Prosperity Financial Group, Inc. — 13F Holdings & Portfolio
CIK 1991334 · latest 13F-HR filed 2026-05-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$270.8M
Long-equity book
Holdings
186
Distinct positions
Period
2026-03-31
Filed 2026-05-13
Q/Q Activity
+21 / −15 / ↑59 / ↓63
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- APPLE INC$1.7M +10.2%
- NEW YORK LIFE INVESTMENTS ET$1.5M +47.3%
- ABBVIE INC$1.5M +146.8%
- CAPITAL GROUP INTERNATIONAL$1.3M +75.7%
- ETFIS SER TR I$845.9K +30.5%
Top Trims
- SANDISK CORP-$2.8M -60.4%
- PUTNAM ETF TRUST-$2.3M -38.6%
- MICROSOFT CORP-$2.0M -21.7%
- BROADCOM INC-$2.0M -41.6%
- FIRST TR EXCHANGE-TRADED FD-$1.8M -61.6%
New Positions
- AMERICAN CENTY ETF TR$1.3M
- TJX COS INC NEW$1.3M
- 2023 ETF SERIES TRUST$1.2M
- ROCKWELL AUTOMATION INC$1.0M
- FEDERATED HERMES ETF TRUST$417.5K
Exited Positions
- ASTERA LABS INC$867.6K
- FRANKLIN TEMPLETON ETF TR$377.9K
- WORKDAY INC$302.4K
- GRAYSCALE BITCOIN MINI TR ET$253.4K
- BROADRIDGE FINL SOLUTIONS IN$239.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | APPLE INC | AAPL | 037833100 | $18.8M | 6.93% | 73,899 | SH |
| 2 | NVIDIA CORPORATION | NVDA | 67066G104 | $11.6M | 4.27% | 66,273 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $7.3M | 2.69% | 19,684 | SH |
| 4 | PROSHARES TR | ISPY | 74347G242 | $6.5M | 2.41% | 150,558 | SH |
| 5 | PUTNAM ETF TRUST | PVAL | 746729300 | $6.2M | 2.30% | 134,141 | SH |
| 6 | ALPHABET INC | GOOGL | 02079K305 | $6.2M | 2.29% | 21,532 | SH |
| 7 | FIRST TR EXCHANGE TRADED FD | AIRR | 33738R704 | $5.1M | 1.87% | 45,648 | SH |
| 8 | PGIM ETF TR | PAAA | 69344A875 | $5.0M | 1.84% | 51,257 | SH |
| 9 | FIRST TR EXCHNG TRADED FD VI | QCOC | 33740F151 | $4.8M | 1.76% | 216,674 | SH |
| 10 | FIRST TR EXCHANGE-TRADED FD | MISL | 33733E831 | $4.7M | 1.74% | 105,409 | SH |
| 11 | NEW YORK LIFE INVESTMENTS ET | HFXI | 45409B560 | $4.7M | 1.74% | 140,068 | SH |
| 12 | AMAZON COM INC | AMZN | 023135106 | $4.5M | 1.65% | 21,441 | SH |
| 13 | PGIM ETF TR | PAAA | 69344A800 | $4.5M | 1.65% | 107,336 | SH |
| 14 | AMERICAN CENTY ETF TR | AVLV | 025072349 | $4.4M | 1.63% | 54,704 | SH |
| 15 | MFS ACTIVE EXCHANGE TRADED F | MFSG | 55286W207 | $4.3M | 1.61% | 169,952 | SH |
| 16 | JPMORGAN CHASE & CO | JPM | 46625H100 | $4.0M | 1.49% | 13,752 | SH |
| 17 | FIRST TR EXCHANGE-TRADED FD | RDVI | 33738D879 | $4.0M | 1.48% | 156,455 | SH |
| 18 | ETFIS SER TR I | UTES | 26923G806 | $3.6M | 1.34% | 45,299 | SH |
| 19 | PUTNAM ETF TRUST | PGRO | 746729409 | $3.6M | 1.33% | 89,599 | SH |
| 20 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $3.6M | 1.32% | 24,475 | SH |
| 21 | FIRST TR EXCHANGE-TRADED FD | LQTI | 33738D747 | $3.5M | 1.31% | 181,250 | SH |
| 22 | ZACKS TRUST | GROZ | 98888G808 | $3.5M | 1.30% | 127,873 | SH |
| 23 | TESLA INC | TSLA | 88160R101 | $3.4M | 1.27% | 9,260 | SH |
| 24 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $3.3M | 1.23% | 3,344 | SH |
| 25 | STARBOARD INVT TR | AGOX | 85521B742 | $3.1M | 1.14% | 116,214 | SH |
| 26 | FIRST TR EXCHANGE TRADED FD | TDIV | 33738R118 | $3.0M | 1.12% | 32,286 | SH |
| 27 | CAPITAL GROUP INTERNATIONAL | CGIC | 14021T102 | $2.9M | 1.09% | 88,800 | SH |
| 28 | DBX ETF TR | CRTC | 23306X860 | $2.8M | 1.05% | 80,333 | SH |
| 29 | GLOBAL X FDS | PAVE | 37954Y673 | $2.8M | 1.04% | 55,260 | SH |
| 30 | BROADCOM INC | AVGO | 11135F101 | $2.8M | 1.04% | 9,070 | SH |
| 31 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $2.7M | 1.01% | 54,851 | SH |
| 32 | META PLATFORMS INC | META | 30303M102 | $2.7M | 0.99% | 4,693 | SH |
| 33 | ABBVIE INC | ABBV | 00287Y109 | $2.5M | 0.93% | 11,546 | SH |
| 34 | GLOBAL X FDS | SHLD | 37960A529 | $2.4M | 0.87% | 33,357 | SH |
| 35 | CATERPILLAR INC | CAT | 149123101 | $2.2M | 0.81% | 3,104 | SH |
| 36 | GRAYSCALE BITCOIN TRUST ETF | GBTC | 389637109 | $2.0M | 0.75% | 38,712 | SH |
| 37 | COLUMBIA ETF TR I | RECS | 19761L706 | $2.0M | 0.73% | 50,566 | SH |
| 38 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $2.0M | 0.73% | 9,676 | SH |
| 39 | ZACKS TRUST | SMIZ | 98888G204 | $1.9M | 0.70% | 51,239 | SH |
| 40 | FIRST TR EXCHNG TRADED FD VI | BUFZ | 33740U729 | $1.9M | 0.69% | 71,259 | SH |
| 41 | SANDISK CORP | SNDK | 80004C200 | $1.8M | 0.68% | 2,891 | SH |
| 42 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.8M | 0.65% | 2,705 | SH |
| 43 | AMERICAN CENTY ETF TR | QGRO | 025072307 | $1.7M | 0.63% | 16,290 | SH |
| 44 | GLOBAL X FDS | DTCR | 37954Y236 | $1.7M | 0.62% | 70,253 | SH |
| 45 | SPDR SERIES TRUST | SPYM | 78464A854 | $1.6M | 0.60% | 21,071 | SH |
| 46 | MFS ACTIVE EXCHANGE TRADED F | MFSV | 55286W504 | $1.5M | 0.57% | 57,607 | SH |
| 47 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $1.5M | 0.56% | 16,351 | SH |
| 48 | AMERICAN CENTY ETF TR | FDG | 025072810 | $1.5M | 0.56% | 13,222 | SH |
| 49 | VISA INC | V | 92826C839 | $1.5M | 0.54% | 4,870 | SH |
| 50 | KLA CORP | KLAC | 482480100 | $1.4M | 0.53% | 978 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-13 | $270.8M | 186 | 0001172661-26-001809 |
| 2025-12-31 | 2026-01-26 | $277.9M | 184 | 0001172661-26-000306 |
| 2025-09-30 | 2025-11-14 | $273.5M | 185 | 0001172661-25-005010 |