BALLAST ADVISORS LLC — 13F Holdings & Portfolio
CIK 1803415 · latest 13F-HR filed 2026-05-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$343.8K
Long-equity book
Holdings
394
Distinct positions
Period
2026-03-31
Filed 2026-05-13
Q/Q Activity
+225 / −7 / ↑0 / ↓168
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Trims
- SCHWAB U.S. LARGE-CAP ETF-$34.2M -99.9%
- SCHWAB U.S. LARGE-CAP VALUE ETF-$33.6M -99.9%
- SCHWAB INTERNATIONAL-$29.4M -99.9%
- SCHWAB U.S. LARGE-CAP GROWTH ETF-$28.5M -99.9%
- APPLE INC COM-$22.7M -99.9%
New Positions
- CONSTELLATION SOFTWARE, INC$1.7K
- T Rowe Price Capital Apprec Eq ETF$516
- Capital Group International Cor Eq ETF$509
- PHILIP MORRIS INTL INC COM$206
- COCA-COLA EUROPEAN PARTNERS PLC$200
Exited Positions
- SCHWAB STRATEGIC TR$15.8M
- SCHWAB STRATEGIC TR$7.0M
- ISHARES TR$98.6K
- SCHWAB STRATEGIC TR$23.9K
- ISHARES TR$2.4K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB U.S. LARGE-CAP VALUE ETF | SCHV | 808524409 | $36.4K | 10.60% | 1,194,193 | SH |
| 2 | SCHWAB U.S. LARGE-CAP ETF | SCHX | 808524201 | $34.2K | 9.96% | 1,335,277 | SH |
| 3 | SCHWAB INTERNATIONAL | SCHF | 808524805 | $30.0K | 8.73% | 1,212,048 | SH |
| 4 | SCHWAB U.S. LARGE-CAP GROWTH ETF | SCHG | 808524300 | $28.2K | 8.20% | 967,635 | SH |
| 5 | ISHARES CORE US | AGG | 464287226 | $19.8K | 5.76% | 199,428 | SH |
| 6 | APPLE INC COM | AAPL | 037833100 | $19.3K | 5.61% | 81,980 | SH |
| 7 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $12.1K | 3.51% | 40,967 | SH |
| 8 | ENTERPRISE PRODS PARTNERS L P COM | EPD | 293792107 | $11.8K | 3.42% | 310,519 | SH |
| 9 | MICROSOFT CORP COM | MSFT | 594918104 | $9.6K | 2.79% | 25,929 | SH |
| 10 | SCHWAB EMERGING MARKETS EQUITY ETF | SCHE | 808524706 | $9.0K | 2.63% | 274,403 | SH |
| 11 | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | TSM | 874039100 | $8.1K | 2.35% | 23,886 | SH |
| 12 | BERKSHIRE HATHAWAY | BRK.B | 084670702 | $5.9K | 1.72% | 12,343 | SH |
| 13 | NVIDIA CORP COM | NVDA | 67066G104 | $5.8K | 1.68% | 33,014 | SH |
| 14 | SCHWAB U.S. SMALL-CAP ETF | SCHA | 808524607 | $5.7K | 1.65% | 195,171 | SH |
| 15 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $4.7K | 1.36% | 64,899 | SH |
| 16 | AMAZON COM INC COM | AMZN | 023135106 | $4.4K | 1.29% | 21,281 | SH |
| 17 | SCHLUMBERGER LTD COM | SLB | 806857108 | $4.2K | 1.23% | 82,603 | SH |
| 18 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $4.2K | 1.22% | 14,566 | SH |
| 19 | CHARLES SCHWAB US REIT | SCHH | 808524847 | $2.7K | 0.79% | 125,904 | SH |
| 20 | VISA INC COM CL A | V | 92826C839 | $2.6K | 0.76% | 8,628 | SH |
| 21 | COSTCO WHSL CORP NEW COM | COST | 22160K105 | $2.4K | 0.69% | 2,369 | SH |
| 22 | META PLATFORMS INC | META | 30303M102 | $2.3K | 0.65% | 3,934 | SH |
| 23 | BLACKSTONE GROUP INC | BX | 09260D107 | $2.2K | 0.64% | 19,040 | SH |
| 24 | SCHWAB US AGGREGATE BOND | SCHZ | 808524839 | $2.2K | 0.63% | 93,220 | SH |
| 25 | VANGUARD EMERGING MKTS GOVT BD ETF | VWOB | 921946885 | $2.1K | 0.62% | 32,401 | SH |
| 26 | ISHARES RUSSELL 2000 ETF | IWM | 464287655 | $2.1K | 0.60% | 8,308 | SH |
| 27 | TESLA INC COM | TSLA | 88160R101 | $1.8K | 0.52% | 4,817 | SH |
| 28 | NXP SEMICONDUCTORS | NXPI | N6596X109 | $1.8K | 0.52% | 9,078 | SH |
| 29 | REAL ESTATE SELECT SCTR | XLRE | 81369Y860 | $1.8K | 0.52% | 43,705 | SH |
| 30 | ECOLAB INC COM | ECL | 278865100 | $1.7K | 0.50% | 6,473 | SH |
| 31 | CONSTELLATION SOFTWARE, INC | CNSWF | 21037X134 | $1.7K | 0.50% | 976 | SH |
| 32 | PEPSICO INC COM | PEP | 713448108 | $1.5K | 0.45% | 9,964 | SH |
| 33 | SPDR PORTFOLIO DEVELOPED WLD EX-US ETF | SPDW | 78463X889 | $1.5K | 0.45% | 33,815 | SH |
| 34 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $1.5K | 0.43% | 5,157 | SH |
| 35 | NORTHERN TECHNOLOGIES INTERNATIONAL CORP | NTIC | 665809109 | $1.4K | 0.41% | 171,047 | SH |
| 36 | ISHARES RUSSELL 1000 GROWTH ETF | IWF | 464287614 | $1.4K | 0.41% | 3,301 | SH |
| 37 | STRYKER CORP COM | SYK | 863667101 | $1.4K | 0.40% | 4,185 | SH |
| 38 | MOODY'S CORPORATION | MCO | 615369105 | $1.4K | 0.40% | 3,134 | SH |
| 39 | ILLINOIS TOOL WORKS INC | ITW | 452308109 | $1.3K | 0.38% | 5,059 | SH |
| 40 | COCA COLA CO COM | KO | 191216100 | $1.3K | 0.36% | 16,454 | SH |
| 41 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $1.2K | 0.36% | 1,913 | SH |
| 42 | THERMO FISHER SCIENTIFIC INC COM | TMO | 883556102 | $1.2K | 0.34% | 2,354 | SH |
| 43 | MITSUBISHI UFJ FINANCIAL GROUP INC | MUFG | 606822104 | $1.1K | 0.31% | 63,069 | SH |
| 44 | DANAHER CORP DEL COM | DHR | 235851102 | $1.0K | 0.30% | 5,395 | SH |
| 45 | SPDR S&P 500 ETF | SPY | 78462F103 | $998 | 0.29% | 1,534 | SH |
| 46 | 3M CO COM | MMM | 88579Y101 | $923 | 0.27% | 6,358 | SH |
| 47 | EXXON MOBIL CORP COM | XOM | 30231G102 | $909 | 0.26% | 5,356 | SH |
| 48 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $879 | 0.26% | 3,598 | SH |
| 49 | ACCENTURE PLC | ACN | G1151C101 | $860 | 0.25% | 4,336 | SH |
| 50 | CHEVRON CORP NEW COM | CVX | 166764100 | $838 | 0.24% | 4,049 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-13 | $343.8K | 394 | 0001803415-26-000002 |
| 2025-12-31 | 2026-02-03 | $362.5M | 175 | 0001398344-26-001934 |
| 2025-09-30 | 2025-11-12 | $363.1M | 180 | 0001398344-25-020738 |