McAlister, Sweet & Associates, Inc. — 13F Holdings & Portfolio
CIK 1774087 · latest 13F-HR filed 2026-10-07
McAlister, Sweet & Associates, Inc. manages $158.3M in 13F-reported U.S. long-equity assets across 35 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPY (32.91%), QQQ (9.56%), AAPL (7.73%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 2 new positions and exited 8; 7 existing positions rose in reported value and 8 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-07
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 83.4%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 2, 2026.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| MCALISTER, JOHN, RICHARD BRYAN Control | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER since Oct 2017 | 75% or more | Individual |
Ownership & leadership changes · 1 filing with changes since Oct 27, 2017
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- No longer listedSWEET, MICHAEL, WESLEY · SECRETARY, TREASURER, DIRECTOR · 50–75% · control person · listed since Oct 2017
- ChangedMCALISTER, JOHN, RICHARD BRYAN · ownership 50–75% → 75% or more
- ListedMCALISTER, JOHN, RICHARD BRYAN · PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER · 50–75% · control person
- ListedSWEET, MICHAEL, WESLEY · SECRETARY, TREASURER, DIRECTOR · 50–75% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- BOEING CO$2.2M +35.1%
- APPLE INC$1.5M +14.4%
- AMAZON COM INC$379.7K +5.5%
- NVIDIA CORPORATION$141.1K +16.9%
- META PLATFORMS INC$58.0K +28.7%
Top Trims
- STATE STR SPDR S&P 500 ETF T-$9.7M -15.7%
- MICROSOFT CORP-$4.5M -81.8%
- MICRON TECHNOLOGY INC-$1.9M -77.4%
- SPACE EXPLORATION TECHN CORP-$339.1K -9.3%
- SELECT SECTOR SPDR TR-$80.4K -27.8%
Exited Positions
- FRANKLIN TEMPLETON ETF TR$10.3M
- INNOVATOR ETFS TRUST$5.6M
- EXXON MOBIL CORP$5.3M
- WESTERN DIGITAL CORP$958.1K
- VERTIV HOLDINGS CO$334.8K
McAlister, Sweet & Associates, Inc. Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $52.1M | 32.91% | 68,295 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $15.1M | 9.56% | 20,452 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $12.2M | 7.73% | 36,715 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $11.2M | 7.05% | 343,226 | SH |
| 5 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $8.6M | 5.43% | 160,887 | SH |
| 6 | BOEING CO | BA | 097023105 | $8.5M | 5.34% | 45,420 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $7.3M | 4.60% | 29,213 | SH |
| 8 | VANGUARD STAR FDS | VXUS | 921909768 | $6.2M | 3.91% | 72,883 | SH |
| 9 | INNOVATOR ETFS TRUST | PMAY | 45782C318 | $5.4M | 3.43% | 128,485 | SH |
| 10 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $5.4M | 3.42% | 33,267 | SH |
| 11 | ISHARES TR | IVV | 464287200 | $4.6M | 2.92% | 6,042 | SH |
| 12 | INNOVATOR ETFS TRUST | BNOV | 45782C581 | $3.9M | 2.48% | 80,037 | SH |
| 13 | INNOVATOR ETFS TRUST | BFEB | 45782C433 | $3.8M | 2.39% | 69,878 | SH |
| 14 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $3.3M | 2.10% | 22,011 | SH |
| 15 | VANGUARD INDEX FDS | VUG | 922908736 | $1.8M | 1.16% | 20,354 | SH |
| 16 | ALPHABET INC | GOOGL | 02079K305 | $1.2M | 0.78% | 3,603 | SH |
| 17 | MICROSOFT CORP | MSFT | 594918104 | $992.5K | 0.63% | 1,935 | SH |
| 18 | NVIDIA CORPORATION | NVDA | 67066G104 | $977.9K | 0.62% | 4,282 | SH |
| 19 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $807.5K | 0.51% | 5,203 | SH |
| 20 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $579.1K | 0.37% | 1,163 | SH |
| 21 | MICRON TECHNOLOGY INC | MU | 595112103 | $543.2K | 0.34% | 510 | SH |
| 22 | VANECK ETF TRUST | ANGL | 92189F437 | $523.4K | 0.33% | 18,819 | SH |
| 23 | PACER FDS TR | COWZ | 69374H881 | $386.1K | 0.24% | 5,784 | SH |
| 24 | VISA INC | V | 92826C839 | $351.8K | 0.22% | 979 | SH |
| 25 | PHILIP MORRIS INTL INC | PM | 718172109 | $324.4K | 0.20% | 1,700 | SH |
| 26 | WISDOMTREE TR | DGRW | 97717X669 | $262.5K | 0.17% | 2,700 | SH |
| 27 | META PLATFORMS INC | META | 30303M102 | $259.6K | 0.16% | 358 | SH |
| 28 | TESLA INC | TSLA | 88160R101 | $248.4K | 0.16% | 700 | SH |
| 29 | ISHARES TR | IVW | 464287309 | $225.5K | 0.14% | 1,585 | SH |
| 30 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $224.4K | 0.14% | 492 | SH |
| 31 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $220.3K | 0.14% | 7,343 | SH |
| 32 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $208.4K | 0.13% | 3,389 | SH |
| 33 | NUVEEN PFD & INCOME OPPORTUN | JPC | 67073B106 | $202.0K | 0.13% | 29,613 | SH |
| 34 | PIMCO CORPORATE & INCOME OPP | PTY | 72201B101 | $130.3K | 0.08% | 11,835 | SH |
| 35 | PIMCO DYNAMIC INCOME OPRNTS | PDO | 69355M107 | $119.2K | 0.08% | 10,051 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-07 | $158.3M | 35 | 0001214659-26-012628 |
| 2026-06-30 | 2026-07-13 | $187.1M | 41 | 0001214659-26-008452 |
| 2026-03-31 | 2026-04-02 | $160.6M | 32 | 0001214659-26-004209 |
| 2025-12-31 | 2026-01-02 | $131.7M | 25 | 0001214659-26-000032 |
HOUSTON, TX 77070