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Pine Valley Investments Ltd Liability Co — 13F Holdings & Portfolio

CIK 1975417 · latest 13F-HR filed 2026-07-24

Backtest portfolio

Pine Valley Investments Ltd Liability Co manages $2.53B in 13F-reported U.S. long-equity assets across 610 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (4.44%), AAPL (2.90%), NVDA (2.72%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 58 new positions and exited 24; 297 existing positions rose in reported value and 95 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$2.53B

Long-equity book

Holdings
610

Distinct positions

Period
2026-06-30

Filed 2026-07-24

Q/Q Activity
+58 / −24 / ↑297 / ↓95

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPY4.8% · +6%AAPL3.1% · -2%NVDA2.9% · -1%GPN2.2% · +30%CNC2.1% · -24%QQQ2.0% · +3%CE1.8% · +13%MSFT1.7% · +1%MOH1.6% · -8%GPK1.6% · newGOOG1.6% · -6%AMZN1.4% · -1%HOG1.4% · -42%UITB1.3% · +15%JNJ1.3% · -2%CRUX1.2% · +119%GOOGL1.2% · -2%ADT1.2% · +62%FTCB1.1% · +4%FIS1.0% · newRDVY1.0% · +3%JAAA1.0% · +6%META0.9% · +9%AGO0.9% · -0%EQT0.8% · -10%JBND0.8% · +7%AMAT0.8% · -10%IVV0.8% · -1%ABBV0.8% · -5%LRCX0.8% · -2%SDVY0.7% · +5%FTNT0.7% · -12%JTEK0.7% · +6%MMM0.7% · +0%JMBS0.7% · +14%XOM0.7% · -10%FLO0.7% · newJIVE0.7% · +10%WBD0.7% · -47%TDIV0.7% · +2%JPM0.6% · +0%GLW0.6% · +12%VEA0.6% · +9%MU0.6% · -36%ISPY0.6% · +3%XLK0.6% · +4%VOO0.6% · +1%SPYM0.6% · +2%LLY0.5% · -10%V0.5% · -0%XCEM0.5% · +3%JSI0.5% · +16%JHMM0.5% · +5%RECS0.5% · +6%HD0.5% · +3%IWM0.5% · +11%CRWD0.5% · -21%LMT0.4% · +12%CIBR0.4% · +3%MAT0.4% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 23.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 30, 2026.

Assets Under Management
$2.67B
Discretionary
$2.67B
Employees
37
Accounts
5,785
Address
10 E. STOW RD.
SUITE 200
MARLTON, NJ 08053
Phone
(856) 334-8260
Website
Name Title / Status Ownership Type
DUNCAN, JOSEPH, BRIAN ControlMEMBER
since Feb 2015
25–50%Individual
MORAD, HARRY, EDWARD ControlMANAGING MEMBER
since Nov 2014
25–50%Individual
Lampone, NicholasMEMBER (01/2025) AND CHIEF STRATEGY OFFICER
since Feb 2022
5–10%Individual
MODICA, MICHAEL, RYANMEMBER (01/2025) & CHIEF FINANCIAL OFFICER
since Feb 2022
10–25%Individual
O'NEILL, CHRISTOPHER, JMEMBER (01/2025) AND CHIEF INVESTMENT OFFICER
since Feb 2022
5–10%Individual
SCHATZOW, MAX, LOUISCHIEF COMPLIANCE OFFICER
since Nov 2025
Less than 5%Individual
Ownership & leadership changes · 9 filings with changes since Dec 10, 2014

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2026 filing
  • No longer listedHF SOLOMON FAMILY LTD PARTNERSHIP · OWNER · 5–10% · listed since Feb 2015
  • No longer listedSOLOMON, HOWARD · PARTNER · 50–75% · indirect via HF SOLOMON FAMILY LTD PARTNERSHIP · control person · listed since Oct 1996
  • No longer listedSOLOMON, NATALIE · PARTNER · 50–75% · indirect via HF SOLOMON FAMILY LTD PARTNERSHIP · control person · listed since Oct 1996
  • AddedLampone, Nicholas · MEMBER (01/2025) AND CHIEF STRATEGY OFFICER · 5–10%
  • AddedO'NEILL, CHRISTOPHER, J · MEMBER (01/2025) AND CHIEF INVESTMENT OFFICER · 5–10%
  • Listed againMODICA, MICHAEL, RYAN · MEMBER (01/2025) & CHIEF FINANCIAL OFFICER · 10–25%
  • ChangedDUNCAN, JOSEPH, BRIAN · title OWNER → MEMBER
  • ChangedMORAD, HARRY, EDWARD · ownership 50–75% → 25–50%
Dec 1, 2025 filing
  • AddedSCHATZOW, MAX, LOUIS · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedMORAD, HARRY, EDWARD · title MANAGING MEMBER/CCO → MANAGING MEMBER
Mar 19, 2025 filing
  • No longer listedARMSTRONG, ANDY, JOHN · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Mar 2023
  • ChangedMORAD, HARRY, EDWARD · title MANAGING MEMBER → MANAGING MEMBER/CCO
Mar 31, 2023 filing
  • AddedARMSTRONG, ANDY, JOHN · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedMORAD, HARRY, EDWARD · title MANAGING MEMBER & CCO → MANAGING MEMBER
Apr 15, 2020 filing
  • No longer listedMODICA, MICHAEL, RYAN · PARTNER · 10–25% · control person · listed since Jan 2019
  • ChangedHF SOLOMON FAMILY LTD PARTNERSHIP · ownership Less than 5% → 5–10%
  • ChangedSOLOMON, HOWARD · indirect via HF SOLOMON FAMILY LTD PARTNERSHIP: ownership 25–50% → 50–75%
  • ChangedSOLOMON, NATALIE · indirect via HF SOLOMON FAMILY LTD PARTNERSHIP: ownership 25–50% → 50–75%
Apr 3, 2019 filing
  • AddedMODICA, MICHAEL, RYAN · PARTNER · 10–25% · control person
Jul 8, 2015 filing
  • No longer listedHOWARD FRED SOLOMON · SILENT OWNER · Less than 5% · listed since Feb 2015
  • No longer listedSOLOMON, JARED, BRETT · SILENT OWNER · Less than 5% · listed since Feb 2015
  • AddedHF SOLOMON FAMILY LTD PARTNERSHIP · OWNER · Less than 5%
  • AddedSOLOMON, HOWARD · PARTNER · 25–50% · indirect via HF SOLOMON FAMILY LTD PARTNERSHIP · control person
  • AddedSOLOMON, NATALIE · PARTNER · 25–50% · indirect via HF SOLOMON FAMILY LTD PARTNERSHIP · control person
  • ChangedMORAD, HARRY, EDWARD · ownership 75% or more → 50–75%
Feb 24, 2015 filing
  • No longer listedHF SOLOMON PARTNERSHIP, FLP · SILENT OWNER · Less than 5% · listed since Feb 2015
  • AddedHOWARD FRED SOLOMON · SILENT OWNER · Less than 5%
Feb 23, 2015 filing
  • AddedDUNCAN, JOSEPH, BRIAN · OWNER · 25–50% · control person
  • AddedHF SOLOMON PARTNERSHIP, FLP · SILENT OWNER · Less than 5%
  • AddedSOLOMON, JARED, BRETT · SILENT OWNER · Less than 5%
  • ChangedMORAD, HARRY, EDWARD · title MANAGING PARTNER & CCO → MANAGING MEMBER & CCO
Dec 10, 2014 filing (earliest on record)
  • ListedMORAD, HARRY, EDWARD · MANAGING PARTNER & CCO · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Pine Valley Investments Ltd Liability Co Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $112.4M 4.44% 150,229 SH
2 APPLE INC AAPL 037833100 $73.4M 2.90% 253,635 SH
3 NVIDIA CORPORATION NVDA 67066G104 $68.9M 2.72% 344,578 SH
4 ISHARES SILVER TR Call SLV 46428Q109 $67.8M 2.68% 1,267,800 PRN
5 GLOBAL PMTS INC GPN 37940X102 $51.1M 2.02% 704,858 SH
6 CENTENE CORP DEL CNC 15135B101 $49.0M 1.94% 764,100 SH
7 INVESCO QQQ TR QQQ 46090E103 $46.7M 1.84% 63,332 SH
8 CELANESE CORP DEL CE 150870103 $43.4M 1.71% 943,765 SH
9 STATE STR SPDR S&P 500 ETF T Put SPY 78462F103 $43.2M 1.70% 57,800 PRN
10 MICROSOFT CORP MSFT 594918104 $40.3M 1.59% 108,104 SH
11 MOLINA HEALTHCARE INC MOH 60855R100 $38.6M 1.52% 168,695 SH
12 GRAPHIC PACKAGING HLDG CO GPK 388689101 $37.2M 1.47% 3,498,201 SH
13 ALPHABET INC GOOG 02079K107 $37.1M 1.46% 104,929 SH
14 AMAZON COM INC AMZN 023135106 $33.1M 1.31% 138,869 SH
15 HARLEY DAVIDSON INC HOG 412822108 $32.5M 1.28% 1,327,218 SH
16 VICTORY PORTFOLIOS II UITB 92647N527 $31.1M 1.23% 664,602 SH
17 JOHNSON & JOHNSON JNJ 478160104 $29.5M 1.16% 116,193 SH
18 COLUMBIA ETF TR I CRUX 19761L748 $29.3M 1.16% 978,219 SH
19 ALPHABET INC GOOGL 02079K305 $28.8M 1.14% 80,658 SH
20 ADT INC DEL ADT 00090Q103 $27.2M 1.07% 4,159,167 SH
21 FIRST TR EXCHANGE-TRADED FD FTCB 33738D788 $25.1M 0.99% 1,204,179 SH
22 FIDELITY NATL INFORMATION SV FIS 31620M106 $24.4M 0.96% 626,414 SH
23 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $24.0M 0.95% 296,008 SH
24 JANUS DETROIT STR TR JAAA 47103U845 $22.5M 0.89% 445,468 SH
25 META PLATFORMS INC META 30303M102 $22.1M 0.87% 39,322 SH
26 ASSURED GUARANTY LTD AGO G0585R106 $20.3M 0.80% 253,136 SH
27 EQT CORP EQT 26884L109 $19.6M 0.77% 368,863 SH
28 J P MORGAN EXCHANGE TRADED F JBND 46654Q716 $19.4M 0.77% 362,470 SH
29 APPLIED MATLS INC AMAT 038222105 $19.2M 0.76% 26,491 SH
30 ISHARES TR IVV 464287200 $18.7M 0.74% 24,935 SH
31 ABBVIE INC ABBV 00287Y109 $18.1M 0.72% 72,077 SH
32 LAM RESEARCH CORP LRCX 512807306 $17.7M 0.70% 40,793 SH
33 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $17.5M 0.69% 404,553 SH
34 FORTINET INC FTNT 34959E109 $16.8M 0.66% 109,573 SH
35 J P MORGAN EXCHANGE TRADED F JTEK 46654Q732 $16.8M 0.66% 150,776 SH
36 3M CO MMM 88579Y101 $16.6M 0.65% 102,279 SH
37 JANUS DETROIT STR TR JMBS 47103U852 $16.1M 0.63% 356,418 SH
38 EXXON MOBIL CORP XOM 30231G102 $16.0M 0.63% 116,769 SH
39 FLOWERS FOODS INC FLO 343498101 $15.7M 0.62% 1,987,882 SH
40 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $15.6M 0.62% 169,449 SH
41 WARNER BROS DISCOVERY INC WBD 934423104 $15.6M 0.61% 584,239 SH
42 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $15.3M 0.60% 132,979 SH
43 JPMORGAN CHASE & CO JPM 46625H100 $15.3M 0.60% 46,612 SH
44 CORNING INC GLW 219350105 $15.0M 0.59% 58,802 SH
45 GRAPHIC PACKAGING HLDG CO Call GPK 388689101 $14.9M 0.59% 1,406,500 PRN
46 VANGUARD TAX-MANAGED FDS VEA 921943858 $14.4M 0.57% 202,032 SH
47 MICRON TECHNOLOGY INC MU 595112103 $14.0M 0.55% 12,163 SH
48 PROSHARES TR ISPY 74347G242 $13.9M 0.55% 287,723 SH
49 SELECT SECTOR SPDR TR XLK 81369Y803 $13.7M 0.54% 71,882 SH
50 VANGUARD INDEX FDS VOO 922908363 $13.2M 0.52% 19,196 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-24 $2.53B 610 0001975417-26-000008
2026-03-31 2026-06-08 $2.18B 574 0001975417-26-000007
2025-09-30 2026-02-17 $2.04B 563 0001975417-26-000006
2025-06-30 2026-02-17 $1.80B 555 0001975417-26-000005
Filer Information
Address
10 E. STOW RD.
SUITE 200
MARLTON, NJ 08053
Phone
(856) 334-8260
Filing Manager
Pine Valley Investments Ltd Liability Co
MARLTON, NJ
Signatory
Max Schatzow
Chief Compliance Officer