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Cape Investment Advisory, Inc. — 13F Holdings & Portfolio

CIK 1944437 · latest 13F-HR filed 2026-07-23

Backtest portfolio

Cape Investment Advisory, Inc. manages $374.1M in 13F-reported U.S. long-equity assets across 2,064 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SCHB (12.28%), SCHV (5.56%), BINC (3.08%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 1,222 new positions, exited 0, added to 117, and trimmed 63.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
1600 PENNSYLVANIA AVE
MCDONOUGH, GA 30253
Phone
(678) 583-1120
Filing Manager
Cape Investment Advisory, Inc.
MCDONOUGH, GA
Signatory
Rachel Faulk
Chief Compliance Officer
Loading holdings…
AUM

$374.1M

Long-equity book

Holdings

2,064

Distinct positions

Period

2026-06-30

Filed 2026-07-23

Q/Q Activity

+1222 / −0 / ↑117 / ↓63

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SCHWAB STRATEGIC TR$6.5M +16.3%
  • SCHWAB STRATEGIC TR$2.6M +14.2%
  • MICRON TECHNOLOGY INC$2.2M +165.2%
  • ISHARES TR$2.1M +56.0%
  • SCHWAB STRATEGIC TR$1.1M +18.8%
Show all 117 →

Top Trims

  • STARBUCKS CORP-$1.2M -96.1%
  • CHEVRON CORPORATION-$1.0M -24.8%
  • COCA COLA CO-$840.1K -17.1%
  • ISHARES TR-$425.9K -99.8%
  • EXXON MOBIL CORP-$384.7K -24.8%
Show all 63 →

New Positions

  • GALLAGHER ARTHUR J & CO$989.7K
  • S&P GLOBAL INC$940.0K
  • SPACE EXPLORATION TECHN CORP$610.0K
  • TEXAS INSTRS INC$366.3K
  • KLA CORP$356.3K
Show all 1222 →

Exited Positions

  • No exits this quarter.
Show all 0 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR SCHB 808524102 $45.9M 12.28% 1,586,033 SH
2 SCHWAB STRATEGIC TR SCHV 808524409 $20.8M 5.56% 597,402 SH
3 BLACKROCK ETF TRUST II BINC 092528603 $11.5M 3.08% 219,978 SH
4 SCHWAB STRATEGIC TR SCHJ 808524714 $8.5M 2.28% 346,191 SH
5 SCHWAB STRATEGIC TR SCHG 808524300 $8.4M 2.25% 248,405 SH
6 SCHWAB STRATEGIC TR SCHM 808524508 $7.2M 1.92% 194,841 SH
7 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $6.4M 1.71% 30,062 SH
8 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $6.4M 1.70% 8,508 SH
9 SCHWAB STRATEGIC TR SCHD 808524797 $5.7M 1.52% 179,537 SH
10 SCHWAB STRATEGIC TR SCHE 808524706 $4.4M 1.19% 122,438 SH
11 APPLE INC AAPL 037833100 $4.4M 1.18% 15,196 SH
12 MICROSOFT CORP MSFT 594918104 $4.4M 1.17% 11,710 SH
13 SCHWAB STRATEGIC TR SCHF 808524805 $4.3M 1.16% 156,102 SH
14 UNIFIED SER TR MGMT 90470L550 $4.1M 1.11% 81,430 SH
15 JANUS DETROIT STR TR VNLA 47103U886 $4.1M 1.09% 83,657 SH
16 COCA COLA CO KO 191216100 $3.9M 1.04% 47,798 SH
17 ISHARES TR IVV 464287200 $3.7M 0.99% 4,931 SH
18 ALPHABET INC GOOGL 02079K305 $3.4M 0.92% 9,587 SH
19 MICRON TECHNOLOGY INC MU 595112103 $3.2M 0.87% 2,812 SH
20 CHEVRON CORPORATION CVX 166764100 $3.1M 0.82% 18,529 SH
21 ALPHABET INC GOOG 02079K107 $2.9M 0.78% 8,300 SH
22 AMAZON COM INC AMZN 023135106 $2.8M 0.76% 11,914 SH
23 NVIDIA CORPORATION NVDA 67066G104 $2.8M 0.76% 14,115 SH
24 ALPHABET INC GOOGL 02079K305 $2.5M 0.67% 6,966 SH
25 INVESCO QQQ TR QQQ 46090E103 $2.5M 0.66% 3,367 SH
26 SOUTHERN CO SO 842587107 $2.4M 0.65% 25,507 SH
27 AMAZON COM INC AMZN 023135106 $2.4M 0.65% 10,141 SH
28 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $2.4M 0.64% 5,007 SH
29 ISHARES TR ILCG 464287119 $2.4M 0.64% 20,371 SH
30 INNOVATOR ETFS TRUST PJUN 45782C748 $2.2M 0.58% 50,500 SH
31 SPDR SERIES TRUST SPYM 78464A854 $2.2M 0.58% 24,725 SH
32 MICROSOFT CORP MSFT 594918104 $2.1M 0.56% 5,566 SH
33 ISHARES TR IVV 464287200 $2.0M 0.54% 2,713 SH
34 METROCITY BANKSHARES INC MCBS 59165J105 $2.0M 0.54% 56,254 SH
35 APPLIED MATLS INC AMAT 038222105 $2.0M 0.53% 2,768 SH
36 ISHARES TR IUSB 46434V613 $2.0M 0.53% 42,757 SH
37 JANUS DETROIT STR TR JAAA 47103U845 $1.9M 0.51% 37,714 SH
38 SPDR SERIES TRUST SPYM 78464A854 $1.9M 0.50% 21,356 SH
39 INNOVATOR ETFS TRUST PNOV 45782C573 $1.8M 0.49% 41,700 SH
40 SCHWAB STRATEGIC TR SCHH 808524847 $1.8M 0.49% 77,095 SH
41 SCHWAB CHARLES CORP SCHW 808513105 $1.7M 0.47% 18,906 SH
42 INNOVATOR ETFS TRUST POCT 45782C797 $1.7M 0.46% 37,350 SH
43 INNOVATOR ETFS TRUST PSEP 45782C656 $1.7M 0.46% 37,161 SH
44 SCHWAB STRATEGIC TR SCHY 808524672 $1.7M 0.44% 52,335 SH
45 SCHWAB STRATEGIC TR SCHA 808524607 $1.7M 0.44% 45,717 SH
46 META PLATFORMS INC META 30303M102 $1.6M 0.44% 2,909 SH
47 INNOVATOR ETFS TRUST DDFM 45784N379 $1.6M 0.42% 79,661 SH
48 BOOKING HOLDINGS INC BKNG 09857L108 $1.5M 0.41% 8,640 SH
49 META PLATFORMS INC META 30303M102 $1.5M 0.40% 2,675 SH
50 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $1.5M 0.40% 4,917 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-23 $374.1M 2,064 0001944437-26-000004
2026-03-31 2026-05-15 $300.7M 383 0001944437-26-000002
2025-12-31 2026-02-17 $325.1M 1,729 0001944437-26-000001
2025-09-30 2025-12-29 $101.7M 1,199 0001944437-25-000006