Cape Investment Advisory, Inc. — 13F Holdings & Portfolio
CIK 1944437 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$300.7M
Long-equity book
Holdings
383
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+4 / −1085 / ↑90 / ↓68
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- COCA COLA CO$2.7M +124.6%
- BLACKROCK ETF TRUST II$918.6K +8.9%
- INTERCONTINENTAL EXCHANGE IN$897.4K +1259.3%
- CHEVRON CORPORATION$867.2K +26.2%
- ISHARES TR$851.4K +30.2%
Top Trims
- MICROSOFT CORP-$1.7M -21.6%
- ALPHABET INC-$949.8K -15.6%
- SCHWAB STRATEGIC TR-$901.6K -10.8%
- APPLE INC-$790.0K -16.3%
- IQVIA HLDGS INC-$634.9K -26.4%
New Positions
- INNOVATOR ETFS TRUST$1.5M
- BLACKROCK ETF TRUST$261.3K
- BLACKROCK ETF TRUST$251.0K
- CLARITEV CORPORATION$167.1K
Exited Positions
- DIAGEO PLC$853.9K
- CARMAX INC$602.3K
- ISHARES TR$532.6K
- PRINCIPAL EXCHANGE TRADED FD$253.6K
- MCDONALDS CORP$221.4K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $39.5M | 13.13% | 1,572,636 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $18.2M | 6.06% | 597,150 | SH |
| 3 | BLACKROCK ETF TRUST II | BINC | 092528603 | $11.0M | 3.65% | 211,611 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHJ | 808524714 | $8.4M | 2.80% | 340,246 | SH |
| 5 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $7.3M | 2.44% | 251,428 | SH |
| 6 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $6.0M | 2.01% | 195,349 | SH |
| 7 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $5.9M | 1.95% | 30,510 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $5.6M | 1.88% | 184,113 | SH |
| 9 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $5.2M | 1.75% | 8,069 | SH |
| 10 | COCA COLA CO | KO | 191216100 | $4.7M | 1.57% | 62,219 | SH |
| 11 | CHEVRON CORPORATION | CVX | 166764100 | $4.1M | 1.37% | 19,968 | SH |
| 12 | MICROSOFT CORP | MSFT | 594918104 | $4.0M | 1.33% | 10,766 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $3.9M | 1.30% | 118,998 | SH |
| 14 | JANUS DETROIT STR TR | VNLA | 47103U886 | $3.9M | 1.30% | 80,083 | SH |
| 15 | APPLE INC | AAPL | 037833100 | $3.8M | 1.28% | 15,138 | SH |
| 16 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $3.8M | 1.26% | 152,970 | SH |
| 17 | UNIFIED SER TR | MGMT | 90470L550 | $3.7M | 1.22% | 81,233 | SH |
| 18 | ALPHABET INC | GOOGL | 02079K305 | $2.8M | 0.92% | 9,574 | SH |
| 19 | SOUTHERN CO | SO | 842587107 | $2.5M | 0.82% | 25,470 | SH |
| 20 | ALPHABET INC | GOOG | 02079K107 | $2.4M | 0.79% | 8,326 | SH |
| 21 | ALPHABET INC | GOOGL | 02079K305 | $2.4M | 0.79% | 8,285 | SH |
| 22 | AMAZON COM INC | AMZN | 023135106 | $2.4M | 0.79% | 11,406 | SH |
| 23 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.3M | 0.76% | 13,100 | SH |
| 24 | AMAZON COM INC | AMZN | 023135106 | $2.2M | 0.72% | 10,388 | SH |
| 25 | ISHARES TR | IVV | 464287200 | $2.2M | 0.72% | 3,305 | SH |
| 26 | MICROSOFT CORP | MSFT | 594918104 | $2.1M | 0.69% | 5,573 | SH |
| 27 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $2.0M | 0.67% | 5,963 | SH |
| 28 | JANUS DETROIT STR TR | JAAA | 47103U845 | $2.0M | 0.67% | 39,967 | SH |
| 29 | ISHARES TR | ILCG | 464287119 | $2.0M | 0.65% | 20,455 | SH |
| 30 | SCHWAB CHARLES CORP | SCHW | 808513105 | $1.9M | 0.64% | 20,343 | SH |
| 31 | ISHARES TR | IUSB | 46434V613 | $1.8M | 0.61% | 39,884 | SH |
| 32 | INVESCO QQQ TR | QQQ | 46090E103 | $1.8M | 0.61% | 3,191 | SH |
| 33 | SCHWAB STRATEGIC TR | SCHH | 808524847 | $1.8M | 0.58% | 81,563 | SH |
| 34 | SPDR SERIES TRUST | SPYM | 78464A854 | $1.7M | 0.58% | 22,839 | SH |
| 35 | INNOVATOR ETFS TRUST | PJUN | 45782C748 | $1.7M | 0.58% | 41,525 | SH |
| 36 | METROCITY BANKSHARES INC | MCBS | 59165J105 | $1.7M | 0.57% | 59,752 | SH |
| 37 | INNOVATOR ETFS TRUST | PNOV | 45782C573 | $1.7M | 0.57% | 41,700 | SH |
| 38 | META PLATFORMS INC | META | 30303M102 | $1.7M | 0.56% | 2,968 | SH |
| 39 | SPDR SERIES TRUST | SPYM | 78464A854 | $1.6M | 0.54% | 21,248 | SH |
| 40 | INNOVATOR ETFS TRUST | POCT | 45782C797 | $1.6M | 0.54% | 37,450 | SH |
| 41 | BOOKING HOLDINGS INC | BKNG | 09857L108 | $1.6M | 0.53% | 378 | SH |
| 42 | INNOVATOR ETFS TRUST | PSEP | 45782C656 | $1.6M | 0.53% | 36,661 | SH |
| 43 | SCHWAB STRATEGIC TR | SCHY | 808524672 | $1.6M | 0.52% | 49,312 | SH |
| 44 | ISHARES TR | IVV | 464287200 | $1.5M | 0.50% | 2,314 | SH |
| 45 | INNOVATOR ETFS TRUST | DDFM | 45784N379 | $1.5M | 0.49% | 78,161 | SH |
| 46 | IQVIA HLDGS INC | IQV | 46266C105 | $1.5M | 0.49% | 8,589 | SH |
| 47 | APPLIED MATLS INC | AMAT | 038222105 | $1.5M | 0.49% | 4,268 | SH |
| 48 | META PLATFORMS INC | META | 30303M102 | $1.4M | 0.48% | 2,524 | SH |
| 49 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $1.4M | 0.46% | 47,862 | SH |
| 50 | VISA INC | V | 92826C839 | $1.4M | 0.46% | 4,530 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $300.7M | 383 | 0001944437-26-000002 |
| 2025-12-31 | 2026-02-17 | $325.1M | 1,729 | 0001944437-26-000001 |
| 2025-09-30 | 2025-12-29 | $101.7M | 1,199 | 0001944437-25-000006 |