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Rise Advisors, LLC — 13F Holdings & Portfolio

CIK 1831316 · latest 13F-HR filed 2026-04-03

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$283.7M

Long-equity book

Holdings

94

Distinct positions

Period

2026-03-31

Filed 2026-04-03

Q/Q Activity

+4 / −8 / ↑23 / ↓34

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • FIRST TRUST RISING DIVIDEND ACHIEVERS ETF$1.9M +6.2%
  • STATE STREET ENERGY SELECT SECTOR SPDR ETF$1.7M +37.6%
  • FT VEST INVESTMENT GRADE & TARGET INCOME ETF$1.6M +9.4%
  • FT VEST LADDERED MODERATE BUFFER ETF$993.8K +5.7%
  • EXXON MOBIL CORP COM$429.4K +34.2%
Show all 23 →

Top Trims

  • VANGUARD GROWTH ETF-$3.2M -6.5%
  • MICROSOFT CORP COM-$1.1M -25.1%
  • BERKSHIRE HATHAWAY INC DEL CL B NEW-$557.9K -12.6%
  • NVIDIA CORPORATION COM-$294.5K -6.4%
  • AMAZON COM INC COM-$247.2K -9.4%
Show all 34 →

New Positions

  • VANGUARD NEW YORK TAX-EXEMPT BOND ETF$2.5M
  • CORNING INC COM$289.2K
  • ISHARES SELECT DIVIDEND ETF$204.0K
  • VANGUARD HIGH DIVIDEND YIELD INDEX ETF$200.3K
Show all 4 →

Exited Positions

  • JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF$1.1M
  • STATE STREET FINANCIAL SELECT SECTOR SPDR ETF$457.8K
  • VANGUARD S&P MID-CAP 400 VALUE ETF$307.3K
  • DISNEY WALT CO COM$224.1K
  • INTUITIVE SURGICAL INC COM NEW$220.9K
Show all 8 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD GROWTH ETF VUG 922908736 $46.2M 16.30% 104,728 SH
2 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $32.5M 11.46% 472,396 SH
3 VANGUARD VALUE ETF VTV 922908744 $30.1M 10.61% 153,093 SH
4 VANGUARD CORE BOND ETF VCRB 922020748 $23.3M 8.19% 301,439 SH
5 FT VEST LADDERED MODERATE BUFFER ETF BUFZ 33740U729 $18.4M 6.49% 699,118 SH
6 FT VEST INVESTMENT GRADE & TARGET INCOME ETF LQTI 33738D747 $18.2M 6.42% 936,647 SH
7 JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF JSMD 47103U209 $15.4M 5.43% 191,762 SH
8 FIDELITY TOTAL BOND ETF FBND 316188309 $15.1M 5.31% 330,148 SH
9 JANUS HENDERSON SHORT DURATION INCOME ETF VNLA 47103U886 $13.0M 4.57% 265,576 SH
10 STATE STREET ENERGY SELECT SECTOR SPDR ETF XLE 81369Y506 $6.3M 2.22% 106,984 SH
11 NVIDIA CORPORATION COM NVDA 67066G104 $4.3M 1.52% 24,566 SH
12 APPLE INC COM AAPL 037833100 $4.3M 1.50% 16,649 SH
13 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $3.9M 1.36% 8,093 SH
14 MICROSOFT CORP COM MSFT 594918104 $3.2M 1.12% 8,626 SH
15 JPMORGAN ULTRA-SHORT INCOME ETF JPST 46641Q837 $3.1M 1.10% 61,807 SH
16 VANGUARD NEW YORK TAX-EXEMPT BOND ETF MUNY 92204H400 $2.5M 0.89% 24,668 SH
17 ALPHABET INC CAP STK CL C GOOG 02079K107 $2.5M 0.88% 8,455 SH
18 AMAZON COM INC COM AMZN 023135106 $2.4M 0.84% 11,339 SH
19 EXXON MOBIL CORP COM XOM 30231G102 $1.7M 0.59% 10,473 SH
20 ISHARES RUSSELL 2000 ETF IWM 464287655 $1.4M 0.51% 5,753 SH
21 DIMENSIONAL U S CORE EQUITY 2 ETF DFAC 25434V708 $1.3M 0.45% 32,906 SH
22 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $1.3M 0.44% 1,917 SH
23 JOHNSON & JOHNSON COM JNJ 478160104 $1.1M 0.38% 4,417 SH
24 TESLA INC COM TSLA 88160R101 $1.1M 0.38% 2,818 SH
25 JPMORGAN CHASE & CO COM JPM 46625H100 $1.1M 0.38% 3,634 SH
26 BROADCOM INC COM AVGO 11135F101 $1.0M 0.35% 3,212 SH
27 CATERPILLAR INC COM CAT 149123101 $934.8K 0.33% 1,280 SH
28 TOMPKINS FINL CORP COM TMP 890110109 $919.7K 0.32% 11,630 SH
29 META PLATFORMS INC CL A META 30303M102 $895.8K 0.32% 1,547 SH
30 MICRON TECHNOLOGY INC COM MU 595112103 $840.3K 0.30% 2,284 SH
31 STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF XLV 81369Y209 $818.5K 0.29% 5,540 SH
32 STATE STREET SPDR S&P MIDCAP 400 ETF TRUST MDY 78467Y107 $804.1K 0.28% 1,293 SH
33 DIMENSIONAL WORLD EX U S CORE EQUITY 2 ETF DFAX 25434V880 $800.1K 0.28% 23,244 SH
34 JANUS HENDERSON AAA CLO ETF JAAA 47103U845 $798.5K 0.28% 15,853 SH
35 COSTCO WHOLESALE CORPORATION COM COST 22160K105 $758.1K 0.27% 761 SH
36 CISCO SYS INC COM CSCO 17275R102 $757.8K 0.27% 9,724 SH
37 ELI LILLY & CO COM LLY 532457108 $712.3K 0.25% 746 SH
38 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $697.0K 0.25% 3,232 SH
39 ISHARES FLOATING RATE BOND ETF FLOT 46429B655 $618.8K 0.22% 12,199 SH
40 BOEING CO COM BA 097023105 $614.7K 0.22% 2,965 SH
41 COCA COLA CO COM KO 191216100 $613.9K 0.22% 8,069 SH
42 BANK AMERICA CORP COM BAC 060505104 $606.6K 0.21% 12,311 SH
43 GOLDMAN SACHS GROUP INC COM GS 38141G104 $582.1K 0.21% 677 SH
44 WALMART INC COM WMT 931142103 $551.5K 0.19% 4,421 SH
45 MCDONALDS CORP COM MCD 580135101 $543.2K 0.19% 1,768 SH
46 MASTERCARD INCORPORATED CL A MA 57636Q104 $509.2K 0.18% 1,036 SH
47 RTX CORPORATION COM RTX 75513E101 $497.3K 0.18% 2,554 SH
48 ALPHABET INC CAP STK CL A GOOGL 02079K305 $478.7K 0.17% 1,610 SH
49 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $478.6K 0.17% 819 SH
50 EATON CORP PLC SHS ETN G29183103 $478.0K 0.17% 1,308 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-03 $283.7M 94 0001831316-26-000003
2025-12-31 2026-02-11 $280.3M 98 0001831316-26-000001