Carter Financial Group, INC. — 13F Holdings & Portfolio
CIK 1919749 · latest 13F-HR filed 2026-07-30
Carter Financial Group, INC. manages $192.9M in 13F-reported U.S. long-equity assets across 134 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BRK.B (10.81%), QQQM (6.93%), DBEF (4.53%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 20 new positions and exited 12; 72 existing positions rose in reported value and 18 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-07-30
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 47.2%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 5, 2026.
BARRINGTON, IL 60010
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CARTER, KEVIN, KENNETH Control | PRESIDENT since Oct 2019 | 75% or more | Individual |
| HAGAN, STEPHANIE, LEIGH | MEMBER since Oct 2019 | 5–10% | Individual |
| KARCH, JENNIFER, ANN | MEMBER since Jan 2018 | Less than 5% | Individual |
| SADZEWICZ, GERY, JOSEPH | CHIEF COMPLIANCE OFFICER since May 2019 | Less than 5% | Individual |
Ownership & leadership changes · 1 filing with changes since Feb 19, 2020
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedSADZEWICZ, GERY, JOSEPH · no longer a control person
- ListedCARTER, KEVIN, KENNETH · PRESIDENT · 75% or more · control person
- ListedHAGAN, STEPHANIE, LEIGH · MEMBER · 5–10%
- ListedKARCH, JENNIFER, ANN · MEMBER · Less than 5%
- ListedSADZEWICZ, GERY, JOSEPH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- TIDAL TRUST III$5.4M +405.9%
- AMERICAN CENTY ETF TR$4.8M +1811.8%
- INVESCO EXCH TRADED FD TR II$2.3M +20.9%
- DBX ETF TR$1.9M +27.8%
- VANECK ETF TRUST$1.2M +70.2%
Top Trims
- PACER FDS TR-$4.0M -84.7%
- CAMBRIA ETF TR-$2.4M -79.7%
- GABELLI ETFS TRUST-$1.3M -47.9%
- BITWISE BITCOIN ETF TR-$529.0K -10.5%
- PALANTIR TECHNOLOGIES INC-$481.1K -23.8%
New Positions
- INNOVATOR ETFS TRUST$8.3M
- SPACE EXPLORATION TECHN CORP$1.3M
- APPLIED MATLS INC$543.7K
- SEAGATE TECHNOLOGY HLDNGS PL$377.8K
- BHP BILLITON LIMITED$324.7K
Exited Positions
- State Street(R) SPDR(R) S&P(R) Biotech ETF$244.9K
- Netflix Inc$240.2K
- AstraZeneca PLC$217.7K
- Verizon Communications Inc$213.6K
- Agnico Eagle Mines Ltd$210.9K
Carter Financial Group, INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $20.9M | 10.81% | 41,693 | SH |
| 2 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $13.4M | 6.93% | 44,132 | SH |
| 3 | DBX ETF TR | DBEF | 233051200 | $8.7M | 4.53% | 159,889 | SH |
| 4 | AMPLIFY ETF TR | DIVO | 032108409 | $8.3M | 4.30% | 181,372 | SH |
| 5 | INNOVATOR ETFS TRUST | BALT | 45783Y855 | $8.3M | 4.29% | 241,453 | SH |
| 6 | AMPLIFY ETF TR | BLOK | 032108607 | $7.5M | 3.90% | 120,017 | SH |
| 7 | TIDAL TRUST III | AIS | 45259A845 | $6.7M | 3.47% | 78,482 | SH |
| 8 | APPLE INC | AAPL | 037833100 | $6.5M | 3.36% | 22,405 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $5.7M | 2.96% | 28,527 | SH |
| 10 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $5.0M | 2.62% | 40,465 | SH |
| 11 | NEOS ETF TRUST | BNDI | 78433H402 | $4.8M | 2.47% | 101,455 | SH |
| 12 | BITWISE BITCOIN ETF TR | BITB | 09174C104 | $4.5M | 2.33% | 140,837 | SH |
| 13 | ALPHABET INC | GOOG | 02079K107 | $3.9M | 2.04% | 11,156 | SH |
| 14 | ALPHABET INC | GOOGL | 02079K305 | $3.0M | 1.57% | 8,494 | SH |
| 15 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $3.0M | 1.54% | 49,782 | SH |
| 16 | INVESCO QQQ TR | QQQ | 46090E103 | $2.9M | 1.51% | 3,960 | SH |
| 17 | VANECK ETF TRUST | SMH | 92189F676 | $2.8M | 1.47% | 4,318 | SH |
| 18 | MICROSOFT CORP | MSFT | 594918104 | $2.6M | 1.34% | 6,918 | SH |
| 19 | SCHWAB STRATEGIC TR | SCHC | 808524888 | $2.5M | 1.29% | 51,810 | SH |
| 20 | TESLA INC | TSLA | 88160R101 | $2.3M | 1.18% | 5,415 | SH |
| 21 | JANUS DETROIT STR TR | JMBS | 47103U852 | $1.9M | 0.99% | 42,365 | SH |
| 22 | AMAZON COM INC | AMZN | 023135106 | $1.8M | 0.95% | 7,729 | SH |
| 23 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $1.8M | 0.95% | 36,222 | SH |
| 24 | SCHWAB STRATEGIC TR | SCHH | 808524847 | $1.8M | 0.94% | 76,887 | SH |
| 25 | INVESCO EXCHANGE TRADED FD T | PPA | 46137V100 | $1.7M | 0.91% | 9,887 | SH |
| 26 | GLOBAL X FDS | SHLD | 37960A529 | $1.6M | 0.85% | 27,386 | SH |
| 27 | INTEL CORP | INTC | 458140100 | $1.6M | 0.84% | 11,562 | SH |
| 28 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $1.5M | 0.80% | 13,180 | SH |
| 29 | EXXON MOBIL CORP | XOM | 30231G102 | $1.5M | 0.77% | 10,929 | SH |
| 30 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.5M | 0.76% | 1,966 | SH |
| 31 | GABELLI ETFS TRUST | GABF | 36261K400 | $1.4M | 0.72% | 31,728 | SH |
| 32 | ZACKS TRUST | ZECP | 98888G105 | $1.4M | 0.72% | 36,973 | SH |
| 33 | ARISTA NETWORKS INC | ANET | 040413205 | $1.4M | 0.71% | 8,088 | SH |
| 34 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $1.3M | 0.69% | 7,809 | SH |
| 35 | ISHARES TR | IWV | 464287689 | $1.3M | 0.69% | 3,115 | SH |
| 36 | VANGUARD INDEX FDS | VOO | 922908363 | $1.3M | 0.68% | 1,920 | SH |
| 37 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $1.3M | 0.67% | 26,821 | SH |
| 38 | ILLINOIS TOOL WKS INC | ITW | 452308109 | $1.2M | 0.63% | 4,481 | SH |
| 39 | VANGUARD MUN BD FDS | VTEB | 922907746 | $1.2M | 0.60% | 22,799 | SH |
| 40 | NGL ENERGY PARTNERS LP | NGL | 62913M107 | $1.1M | 0.55% | 66,889 | SH |
| 41 | SPDR SERIES TRUST | SLYV | 78464A300 | $978.0K | 0.51% | 8,964 | SH |
| 42 | MICRON TECHNOLOGY INC | MU | 595112103 | $966.1K | 0.50% | 837 | SH |
| 43 | RTX CORPORATION | RTX | 75513E101 | $939.3K | 0.49% | 4,951 | SH |
| 44 | ISHARES TR | MBB | 464288588 | $934.3K | 0.48% | 9,885 | SH |
| 45 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $882.5K | 0.46% | 1,519 | SH |
| 46 | ETF SER SOLUTIONS | QTUM | 26922A420 | $832.9K | 0.43% | 5,036 | SH |
| 47 | ISHARES TR | EMB | 464288281 | $813.6K | 0.42% | 8,436 | SH |
| 48 | WALMART INC | WMT | 931142103 | $812.2K | 0.42% | 7,171 | SH |
| 49 | AMGEN INC | AMGN | 031162100 | $809.6K | 0.42% | 2,236 | SH |
| 50 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $784.3K | 0.41% | 9,490 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-30 | $192.9M | 134 | 0001104659-26-088534 |
| 2026-03-31 | 2026-04-27 | $161.7M | 126 | 0001104659-26-049334 |
| 2025-12-31 | 2026-02-13 | $168.6M | 121 | 0001104659-26-014882 |
BARRINGTON, IL 60010