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Prosperity Financial Group, Inc. — 13F Holdings & Portfolio

CIK 1991334 · latest 13F-HR filed 2026-07-28

Backtest portfolio

Prosperity Financial Group, Inc. manages $322.6M in 13F-reported U.S. long-equity assets across 184 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (6.65%), NVDA (3.72%), AIRR (2.66%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 17 new positions and exited 19; 116 existing positions rose in reported value and 20 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$322.6M

Long-equity book

Holdings
184

Distinct positions

Period
2026-06-30

Filed 2026-07-28

Q/Q Activity
+17 / −19 / ↑116 / ↓20

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AAPL6.7% · +0%NVDA3.7% · -9%PAAA3.3% · +2%AIRR2.7% · +41%GOOGL2.5% · +6%ISPY2.3% · +3%MSFT2.3% · +0%PVAL2.1% · -0%AMD1.8% · +2%HFXI1.8% · +7%ALAI1.6% · newMFSG1.6% · +1%AVLV1.6% · +4%AMZN1.6% · +2%QMMY1.6% · newMISL1.5% · +0%RDVI1.5% · +3%JPM1.4% · +0%AMAX1.4% · newPGRO1.4% · +3%GROZ1.3% · +2%TSLA1.2% · +3%LQTI1.2% · +12%GPIX1.2% · +25%AVXC1.2% · newTDIV1.2% · +1%AVGO1.1% · +6%CGIC1.0% · +4%COST1.0% · +4%CAT1.0% · -3%FDG1.0% · +81%CRTC1.0% · +1%PAVE1.0% · -3%META0.9% · +13%KLAC0.9% · +897%ABBV0.9% · -1%PLTR0.9% · +0%SNDK0.8% · -59%LRCX0.8% · +0%SCIO0.8% · +85%SMIZ0.7% · +1%RECS0.7% · +1%DTCR0.7% · -1%SHLD0.6% · +4%SPY0.6% · -0%PWR0.6% · +5%LLY0.6% · +3%SPYM0.6% · +3%BUFZ0.5% · -11%ACYN0.5% · +465%ETN0.5% · +4%GBTC0.5% · -1%GRID0.5% · +4%VIK0.5% · -1%MFSV0.5% · -1%JAAA0.5% · +402%ACGR0.5% · -0%CIBR0.5% · -1%V0.5% · -9%AVUV0.5% · +5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 29.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 27, 2026.

Assets Under Management
$503.0M
Discretionary
$503.0M
Employees
10
Accounts
1,360
Address
2333 SAN RAMON VALLEY BLVD.
SUITE 200
SAN RAMON, CA 94583
Phone
(925) 314-8500
Website
Name Title / Status Ownership Type
AGOSTA, ANDREW, JOSEPH ControlCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, VICE PRESIDENT
since Oct 2025
25–50%Individual
HEBERT, JAMES, DEREK ControlPRESIDENT
since Oct 2025
50–75%Individual
Ownership & leadership changes · 1 filing with changes since Oct 28, 2025

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Nov 20, 2025 filing
  • No longer listedKALLEN, ELLIOT, HERBERT · PRESIDENT · 75% or more · control person · listed since Mar 2000
Oct 28, 2025 filing (earliest on record)
  • ListedAGOSTA, ANDREW, JOSEPH · CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, VICE PRESIDENT · 25–50% · control person
  • ListedHEBERT, JAMES, DEREK · PRESIDENT · 50–75% · control person
  • ListedKALLEN, ELLIOT, HERBERT · PRESIDENT · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Prosperity Financial Group, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $21.5M 6.65% 74,205 SH
2 NVIDIA CORPORATION NVDA 67066G104 $12.0M 3.72% 60,025 SH
3 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $8.6M 2.66% 64,320 SH
4 ALPHABET INC GOOGL 02079K305 $8.1M 2.52% 22,716 SH
5 PROSHARES TR ISPY 74347G242 $7.5M 2.32% 155,650 SH
6 MICROSOFT CORP MSFT 594918104 $7.4M 2.29% 19,767 SH
7 PUTNAM ETF TRUST PVAL 746729300 $6.8M 2.11% 133,615 SH
8 PGIM ETF TR PJFG 69344A875 $6.0M 1.87% 51,980 SH
9 ADVANCED MICRO DEVICES INC AMD 007903107 $5.7M 1.78% 9,884 SH
10 NEW YORK LIFE INVESTMENTS ET HFXI 45409B560 $5.7M 1.77% 150,274 SH
11 THE ALGER ETF TRUST ALAI 015564503 $5.3M 1.63% 115,559 SH
12 MFS ACTIVE EXCHANGE TRADED F MFSG 55286W207 $5.2M 1.62% 172,207 SH
13 AMERICAN CENTY ETF TR AVLV 025072349 $5.2M 1.61% 57,070 SH
14 AMAZON COM INC AMZN 023135106 $5.2M 1.61% 21,781 SH
15 FIRST TR EXCHNG TRADED FD VI QMMY 33740F268 $5.1M 1.57% 191,218 SH
16 FIRST TR EXCHANGE-TRADED FD MISL 33733E831 $4.8M 1.50% 105,943 SH
17 FIRST TR EXCHANGE-TRADED FD RDVI 33738D879 $4.7M 1.47% 161,312 SH
18 PGIM ETF TR PTRB 69344A800 $4.5M 1.41% 109,357 SH
19 JPMORGAN CHASE & CO JPM 46625H100 $4.5M 1.40% 13,788 SH
20 STARBOARD INVT TR AMAX 85521B783 $4.5M 1.39% 606,269 SH
21 PUTNAM ETF TRUST PGRO 746729409 $4.4M 1.36% 92,024 SH
22 ZACKS TRUST GROZ 98888G808 $4.2M 1.29% 130,667 SH
23 TESLA INC TSLA 88160R101 $4.0M 1.24% 9,502 SH
24 FIRST TR EXCHANGE-TRADED FD LQTI 33738D747 $3.9M 1.22% 203,963 SH
25 GOLDMAN SACHS ETF TR GPIX 38149W622 $3.8M 1.18% 68,664 SH
26 AMERICAN CENTY ETF TR AVXC 02507A101 $3.7M 1.16% 43,740 SH
27 FIRST TR EXCHANGE TRADED FD TDIV 33738R118 $3.7M 1.16% 32,520 SH
28 BROADCOM INC AVGO 11135F101 $3.6M 1.12% 9,599 SH
29 CAPITAL GROUP INTERNATIONAL CGIC 14021T102 $3.4M 1.04% 92,561 SH
30 COSTCO WHOLESALE CORPORATION COST 22160K105 $3.3M 1.01% 3,479 SH
31 CATERPILLAR INC CAT 149123101 $3.2M 0.99% 3,009 SH
32 AMERICAN CENTY ETF TR FDG 025072810 $3.2M 0.99% 23,938 SH
33 DBX ETF TR CRTC 23306X860 $3.2M 0.98% 81,209 SH
34 GLOBAL X FDS PAVE 37954Y673 $3.1M 0.98% 53,394 SH
35 META PLATFORMS INC META 30303M102 $3.0M 0.92% 5,287 SH
36 KLA CORP KLAC 482480100 $2.9M 0.91% 9,748 SH
37 ABBVIE INC ABBV 00287Y109 $2.9M 0.89% 11,474 SH
38 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $2.9M 0.89% 24,494 SH
39 SANDISK CORP SNDK 80004C200 $2.7M 0.84% 1,192 SH
40 LAM RESEARCH CORP LRCX 512807306 $2.6M 0.82% 6,069 SH
41 FIRST TR EXCHANGE-TRADED FD SCIO 33738D770 $2.6M 0.79% 123,997 SH
42 ZACKS TRUST SMIZ 98888G204 $2.3M 0.72% 51,779 SH
43 COLUMBIA ETF TR I RECS 19761L706 $2.2M 0.69% 51,260 SH
44 GLOBAL X FDS DTCR 37954Y236 $2.1M 0.65% 69,518 SH
45 GLOBAL X FDS SHLD 37960A529 $2.1M 0.64% 34,758 SH
46 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $2.0M 0.62% 2,696 SH
47 QUANTA SVCS INC PWR 74762E102 $2.0M 0.61% 2,741 SH
48 ELI LILLY & CO LLY 532457108 $1.9M 0.59% 1,597 SH
49 SPDR SERIES TRUST SPYM 78464A854 $1.9M 0.59% 21,722 SH
50 FIRST TR EXCHNG TRADED FD VI BUFZ 33740U729 $1.8M 0.55% 63,174 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-28 $322.6M 184 0001172661-26-002838
2026-03-31 2026-05-13 $270.8M 186 0001172661-26-001809
2025-12-31 2026-01-26 $277.9M 184 0001172661-26-000306
2025-09-30 2025-11-14 $273.5M 185 0001172661-25-005010
Filer Information
Address
2333 SAN RAMON VALLEY BLVD.
STE 200
SAN RAMON, CA 94583
Phone
(925) 314-8500
Filing Manager
Prosperity Financial Group, Inc.
San Ramon, CA
Signatory
Andrew Agosta
Chief Compliance Officer