Strategic Wealth Investment Group, LLC — 13F Holdings & Portfolio
CIK 1802365 · latest 13F-HR filed 2026-08-04
Strategic Wealth Investment Group, LLC manages $824.7M in 13F-reported U.S. long-equity assets across 104 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPTI (7.77%), VCIT (6.32%), BCUS (4.67%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 15 new positions and exited 5; 43 existing positions rose in reported value and 27 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$824.7M
Long-equity book
Holdings
104
Distinct positions
Period
2026-06-30
Filed 2026-08-04
Q/Q Activity
+15 / −5 / ↑43 / ↓27
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26SPTI7.8% · +2%VCIT6.3% · +32%BCUS4.7% · -8%AMZN3.5% · -16%AAPL3.3% · -7%SPY3.1% · -1%AVGO2.9% · -9%SPTL2.7% · -23%NVDA2.6% · -8%JPM2.5% · -10%MSFT2.5% · -16%GLD2.4% · +11%BCIL2.2% · +17%META2.2% · -5%VEU2.1% · +171%GOOGL2.0% · -7%TMO1.9% · -12%GS1.8% · -14%HUBB1.7% · -19%LLY1.5% · -12%NEE1.5% · newV1.5% · -10%JNJ1.5% · -18%VYMI1.5% · -4%BIL1.5% · +2%COST1.4% · +20%XLU1.4% · +100%LIN1.3% · -7%VNQ1.3% · -37%BX1.3% · +23%PG1.3% · -1%BA1.2% · +0%EMR1.2% · newORLY1.2% · +3%IBM1.2% · +4%CRM1.2% · -2%ABBV1.1% · -13%PEP1.1% · -1%NFLX1.1% · +97%BSX1.1% · +80%UBER1.1% · -9%AXP1.0% · -26%IXC0.9% · -12%DHR0.9% · -25%CRWD0.9% · newSCHD0.8% · newQQQ0.8% · -20%DUK0.7% · -36%WM0.6% · -22%XOM0.6% · -1%ETN0.5% · newROPE0.5% · +35%MLI0.4% · newGLTR0.3% · +31%MLPX0.3% · -4%ARKQ0.2% · -30%BLOK0.2% · -0%VAW0.2% · -1%VOT0.2% · newMOO0.2% · -1%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 39.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Apr 26, 2024.
Assets Under Management
$3.48B
Discretionary
$3.44B
Employees
45
Accounts
6,045
Address
520 LAKE COOK ROAD
SUITE 520
DEERFIELD, IL 60015
SUITE 520
DEERFIELD, IL 60015
Phone
(224) 632-1600
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| COPELAND, DAVID, JAMES Control | CHIEF INVESTMENT OFFICER since Nov 2014 | Less than 5% | Individual |
| FOCUS OPERATING, LLC Control | MEMBER (MANAGER) since Nov 2014 | 75% or more | Domestic Entity |
| PRICE, NEAL, HOWARD Control | CHIEF FINANCIAL OFFICER since Nov 2014 | Less than 5% | Individual |
| Pflug, Lindsay, M Control | CHIEF OPERATING OFFICER since Nov 2022 | Less than 5% | Individual |
| bregenzer, Toni, E | CHIEF COMPLIANCE OFFICER since Nov 2022 | Less than 5% | Individual |
| CD&R ASSOCIATES XII, L.P. Control Indirect owner via CD&R FERDINAND CO-INVESTOR, L.P. | GENERAL PARTNER since Aug 2023 | General partner, trustee or manager | Foreign Entity |
| CD&R ASSOCIATES XII, L.P. Control Indirect owner via CLAYTON, DUBILIER & RICE FUND XII, L.P. | GENERAL PARTNER since Aug 2023 | General partner, trustee or manager | Foreign Entity |
| CD&R FERDINAND CO-INVESTOR, L.P. Control Indirect owner via CD&R FERDINAND HOLDINGS, L.P. | PARTNER since Aug 2023 | 25–50% | Foreign Entity |
| CD&R FERDINAND HOLDINGS, L.P. Control Indirect owner via FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER since Aug 2023 | 50–75% | Domestic Entity |
| CD&R INVESTMENT ASSOCIATES XII, LTD. Control Indirect owner via CD&R FERDINAND HOLDINGS, L.P. | GENERAL PARTNER since Aug 2023 | General partner, trustee or manager | Foreign Entity |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. Control Indirect owner via CD&R FERDINAND HOLDINGS, L.P. | PARTNER since Aug 2023 | 50–75% | Foreign Entity |
| FERDINAND FFP ACQUISITION, LLC Control Indirect owner via FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Control Indirect owner via FERDINAND FFP ACQUISITION, LLC | MEMBER since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP PARENT, INC Control Indirect owner via FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP ULTIMATE HOLDINGS, LP Control Indirect owner via FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK since Aug 2023 | 75% or more | Domestic Entity |
| FERDINAND FFP ULTIMATE HOLDINGS, LP Control Indirect owner via FERDINAND FFP PARENT, INC | SHAREHOLDER since Aug 2023 | 75% or more | Domestic Entity |
| FOCUS FINANCIAL PARTNERS INC. Control Indirect owner via FOCUS FINANCIAL PARTNERS, LLC | MEMBER since Jul 2018 | 75% or more | Domestic Entity |
| FOCUS FINANCIAL PARTNERS, LLC Control Indirect owner via FOCUS OPERATING, LLC | MEMBER since Jan 2007 | 75% or more | Domestic Entity |
Ownership & leadership changes · 11 filings with changes since Nov 26, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 27, 2024 filing
- ChangedFOCUS FINANCIAL PARTNERS INC. · indirect via FOCUS FINANCIAL PARTNERS, LLC: title MANAGING MEMBER → MEMBER
Oct 13, 2023 filing
- AddedCD&R ASSOCIATES XII, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via CD&R FERDINAND CO-INVESTOR, L.P. · control person
- AddedCD&R ASSOCIATES XII, L.P. · GENERAL PARTNER · General partner, trustee or manager · indirect via CLAYTON, DUBILIER & RICE FUND XII, L.P. · control person
- AddedCD&R INVESTMENT ASSOCIATES XII, LTD. · GENERAL PARTNER · General partner, trustee or manager · indirect via CD&R FERDINAND HOLDINGS, L.P. · control person
- ChangedCD&R FERDINAND HOLDINGS, L.P. · indirect via FERDINAND FFP ULTIMATE HOLDINGS, LP: title PARENT → PARTNER
Sep 26, 2023 filing
- AddedCD&R FERDINAND CO-INVESTOR, L.P. · PARTNER · 25–50% · indirect via CD&R FERDINAND HOLDINGS, L.P. · control person
- AddedCD&R FERDINAND HOLDINGS, L.P. · PARENT · 50–75% · indirect via FERDINAND FFP ULTIMATE HOLDINGS, LP · control person
- AddedCLAYTON, DUBILIER & RICE FUND XII, L.P. · PARTNER · 50–75% · indirect via CD&R FERDINAND HOLDINGS, L.P. · control person
- AddedFERDINAND FFP ACQUISITION, LLC · SHAREHOLDER, CLASS A COMMON STOCK · 75% or more · indirect via FOCUS FINANCIAL PARTNERS INC. · control person
- AddedFERDINAND FFP INTERMEDIATE HOLDINGS, LLC · MEMBER · 75% or more · indirect via FERDINAND FFP ACQUISITION, LLC · control person
- AddedFERDINAND FFP PARENT, INC · MEMBER · 75% or more · indirect via FERDINAND FFP INTERMEDIATE HOLDINGS, LLC · control person
- AddedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER, CLASS B COMMON STOCK · 75% or more · indirect via FOCUS FINANCIAL PARTNERS INC. · control person
- AddedFERDINAND FFP ULTIMATE HOLDINGS, LP · SHAREHOLDER · 75% or more · indirect via FERDINAND FFP PARENT, INC · control person
- ChangedFOCUS FINANCIAL PARTNERS INC. · indirect via FOCUS FINANCIAL PARTNERS, LLC: title MEMBER → MANAGING MEMBER
Mar 31, 2023 filing
- No longer listedPICKENS, JESSICA, ELIZABETH · CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2021
- AddedPflug, Lindsay, M · CHIEF OPERATING OFFICER · Less than 5% · control person
- Addedbregenzer, Toni, E · CHIEF COMPLIANCE OFFICER · Less than 5%
Nov 16, 2022 filing
- ChangedPICKENS, JESSICA, ELIZABETH · title CHIEF OPERATING OFFICER → CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
- ChangedPRICE, NEAL, HOWARD · title CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER → CHIEF FINANCIAL OFFICER
Mar 31, 2022 filing
- AddedPICKENS, JESSICA, ELIZABETH · CHIEF OPERATING OFFICER · Less than 5% · control person
Jan 15, 2021 filing
- No longer listedFAHEY-ULLRICH, MOIRA, ELLEN · CHIEF COMPLIANCE OFFICER AND CHIEF SOLUTIONS OFFICER · Less than 5% · control person · listed since Nov 2014
- ChangedPRICE, NEAL, HOWARD · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER
Aug 23, 2018 filing
- No longer listedTRIDENT FFP BLOCKER LLC · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person · listed since May 2017
- No longer listedTRIDENT FFP, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person · listed since Jul 2017
- No longer listedTRIDENT VI PARALLEL FUND, L.P. · MEMBER · 75% or more · indirect via TRIDENT FFP BLOCKER LLC · control person · listed since Apr 2017
- No longer listedTRIDENT VI, L.P. · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person · listed since May 2017
- AddedFOCUS FINANCIAL PARTNERS INC. · MEMBER · 75% or more · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
Jul 31, 2017 filing
- No longer listedCP FALCON AIV, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person · listed since Oct 2013
- AddedTRIDENT FFP BLOCKER LLC · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person
- AddedTRIDENT FFP, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
- AddedTRIDENT VI PARALLEL FUND, L.P. · MEMBER · 75% or more · indirect via TRIDENT FFP BLOCKER LLC · control person
- AddedTRIDENT VI, L.P. · LIMITED PARTNER · 25–50% · indirect via TRIDENT FFP, L.P. · control person
Mar 29, 2017 filing
- AddedCP FALCON AIV, L.P. · MEMBER · 25–50% · indirect via FOCUS FINANCIAL PARTNERS, LLC · control person
Older changes (2 more filings)
Mar 16, 2016 filing
- ChangedPRICE, NEAL, HOWARD · title CHIEF EXECUTIVE OFFICER → CHIEF FINANCIAL OFFICER
Nov 26, 2014 filing (earliest on record)
- ListedCOPELAND, DAVID, JAMES · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedFAHEY-ULLRICH, MOIRA, ELLEN · CHIEF COMPLIANCE OFFICER AND CHIEF SOLUTIONS OFFICER · Less than 5% · control person
- ListedFOCUS FINANCIAL PARTNERS, LLC · MEMBER · 75% or more · indirect via FOCUS OPERATING, LLC · control person
- ListedFOCUS OPERATING, LLC · MEMBER (MANAGER) · 75% or more · control person
- ListedPRICE, NEAL, HOWARD · CHIEF EXECUTIVE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- VANGUARD SCOTTSDALE FDS$12.5M +31.6%
- VANGUARD INTL EQUITY INDEX F$11.3M +202.2%
- SELECT SECTOR SPDR TR$5.8M +97.8%
- EXCHANGE LISTED FDS TR$4.6M +34.0%
- STATE STR SPDR S&P 500 ETF T$3.0M +13.2%
Top Trims
- VANECK ETF TRUST-$15.4M -97.4%
- SPDR SERIES TRUST-$6.7M -22.8%
- ISHARES TR-$6.1M -92.7%
- VANGUARD INDEX FDS-$5.1M -31.4%
- DUKE ENERGY CORP NEW-$3.8M -38.4%
New Positions
- NEXTERA ENERGY INC$12.5M
- EMERSON ELEC CO$10.0M
- CROWDSTRIKE HLDGS INC$7.5M
- SCHWAB STRATEGIC TR$6.7M
- EATON CORP PLC$4.3M
Exited Positions
- MARSH & MCLENNAN COS INC$9.5M
- HOULIHAN LOKEY INC$704.2K
- STERIS PLC$264.9K
- MCKESSON CORP$224.1K
- CREATIVE MEDIA & CMNTY TR$6.8K
Strategic Wealth Investment Group, LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPTI | 78464A672 | $64.1M | 7.77% | 2,256,234 | SH |
| 2 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $52.2M | 6.32% | 631,125 | SH |
| 3 | EXCHANGE LISTED FDS TR | BCUS | 30151E558 | $38.5M | 4.67% | 1,039,253 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $29.0M | 3.52% | 121,847 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $26.9M | 3.26% | 92,998 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $25.6M | 3.11% | 34,300 | SH |
| 7 | BROADCOM INC | AVGO | 11135F101 | $24.2M | 2.93% | 64,070 | SH |
| 8 | SPDR SERIES TRUST | SPTL | 78464A664 | $22.6M | 2.74% | 860,439 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $21.6M | 2.62% | 108,010 | SH |
| 10 | JPMORGAN CHASE & CO | JPM | 46625H100 | $20.9M | 2.54% | 63,927 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $20.2M | 2.45% | 54,215 | SH |
| 12 | SPDR GOLD TR | GLD | 78463V107 | $19.6M | 2.38% | 53,252 | SH |
| 13 | EXCHANGE LISTED FDS TR | BCIL | 30151E541 | $18.1M | 2.20% | 604,250 | SH |
| 14 | META PLATFORMS INC | META | 30303M102 | $17.9M | 2.17% | 31,747 | SH |
| 15 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $16.9M | 2.05% | 202,266 | SH |
| 16 | ALPHABET INC | GOOGL | 02079K305 | $16.7M | 2.03% | 46,826 | SH |
| 17 | THERMO FISHER SCIENTIFIC INC | TMO | 883556102 | $16.0M | 1.94% | 31,916 | SH |
| 18 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $15.0M | 1.81% | 14,800 | SH |
| 19 | HUBBELL INC | HUBB | 443510607 | $13.7M | 1.66% | 26,154 | SH |
| 20 | ELI LILLY & CO | LLY | 532457108 | $12.7M | 1.54% | 10,568 | SH |
| 21 | NEXTERA ENERGY INC | NEE | 65339F101 | $12.5M | 1.51% | 142,330 | SH |
| 22 | VISA INC | V | 92826C839 | $12.5M | 1.51% | 36,394 | SH |
| 23 | JOHNSON & JOHNSON | JNJ | 478160104 | $12.2M | 1.48% | 48,023 | SH |
| 24 | VANGUARD WHITEHALL FDS | VYMI | 921946794 | $12.1M | 1.47% | 123,648 | SH |
| 25 | SPDR SERIES TRUST | BIL | 78468R663 | $12.0M | 1.46% | 131,216 | SH |
| 26 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $11.7M | 1.42% | 12,485 | SH |
| 27 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $11.6M | 1.41% | 256,746 | SH |
| 28 | LINDE PLC | LIN | G54950103 | $11.1M | 1.35% | 21,418 | SH |
| 29 | VANGUARD INDEX FDS | VNQ | 922908553 | $11.1M | 1.34% | 115,029 | SH |
| 30 | BLACKSTONE INC | BX | 09260D107 | $10.5M | 1.28% | 89,405 | SH |
| 31 | PROCTER & GAMBLE CO | PG | 742718109 | $10.4M | 1.26% | 71,103 | SH |
| 32 | BOEING CO | BA | 097023105 | $10.0M | 1.21% | 46,178 | SH |
| 33 | EMERSON ELEC CO | EMR | 291011104 | $10.0M | 1.21% | 69,810 | SH |
| 34 | OREILLY AUTOMOTIVE INC | ORLY | 67103H107 | $10.0M | 1.21% | 108,262 | SH |
| 35 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $9.9M | 1.20% | 35,187 | SH |
| 36 | SALESFORCE INC | CRM | 79466L302 | $9.6M | 1.17% | 61,392 | SH |
| 37 | ABBVIE INC | ABBV | 00287Y109 | $9.3M | 1.13% | 37,016 | SH |
| 38 | PEPSICO INC | PEP | 713448108 | $9.2M | 1.12% | 68,073 | SH |
| 39 | NETFLIX INC. | NFLX | 64110L106 | $9.1M | 1.10% | 127,625 | SH |
| 40 | BOSTON SCIENTIFIC CORP | BSX | 101137107 | $8.9M | 1.08% | 209,615 | SH |
| 41 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $8.8M | 1.07% | 121,730 | SH |
| 42 | AMERICAN EXPRESS CO | AXP | 025816109 | $8.2M | 0.99% | 24,203 | SH |
| 43 | ISHARES TR | IXC | 464287341 | $7.7M | 0.94% | 157,645 | SH |
| 44 | DANAHER CORP DEL | DHR | 235851102 | $7.6M | 0.92% | 40,018 | SH |
| 45 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $7.5M | 0.91% | 9,791 | SH |
| 46 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $6.7M | 0.81% | 211,700 | SH |
| 47 | INVESCO QQQ TR | QQQ | 46090E103 | $6.6M | 0.80% | 8,951 | SH |
| 48 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $6.1M | 0.74% | 48,303 | SH |
| 49 | WASTE MGMT INC DEL | WM | 94106L109 | $4.9M | 0.59% | 21,999 | SH |
| 50 | EXXON MOBIL CORP | XOM | 30231G102 | $4.7M | 0.57% | 34,653 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-04 | $824.7M | 104 | 0001802365-26-000003 |
| 2026-03-31 | 2026-05-11 | $788.1M | 94 | 0001802365-26-000002 |
| 2025-12-31 | 2026-02-11 | $813.6M | 93 | 0001802365-26-000001 |
| 2025-09-30 | 2025-11-14 | $1.19B | 130 | 0001802365-25-000003 |
Filer Information
Address
500 N. HURSTBOURNE PKWYSUITE 120
LOUISVILLE, KY 40222
Phone
(502) 412-3354
Filing Manager
Strategic Wealth Investment Group, LLC
LOUISVILLE, KY
Signatory
Jennifer Wesolowski
Consultant