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Legacy Capital Group California, Inc. — 13F Holdings & Portfolio

CIK 1977092 · latest 13F-HR filed 2026-07-29

Backtest portfolio

Legacy Capital Group California, Inc. manages $331.8M in 13F-reported U.S. long-equity assets across 299 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (10.12%), JPST (3.49%), BIL (2.36%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 55 new positions and exited 35; 128 existing positions rose in reported value and 70 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$331.8M

Long-equity book

Holdings
299

Distinct positions

Period
2026-06-30

Filed 2026-07-29

Q/Q Activity
+55 / −35 / ↑128 / ↓70

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AAPL10.1% · -0%JPST3.5% · +610%BIL2.4% · -8%SPYM1.6% · -7%SPTM1.6% · -7%GOOGL1.5% · +33%LDUR1.4% · +8%VFLO1.3% · -10%NVDA1.3% · +40%PYLD1.3% · +8%IBRX1.2% · newTMSL1.1% · -4%EEM1.0% · +48%TSM0.9% · +5%ROE0.8% · -13%CAT0.8% · +123%MRK0.8% · +84%GS0.8% · +95%MSFT0.8% · -2%CAH0.7% · +3%XLK0.7% · -16%C0.7% · -20%JPM0.7% · -2%AMZN0.7% · +81%CVS0.6% · -2%CFG0.6% · +120%BK0.6% · newGD0.6% · -3%CSCO0.6% · -3%EZU0.6% · +12%ALL0.6% · -3%NBIS0.6% · newGEV0.6% · +299%EFA0.5% · +14%ASML0.5% · +118%STX0.5% · -33%HWM0.5% · -3%NEM0.5% · +1%LRCX0.5% · -20%MU0.5% · -54%GLW0.5% · -21%RSP0.5% · newCARY0.5% · +8%VSAT0.5% · newBTSG0.5% · newRTX0.5% · -3%JBL0.5% · -2%GOOG0.5% · -3%UBS0.5% · -1%HPE0.5% · -3%RKLB0.5% · newJNJ0.5% · +1%GM0.5% · +0%BE0.5% · newDINO0.4% · -2%TFLO0.4% · newKLIC0.4% · -23%ALB0.4% · +133%CMI0.4% · -2%PWR0.4% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 25.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 22, 2026.

Assets Under Management
$535.7M
Discretionary
$535.7M
Employees
17
Accounts
1,763
Address
459 MONTEREY AVENUE
SUITE 100
LOS GATOS, CA 95030
Phone
(408) 399-6330
Website
Name Title / Status Ownership Type
BAER, RICHARD, EVAN ControlCHAIRMAN OF THE BOARD
since Apr 1980
25–50%Individual
BAUGH, ANDREW, MICHAEL ControlCFO & CIO
since Feb 2004
5–10%Individual
BUNGER, BRENT, CHARLES ControlPRESIDENT
since Dec 1992
25–50%Individual
LAWSON, KIM, ANN ControlCOO
since Nov 2007
Less than 5%Individual
Elfenbein, Lonny, ScottCHIEF COMPLIANCE OFFICER
since Jul 2023
Less than 5%Individual
Ownership & leadership changes · 4 filings with changes since May 2, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 22, 2026 filing
  • ChangedBAUGH, ANDREW, MICHAEL · title CIO → CFO & CIO
Aug 23, 2023 filing
  • No longer listedPatton, Kevin, Jason · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2023
  • AddedElfenbein, Lonny, Scott · CHIEF COMPLIANCE OFFICER · Less than 5%
Jan 26, 2023 filing
  • AddedPatton, Kevin, Jason · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedBAUGH, ANDREW, MICHAEL · title CIO, CHIEF COMPLIANCE OFFICER → CIO
May 29, 2015 filing
  • ChangedBAUGH, ANDREW, MICHAEL · title CEO,CHIEF COMPLIANCE OFFICER → CIO, CHIEF COMPLIANCE OFFICER
May 2, 2012 filing (earliest on record)
  • ListedBAER, RICHARD, EVAN · CHAIRMAN OF THE BOARD · 25–50% · control person
  • ListedBAUGH, ANDREW, MICHAEL · CEO,CHIEF COMPLIANCE OFFICER · 5–10% · control person
  • ListedBUNGER, BRENT, CHARLES · PRESIDENT · 25–50% · control person
  • ListedLAWSON, KIM, ANN · COO · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Legacy Capital Group California, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $33.6M 10.12% 115,979 SH
2 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $11.6M 3.49% 228,759 SH
3 SPDR SERIES TRUST BIL 78468R663 $7.8M 2.36% 85,499 SH
4 SPDR SERIES TRUST SPYM 78464A854 $5.2M 1.57% 59,104 SH
5 SPDR SERIES TRUST SPTM 78464A805 $5.2M 1.56% 56,993 SH
6 ALPHABET INC GOOGL 02079K305 $4.9M 1.46% 13,572 SH
7 PIMCO ETF TR LDUR 72201R718 $4.5M 1.35% 46,974 SH
8 VICTORY PORTFOLIOS II VFLO 92647X830 $4.4M 1.34% 97,216 SH
9 NVIDIA CORPORATION NVDA 67066G104 $4.4M 1.32% 21,913 SH
10 PIMCO ETF TR PYLD 72201R585 $4.2M 1.26% 157,121 SH
11 IMMUNITYBIO INC IBRX 45256X103 $3.9M 1.18% 446,000 SH
12 T ROWE PRICE EXCHANGE-TRADED TMSL 87283Q826 $3.7M 1.11% 84,145 SH
13 ISHARES TR EEM 464287234 $3.3M 0.98% 47,529 SH
14 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $3.1M 0.94% 6,552 SH
15 EA SERIES TRUST ROE 02072L433 $2.7M 0.83% 64,325 SH
16 CATERPILLAR INC CAT 149123101 $2.7M 0.81% 2,532 SH
17 MERCK & CO INC MRK 58933Y105 $2.5M 0.76% 19,689 SH
18 GOLDMAN SACHS GROUP INC GS 38141G104 $2.5M 0.75% 2,472 SH
19 MICROSOFT CORP MSFT 594918104 $2.5M 0.75% 6,678 SH
20 CARDINAL HEALTH INC CAH 14149Y108 $2.4M 0.73% 10,131 SH
21 SELECT SECTOR SPDR TR XLK 81369Y803 $2.3M 0.70% 12,120 SH
22 CITIGROUP INC C 172967424 $2.2M 0.67% 15,985 SH
23 JPMORGAN CHASE & CO JPM 46625H100 $2.2M 0.65% 6,630 SH
24 AMAZON COM INC AMZN 023135106 $2.2M 0.65% 9,105 SH
25 CVS HEALTH CORP CVS 126650100 $2.0M 0.62% 19,811 SH
26 CITIZENS FINL GROUP INC CFG 174610105 $2.0M 0.60% 28,514 SH
27 BANK OF NY MELLON CORP BNY 064058100 $2.0M 0.59% 13,511 SH
28 GENERAL DYNAMICS CORP GD 369550108 $1.9M 0.58% 5,420 SH
29 CISCO SYS INC CSCO 17275R102 $1.9M 0.57% 16,223 SH
30 ISHARES INC EZU 464286608 $1.9M 0.57% 27,271 SH
31 ALLSTATE CORP ALL 020002101 $1.9M 0.56% 7,851 SH
32 NEBIUS GROUP N.V. NBIS N97284108 $1.8M 0.56% 6,691 SH
33 GE VERNOVA INC GEV 36828A101 $1.8M 0.55% 1,553 SH
34 ISHARES TR EFA 464287465 $1.8M 0.54% 17,174 SH
35 ASML HLDG NV ASML N07059210 $1.8M 0.54% 896 SH
36 SEAGATE TECHNOLOGY HLDNGS PL STX G7997R103 $1.8M 0.54% 1,846 SH
37 HOWMET AEROSPACE INC HWM 443201108 $1.8M 0.53% 6,574 SH
38 NEWMONT CORP NEM 651639106 $1.8M 0.53% 18,821 SH
39 LAM RESEARCH CORP LRCX 512807306 $1.7M 0.53% 4,036 SH
40 MICRON TECHNOLOGY INC MU 595112103 $1.7M 0.52% 1,484 SH
41 CORNING INC GLW 219350105 $1.7M 0.51% 6,672 SH
42 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $1.7M 0.51% 7,978 SH
43 ANGEL OAK FUNDS TRUST CARY 03463K760 $1.7M 0.50% 80,379 SH
44 VIASAT INC VSAT 92552V100 $1.7M 0.50% 18,558 SH
45 BRIGHTSPRING HEALTH SVCS INC BTSG 10950A106 $1.7M 0.50% 23,754 SH
46 RTX CORPORATION RTX 75513E101 $1.6M 0.50% 8,686 SH
47 JABIL INC JBL 466313103 $1.6M 0.49% 4,183 SH
48 ALPHABET INC GOOG 02079K107 $1.6M 0.47% 4,434 SH
49 UBS GROUP AG UBS H42097107 $1.6M 0.47% 31,602 SH
50 HEWLETT PACKARD ENTERPRISE C HPE 42824C109 $1.6M 0.47% 34,632 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-29 $331.8M 299 0001765380-26-000239
2026-03-31 2026-05-04 $262.8M 277 0001765380-26-000145
2025-12-31 2026-01-28 $412.7M 336 0001765380-26-000054
Filer Information
Address
459 MONTEREY AVENUE
SUITE 100
LOS GATOS, CA 95030
Phone
+1 (408) 399-6330
Filing Manager
Legacy Capital Group California, Inc.
LOS GATOS, CA
Signatory
Lonny Elfenbein
Chief Compliance Officer