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Occidental Asset Management, LLC — 13F Holdings & Portfolio

CIK 1770994 · latest 13F-HR filed 2026-08-07

Backtest portfolio

Occidental Asset Management, LLC manages $1.01B in 13F-reported U.S. long-equity assets across 328 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (6.60%), AAPL (5.27%), MSFT (3.16%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 60 new positions and exited 17; 169 existing positions rose in reported value and 41 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.01B

Long-equity book

Holdings
328

Distinct positions

Period
2026-06-30

Filed 2026-08-07

Q/Q Activity
+60 / −17 / ↑169 / ↓41

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
NVDA6.6% · +2%AAPL5.3% · +2%MSFT3.2% · +43%SPIB2.8% · +2%FLOT2.6% · -3%SPSB2.6% · +1%GOOG2.2% · +5%BNDC2.0% · +2%SGOV1.9% · -8%FBND1.9% · +2%IWF1.7% · +295%DELL1.7% · -1%TLT1.6% · +1%IVE1.5% · -1%IWS1.5% · -1%IAGG1.4% · +2%AMZN1.3% · +11%EMB1.3% · +3%META1.3% · +3%HYG1.2% · +4%IWP1.2% · -1%EMCB1.2% · +4%AMD1.2% · -4%JPM1.1% · +4%CAT1.1% · +1%XLK1.0% · +1%MS0.9% · +2%IJS0.9% · -1%SPYG0.9% · +1%WMT0.9% · +3%AMAT0.8% · +1361%CMI0.8% · +1%NTAP0.8% · +4%IWO0.8% · -1%MU0.7% · -1%V0.7% · +13%RS0.7% · +4%FNDF0.7% · +9%MRK0.7% · +24%QCOM0.7% · +5%HUBB0.7% · +4%SPYV0.7% · +3%IMTM0.7% · +6%CAH0.7% · +3%SPDW0.6% · +2%D0.6% · +4%AMGN0.6% · +4%SCCO0.6% · +1%DGX0.6% · +4%BKR0.6% · +3%HD0.6% · +4%DUK0.6% · +6%CSCO0.6% · +40%COR0.6% · +4%XLV0.5% · +273%CRM0.5% · +10%EMR0.5% · +5%ALB0.4% · +2%OKTA0.4% · -1%MRSH0.4% · +4%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 31.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 23, 2026.

Assets Under Management
$1.07B
Discretionary
$1.07B
Employees
15
Accounts
1,921
Address
301 CALIFORNIA DRIVE #9
BURLINGAME, CA 94010
Phone
(650) 344-1600
Website
Name Title / Status Ownership Type
CATTANO, ANDREW, CHARLES ControlMANAGING PRINCIPAL
since Jul 2013
Less than 5%Individual
KLONTZ, BRAD, T ControlMANAGING PRINCIPAL
since Jan 2015
Less than 5%Individual
OCCAM CAPITAL, LLC ControlHOLDING COMPANY
since Jul 2013
75% or moreDomestic Entity
WALSH, NATHAN, HATTON ControlMANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER
since Jul 2013
Less than 5%Individual
BRAD KLONTZ AND JONI WADA FAMILY TRUST Control
Indirect owner via OCCAM CAPITAL, LLC
MEMBER
since Jan 2015
25–50%Domestic Entity
CATTANO FAMILY TRUST Control
Indirect owner via OCCAM CAPITAL, LLC
MEMBER
since Jul 2013
25–50%Domestic Entity
CATTANO, ANDREW, CHARLES Control
Indirect owner via CATTANO FAMILY TRUST
TRUSTEE
since Jan 2001
General partner, trustee or managerIndividual
CATTANO, MICHELLE, PAIGE Control
Indirect owner via CATTANO FAMILY TRUST
TRUSTEE
since Jan 2001
General partner, trustee or managerIndividual
KLONTZ, BRAD, T Control
Indirect owner via BRAD KLONTZ AND JONI WADA FAMILY TRUST
TRUSTEE
since Jun 2014
General partner, trustee or managerIndividual
WALSH, NATHAN, HATTON Control
Indirect owner via OCCAM CAPITAL, LLC
MEMBER
since Jul 2013
25–50%Individual
Wada, Joni Control
Indirect owner via BRAD KLONTZ AND JONI WADA FAMILY TRUST
TRUSTEE
since Jun 2014
General partner, trustee or managerIndividual
Ownership & leadership changes · 5 filings with changes since Aug 26, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 23, 2026 filing
  • ChangedKLONTZ, BRAD, T · now a control person
May 25, 2017 filing
  • No longer listedDAVIS, BRIAN, ALAN · MANAGING PRINCIPAL · Less than 5% · listed since Jan 2015
May 11, 2017 filing
  • No longer listedKLONTZ, BRAD, T · MEMBER · 25–50% · indirect via OCCAM CAPITAL, LLC · control person · listed since Jan 2015
  • AddedBRAD KLONTZ AND JONI WADA FAMILY TRUST · MEMBER · 25–50% · indirect via OCCAM CAPITAL, LLC · control person
  • AddedKLONTZ, BRAD, T · TRUSTEE · General partner, trustee or manager · indirect via BRAD KLONTZ AND JONI WADA FAMILY TRUST · control person
  • AddedWada, Joni · TRUSTEE · General partner, trustee or manager · indirect via BRAD KLONTZ AND JONI WADA FAMILY TRUST · control person
Feb 16, 2017 filing
  • AddedKLONTZ, BRAD, T · MEMBER · 25–50% · indirect via OCCAM CAPITAL, LLC · control person
Mar 20, 2015 filing
  • AddedDAVIS, BRIAN, ALAN · MANAGING PRINCIPAL · Less than 5%
  • AddedKLONTZ, BRAD, T · MANAGING PRINCIPAL · Less than 5%
  • ChangedCATTANO FAMILY TRUST · indirect via OCCAM CAPITAL, LLC: ownership 50–75% → 25–50%
Aug 26, 2013 filing (earliest on record)
  • ListedCATTANO FAMILY TRUST · MEMBER · 50–75% · indirect via OCCAM CAPITAL, LLC · control person
  • ListedCATTANO, ANDREW, CHARLES · MANAGING PRINCIPAL · Less than 5% · control person
  • ListedCATTANO, ANDREW, CHARLES · TRUSTEE · General partner, trustee or manager · indirect via CATTANO FAMILY TRUST · control person
  • ListedCATTANO, MICHELLE, PAIGE · TRUSTEE · General partner, trustee or manager · indirect via CATTANO FAMILY TRUST · control person
  • ListedOCCAM CAPITAL, LLC · HOLDING COMPANY · 75% or more · control person
  • ListedWALSH, NATHAN, HATTON · MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedWALSH, NATHAN, HATTON · MEMBER · 25–50% · indirect via OCCAM CAPITAL, LLC · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 169 →

Top Trims

Show all 41 →

New Positions

Show all 60 →

Exited Positions

Show all 17 →

Occidental Asset Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 NVIDIA CORPORATION NVDA 67066G104 $66.5M 6.60% 332,148 SH
2 APPLE INC AAPL 037833100 $53.1M 5.27% 183,367 SH
3 MICROSOFT CORP MSFT 594918104 $31.8M 3.16% 85,268 SH
4 SPDR SERIES TRUST SPIB 78464A375 $28.2M 2.80% 842,398 SH
5 ISHARES TR FLOT 46429B655 $26.6M 2.64% 520,622 SH
6 SPDR SERIES TRUST SPSB 78464A474 $25.8M 2.56% 860,897 SH
7 ALPHABET INC GOOG 02079K107 $22.3M 2.22% 63,241 SH
8 FLEXSHARES TR BNDC 33939L670 $20.0M 1.98% 903,142 SH
9 ISHARES TR SGOV 46436E718 $19.6M 1.95% 194,927 SH
10 FIDELITY MERRIMACK STR TR FBND 316188309 $19.6M 1.95% 430,900 SH
11 ISHARES TR IWF 464287614 $17.5M 1.74% 140,957 SH
12 DELL TECHNOLOGIES INC DELL 24703L202 $16.8M 1.67% 38,921 SH
13 ISHARES TR TLT 464287432 $15.9M 1.58% 183,834 SH
14 ISHARES TR IVE 464287408 $15.3M 1.52% 67,373 SH
15 ISHARES TR IWS 464287473 $15.2M 1.51% 92,587 SH
16 ISHARES TR IAGG 46435G672 $13.9M 1.38% 274,800 SH
17 AMAZON COM INC AMZN 023135106 $13.1M 1.30% 55,103 SH
18 ISHARES TR EMB 464288281 $13.1M 1.30% 136,126 SH
19 META PLATFORMS INC META 30303M102 $13.1M 1.30% 23,245 SH
20 ISHARES TR HYG 464288513 $12.1M 1.20% 151,079 SH
21 ISHARES TR IWP 464287481 $11.7M 1.16% 80,054 SH
22 WISDOMTREE TR EMCB 97717X784 $11.7M 1.16% 176,935 SH
23 ADVANCED MICRO DEVICES INC AMD 007903107 $11.6M 1.15% 20,006 SH
24 JPMORGAN CHASE & CO JPM 46625H100 $11.3M 1.12% 34,483 SH
25 CATERPILLAR INC CAT 149123101 $10.9M 1.08% 10,195 SH
26 SELECT SECTOR SPDR TR XLK 81369Y803 $9.9M 0.99% 52,165 SH
27 MORGAN STANLEY MS 617446448 $9.5M 0.94% 45,379 SH
28 ISHARES TR IJS 464287879 $9.5M 0.94% 69,146 SH
29 SPDR SERIES TRUST SPYG 78464A409 $9.2M 0.92% 77,731 SH
30 WALMART INC WMT 931142103 $9.0M 0.89% 79,473 SH
31 APPLIED MATLS INC AMAT 038222105 $8.6M 0.85% 11,846 SH
32 CUMMINS INC CMI 231021106 $8.3M 0.83% 11,672 SH
33 NETAPP INC NTAP 64110D104 $8.3M 0.82% 53,647 SH
34 ISHARES TR IWO 464287648 $8.0M 0.79% 20,235 SH
35 MICRON TECHNOLOGY INC MU 595112103 $7.5M 0.75% 6,534 SH
36 VISA INC V 92826C839 $7.5M 0.75% 21,922 SH
37 RELIANCE INC RS 759509102 $7.4M 0.73% 19,786 SH
38 SCHWAB STRATEGIC TR FNDF 808524755 $7.4M 0.73% 139,456 SH
39 MERCK & CO INC MRK 58933Y105 $7.3M 0.72% 56,777 SH
40 QUALCOMM INC QCOM 747525103 $7.3M 0.72% 39,238 SH
41 HUBBELL INC HUBB 443510607 $7.1M 0.71% 13,611 SH
42 SPDR SERIES TRUST SPYV 78464A508 $6.9M 0.69% 113,947 SH
43 ISHARES TR IMTM 46434V449 $6.9M 0.68% 128,611 SH
44 CARDINAL HEALTH INC CAH 14149Y108 $6.8M 0.67% 28,593 SH
45 SPDR INDEX SHS FDS SPDW 78463X889 $6.5M 0.65% 129,662 SH
46 DOMINION ENERGY INC D 25746U109 $6.5M 0.65% 95,500 SH
47 AMGEN INC AMGN 031162100 $6.3M 0.63% 17,469 SH
48 SOUTHERN COPPER CORP SCCO 84265V105 $6.2M 0.62% 35,666 SH
49 QUEST DIAGNOSTICS INC DGX 74834L100 $6.1M 0.61% 28,872 SH
50 BAKER HUGHES COMPANY BKR 05722G100 $6.0M 0.60% 108,847 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $1.01B 328 0001214659-26-009760
2026-03-31 2026-04-16 $844.1M 284 0001214659-26-004706
2025-12-31 2026-01-08 $832.3M 295 0001214659-26-000248
Filer Information
Address
301 CALIFORNIA DR. #9
BURLINGAME, CA 94010
Phone
(650) 409-3888
Filing Manager
Occidental Asset Management, LLC
Burlingame, CA
Signatory
Nathan Hatton Walsh
CCO