer listedWELLINGTON-ALTUS HOLDINGS INC. · SOLE SHAREHOLDER · 75% or more · control person · listed since May 2018
  • AddedCYNOSURE PARTNERS LLP · SHAREHOLDER · 75% or more · indirect via WELLINGTON-ALTUS FINANCIAL INC. · control person
  • AddedWELLINGTON-ALTUS FINANCIAL INC. · SOLE SHAREHOLDER · 75% or more · control person
  • ChangedHauser, Shaun, Gregory · title PRESIDENT → DIRECTOR
  • ChangedKaner, Paula, Marie · title EXECUTIVE VICE-PRESIDENT, CHIEF RISK OFFICER → PRESIDENT
Jun 9, 2022 filing
  • AddedSHILTON, KIMBERLY, DIANE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Feb 28, 2022 filing
  • No longer listedMunro, Darlene, Lillian · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2021
Jun 22, 2021 filing
  • AddedCHILCOTT, JORDY, WARREN · EXECUTIVE VICE-PRESIDENT, WEALTH STRATEGY & ENABLEMENT · Less than 5% · control person
  • AddedKaner, Paula, Marie · EXECUTIVE VICE-PRESIDENT, CHIEF RISK OFFICER · Less than 5% · control person
May 12, 2021 filing
  • No longer listedRobson, Graham, Edward · EXECUTIVE VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, CORPORATE SECRETARY · Less than 5% · control person · listed since May 2018
  • AddedCoates, Trevor, Blake George · CHIEF FINANCIAL OFFICER AND EXECUTIVE VICE-PRESIDENT · Less than 5% · control person
  • AddedMunro, Darlene, Lillian · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedCoates, Blaine, William · title EXECUTIVE VICE-PRESIDENT, CHIEF FINANCIAL OFFICER → EXECUTIVE VICE-PRESIDENT
Mar 4, 2020 filing
  • AddedSTOLLER, DANIEL, RICHARD · CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedHauser, Shaun, Gregory · title PRESIDENT, CHIEF OPERATING OFFICER → PRESIDENT
Older changes (1 more filing)
Jun 22, 2018 filing (earliest on record)
  • Listed102004196 SASKATCHEWAN LTD. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS HOLDINGS INC. · control person
  • Listed7411384 MANITOBA LTD. · SHAREHOLDER · 25–50% · indirect via WELLINGTON-ALTUS HOLDINGS INC. · control person
  • ListedCoates, Blaine, William · EXECUTIVE VICE-PRESIDENT, CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedCoates, Blaine, William · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person
  • ListedCoates, Trevor, Blake, George · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person
  • ListedDegelman, Todd, Curtis · DIRECTOR, VICE-CHAIR · Less than 5% · control person
  • ListedDegelman, Todd, Curtis · SHAREHOLDER (100% CLASS E SHARES) · 75% or more · indirect via 102004196 SASKATCHEWAN LTD. · control person
  • ListedDegelman, Todd, Curtis · TRUSTEE · 75% or more · indirect via THE DEGELMAN FAMILY TRUST (2016) · control person
  • ListedHauser, Shaun, Gregory · PRESIDENT, CHIEF OPERATING OFFICER · Less than 5% · control person
  • ListedHayward, Brian · DIRECTOR · Less than 5% · control person
  • ListedRobson, Graham, Edward · EXECUTIVE VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, CORPORATE SECRETARY · Less than 5% · control person
  • ListedSPIRING, CHARLES, DOUGLAS · TRUSTEE · 75% or more · indirect via THE SPIRING TRUST #2 · control person
  • ListedSPIRING, CHARLES, DOUGLAS · DIRECTOR, CHAIR · Less than 5% · control person
  • ListedTHE DEGELMAN FAMILY TRUST (2016) · SHAREHOLDER (100% CLASS B SHARES) · 75% or more · indirect via 102004196 SASKATCHEWAN LTD. · control person
  • ListedTHE SPIRING TRUST #2 · SHAREHOLDER · 75% or more · indirect via 7411384 MANITOBA LTD. · control person
  • ListedWELLINGTON-ALTUS HOLDINGS INC. · SOLE SHAREHOLDER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 163 →

WELLINGTON-ALTUS USA INC. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FUNDS VTI 922908769 $11.7M 8.31% 36,347 SH
2 ISHARES TRUST HEFA 46434V803 $6.9M 4.94% 163,164 SH
3 ISHARES TRUST SHY 464287457 $6.1M 4.37% 74,306 SH
4 ISHARES CORE U S AGGREGATE BD AGG 464287226 $5.5M 3.89% 55,052 SH
5 PIMCO ACTIVE BOND EXCHANGE BOND 72201R775 $3.0M 2.14% 32,523 SH
6 APPLE INC AAPL 037833100 $2.7M 1.92% 10,633 SH
7 BLACKROCK ETF TRUST II BINC 092528603 $2.6M 1.82% 49,171 SH
8 NVIDIA CORP NVDA 67066G104 $2.5M 1.81% 14,583 SH
9 INVESCO QQQ TR QQQ 46090E103 $2.3M 1.63% 3,973 SH
10 SPDR SERIES TRUST SPAB 78464A649 $2.2M 1.53% 83,995 SH
11 MICROSOFT CORP MSFT 594918104 $2.1M 1.51% 5,716 SH
12 ISHARES TR IEFA 46432F842 $1.6M 1.17% 18,166 SH
13 JPMORGAN CHASE & CO JPM 46625H100 $1.6M 1.13% 5,368 SH
14 AMAZON.COM INC AMZN 023135106 $1.6M 1.12% 7,569 SH
15 WORLD GOLD TRUST GLDM 98149E303 $1.5M 1.09% 16,462 SH
16 ISHARES CORE S&P TOTAL U S ITOT 464287150 $1.5M 1.06% 10,490 SH
17 ALPHABET INC GOOGL 02079K305 $1.5M 1.05% 5,145 SH
18 SPDR SERIES TRUST SPYM 78464A854 $1.4M 1.02% 18,692 SH
19 J P MORGAN EXCHANGE TRADED JEPI 46641Q332 $1.4M 1.01% 24,907 SH
20 ISHARES GLOBAL INFRASTRUCTURE IGF 464288372 $1.4M 1.00% 20,988 SH
21 BANQUE ROYALE DU CANADA RY 780087102 $1.4M 0.98% 8,483 SH
22 HAMILTON LANE PRIVATE ASSETS HLNE 407498203 $1.3M 0.95% 68,747 SH
23 ALPHABET INC GOOG 02079K107 $1.2M 0.89% 4,332 SH
24 SPDR SERIES TRUST BIL 78468R663 $1.2M 0.88% 13,548 SH
25 VANGUARD S&P 500 ETF VOO 922908363 $1.2M 0.88% 2,071 SH
26 COSTCO WHOLESALE CORP-NEW COST 22160K105 $1.2M 0.83% 1,166 SH
27 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $1.1M 0.79% 7,559 SH
28 DIMENSIONAL ETF TRUST DFAW 25434V617 $1.1M 0.75% 14,263 SH
29 J P MORGAN EXCHANGE TRADED JPST 46641Q837 $1.0M 0.72% 19,900 SH
30 SHOPIFY INC SHOP 82509L107 $935.7K 0.67% 7,888 SH
31 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $926.1K 0.66% 1,424 SH
32 INVESCO EXCHANGE TRADED FD TR SPLV 46138E354 $911.6K 0.65% 12,464 SH
33 ISHARES SELECT DIVIDEND ETF DVY 464287168 $817.6K 0.58% 5,400 SH
34 VANGUARD INDEX FUNDS VTV 922908744 $769.5K 0.55% 3,922 SH
35 ISHARES CORE MSCI EMERGING IEMG 46434G103 $755.3K 0.54% 10,828 SH
36 GOLDMAN SACHS GROUP INC GS 38141G104 $739.4K 0.53% 874 SH
37 VANGUARD SHORT TERM BOND ETF BSV 921937827 $736.0K 0.52% 9,386 SH
38 BROADCOM INC AVGO 11135F101 $725.5K 0.52% 2,344 SH
39 BANQUE TORONTO DOMINION TD 891160509 $724.5K 0.52% 7,764 SH
40 APPLIED MATERIALS INC AMAT 038222105 $718.4K 0.51% 2,102 SH
41 MICRON TECHNOLOGY INC MU 595112103 $714.9K 0.51% 2,116 SH
42 ISHARES BITCOIN TR IBIT 46438F101 $690.3K 0.49% 17,968 SH
43 ENBRIDGE INC ENB 29250N105 $676.3K 0.48% 12,491 SH
44 HAMILTON LANE PRIVATE HLNE 407494202 $666.5K 0.47% 44,403 SH
45 VANGUARD INDEX FUNDS VO 922908629 $664.8K 0.47% 2,315 SH
46 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $663.2K 0.47% 1,384 SH
47 VISA INC V 92826C839 $652.8K 0.47% 2,160 SH
48 EXXON MOBIL CORP XOM 30231G102 $649.6K 0.46% 3,829 SH
49 SPDR GOLD TR GLD 78463V107 $618.8K 0.44% 1,438 SH
50 META PLATFORMS INC META 30303M102 $611.6K 0.44% 1,069 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-09-17 $140.3M 699 0001760398-26-000005
2026-03-31 2026-09-17 $169.7M 739 0001760398-26-000004
Filer Information
Address
201 PORTAGE AVENUE
3RD FLOOR
WINNIPEG, MANITOBA, A2 R3B 3K6
Phone
(888) 315-8729
Filing Manager
WELLINGTON-ALTUS USA INC.
WINNIPEG, MANITOBA, A2
Signatory
Christopher Corsetti
Chief Compliance Officer