Occidental Asset Management, LLC — 13F Holdings & Portfolio
CIK 1770994 · latest 13F-HR filed 2026-04-16
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$844.1M
Long-equity book
Holdings
284
Distinct positions
Period
2026-03-31
Filed 2026-04-16
Q/Q Activity
+34 / −44 / ↑106 / ↓71
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- AMAZON COM INC$2.4M +30.4%
- ISHARES TR$2.1M +18.9%
- WISDOMTREE TR$2.0M +21.3%
- ISHARES TR$2.0M +20.4%
- BAKER HUGHES COMPANY$1.8M +38.0%
Top Trims
- APPLIED MATLS INC-$6.4M -95.8%
- MICROSOFT CORP-$5.4M -19.8%
- ISHARES TR-$4.9M -24.3%
- SELECT SECTOR SPDR TR-$3.5M -42.6%
- APPLE INC-$2.6M -5.3%
New Positions
- ISHARES TR$21.3M
- INNOVATOR ETFS TRUST$502.4K
- J P MORGAN EXCHANGE TRADED F$492.3K
- SCHWAB STRATEGIC TR$478.3K
- NEOS ETF TRUST$424.9K
Exited Positions
- PHATHOM PHARMACEUTICALS INC$496.4K
- WP CAREY INC$386.3K
- TAPESTRY INC$352.9K
- ILLUMINA INC$343.4K
- UNITED THERAPEUTICS CORP$339.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $56.6M | 6.71% | 324,760 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $45.9M | 5.43% | 180,729 | SH |
| 3 | SPDR SERIES TRUST | SPIB | 78464A375 | $27.8M | 3.29% | 828,966 | SH |
| 4 | ISHARES TR | FLOT | 46429B655 | $27.5M | 3.25% | 538,962 | SH |
| 5 | SPDR SERIES TRUST | SPSB | 78464A474 | $25.7M | 3.04% | 854,373 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $22.1M | 2.61% | 59,618 | SH |
| 7 | ISHARES TR | SGOV | 46436E718 | $21.3M | 2.52% | 211,303 | SH |
| 8 | FLEXSHARES TR | BNDC | 33939L670 | $19.6M | 2.32% | 881,157 | SH |
| 9 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $19.2M | 2.28% | 421,133 | SH |
| 10 | ALPHABET INC | GOOG | 02079K107 | $17.3M | 2.06% | 60,478 | SH |
| 11 | ISHARES TR | TLT | 464287432 | $15.8M | 1.87% | 182,470 | SH |
| 12 | ISHARES TR | IWF | 464287614 | $15.2M | 1.80% | 35,659 | SH |
| 13 | ISHARES TR | IVE | 464287408 | $14.4M | 1.70% | 68,122 | SH |
| 14 | ISHARES TR | IWS | 464287473 | $13.6M | 1.61% | 93,493 | SH |
| 15 | ISHARES TR | IAGG | 46435G672 | $13.4M | 1.59% | 268,046 | SH |
| 16 | META PLATFORMS INC | META | 30303M102 | $12.9M | 1.53% | 22,631 | SH |
| 17 | ISHARES TR | EMB | 464288281 | $12.4M | 1.47% | 132,371 | SH |
| 18 | ISHARES TR | HYG | 464288513 | $11.6M | 1.38% | 145,921 | SH |
| 19 | WISDOMTREE TR | EMCB | 97717X784 | $11.2M | 1.32% | 170,657 | SH |
| 20 | AMAZON COM INC | AMZN | 023135106 | $10.4M | 1.23% | 49,730 | SH |
| 21 | ISHARES TR | IWP | 464287481 | $10.4M | 1.23% | 80,800 | SH |
| 22 | JPMORGAN CHASE & CO | JPM | 46625H100 | $9.8M | 1.16% | 33,285 | SH |
| 23 | WALMART INC | WMT | 931142103 | $9.6M | 1.14% | 77,250 | SH |
| 24 | ISHARES TR | IJS | 464287879 | $8.3M | 0.98% | 69,653 | SH |
| 25 | SPDR SERIES TRUST | SPYG | 78464A409 | $7.5M | 0.89% | 77,060 | SH |
| 26 | MORGAN STANLEY | MS | 617446448 | $7.3M | 0.87% | 44,436 | SH |
| 27 | CATERPILLAR INC | CAT | 149123101 | $7.1M | 0.85% | 10,090 | SH |
| 28 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $6.9M | 0.81% | 51,576 | SH |
| 29 | DELL TECHNOLOGIES INC | DELL | 24703L202 | $6.5M | 0.77% | 39,356 | SH |
| 30 | BAKER HUGHES COMPANY | BKR | 05722G100 | $6.4M | 0.76% | 105,294 | SH |
| 31 | HUBBELL INC | HUBB | 443510607 | $6.4M | 0.76% | 13,080 | SH |
| 32 | ISHARES TR | IWO | 464287648 | $6.4M | 0.76% | 20,356 | SH |
| 33 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $6.3M | 0.74% | 128,462 | SH |
| 34 | SPDR SERIES TRUST | SPYV | 78464A508 | $6.3M | 0.74% | 110,878 | SH |
| 35 | CUMMINS INC | CMI | 231021106 | $6.2M | 0.73% | 11,512 | SH |
| 36 | SOUTHERN COPPER CORP | SCCO | 84265V105 | $6.1M | 0.72% | 35,437 | SH |
| 37 | CENCORA INC | COR | 03073E105 | $6.1M | 0.72% | 19,357 | SH |
| 38 | AMGEN INC | AMGN | 031162100 | $5.9M | 0.70% | 16,786 | SH |
| 39 | VISA INC | V | 92826C839 | $5.9M | 0.70% | 19,422 | SH |
| 40 | CARDINAL HEALTH INC | CAH | 14149Y108 | $5.9M | 0.69% | 27,759 | SH |
| 41 | ALBEMARLE CORP | ALB | 012653101 | $5.9M | 0.69% | 32,610 | SH |
| 42 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $5.8M | 0.69% | 127,626 | SH |
| 43 | ISHARES TR | IMTM | 46434V449 | $5.8M | 0.69% | 121,278 | SH |
| 44 | RELIANCE INC | RS | 759509102 | $5.8M | 0.69% | 19,077 | SH |
| 45 | AT&T INC | T | 00206R102 | $5.8M | 0.68% | 199,032 | SH |
| 46 | DOMINION ENERGY INC | D | 25746U109 | $5.7M | 0.67% | 91,476 | SH |
| 47 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $5.7M | 0.67% | 43,166 | SH |
| 48 | MERCK & CO INC | MRK | 58933Y105 | $5.5M | 0.65% | 45,775 | SH |
| 49 | SALESFORCE INC | CRM | 79466L302 | $5.4M | 0.64% | 29,083 | SH |
| 50 | QUEST DIAGNOSTICS INC | DGX | 74834L100 | $5.4M | 0.64% | 27,692 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-16 | $844.1M | 284 | 0001214659-26-004706 |
| 2025-12-31 | 2026-01-08 | $832.3M | 295 | 0001214659-26-000248 |