UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC — 13F Holdings & Portfolio
CIK 2011649 · latest 13F-HR filed 2026-05-12
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$158.8M
Long-equity book
Holdings
98
Distinct positions
Period
2026-03-31
Filed 2026-05-12
Q/Q Activity
+14 / −3 / ↑37 / ↓22
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$2.4M +12.3%
- NVIDIA CORPORATION$2.2M +33.1%
- VANGUARD MALVERN FDS$2.2M +30.5%
- AMAZON COM INC$1.1M +43.5%
- ALPHABET INC$930.9K +184.7%
Top Trims
- HOME DEPOT INC-$425.4K -38.0%
- INVESCO EXCHANGE TRADED FD T-$413.3K -36.1%
- PROCTER & GAMBLE CO-$285.3K -48.0%
- MASTERCARD INCORPORATED-$240.0K -20.5%
- META PLATFORMS INC-$226.5K -18.2%
New Positions
- VANGUARD MUN BD FDS$2.9M
- MICRON TECHNOLOGY INC$1.3M
- AXT INC$286.6K
- BANK NEW YORK MELLON CORP$264.2K
- MARVELL TECHNOLOGY INC$253.0K
Exited Positions
- LOCKHEED MARTIN CORP$218.9K
- LOWES COS INC$211.6K
- PNC FINL SVCS GROUP INC$200.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $28.7M | 18.09% | 412,336 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $22.0M | 13.85% | 763,704 | SH |
| 3 | VANGUARD MALVERN FDS | VCRB | 922020748 | $9.3M | 5.85% | 120,396 | SH |
| 4 | NVIDIA CORPORATION | NVDA | 67066G104 | $8.9M | 5.62% | 42,197 | SH |
| 5 | ISHARES TR | IWB | 464287622 | $8.6M | 5.41% | 21,509 | SH |
| 6 | APPLE INC | AAPL | 037833100 | $6.3M | 3.95% | 21,804 | SH |
| 7 | ISHARES TR | ITOT | 464287150 | $5.3M | 3.32% | 32,902 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $4.7M | 2.97% | 11,861 | SH |
| 9 | MICROSOFT CORP | MSFT | 594918104 | $4.0M | 2.54% | 9,581 | SH |
| 10 | AMAZON COM INC | AMZN | 023135106 | $3.6M | 2.29% | 13,413 | SH |
| 11 | DIMENSIONAL ETF TRUST | DFVX | 25434V641 | $3.5M | 2.18% | 43,013 | SH |
| 12 | VANGUARD MUN BD FDS | VCRM | 922907712 | $2.9M | 1.80% | 37,808 | SH |
| 13 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $2.0M | 1.27% | 55,104 | SH |
| 14 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.0M | 1.25% | 6,494 | SH |
| 15 | BROADCOM INC | AVGO | 11135F101 | $1.7M | 1.07% | 4,121 | SH |
| 16 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $1.6M | 0.99% | 39,278 | SH |
| 17 | WALMART INC | WMT | 931142103 | $1.5M | 0.96% | 11,745 | SH |
| 18 | VANGUARD INDEX FDS | VOO | 922908363 | $1.5M | 0.94% | 2,212 | SH |
| 19 | ALPHABET INC | GOOG | 02079K107 | $1.4M | 0.90% | 3,630 | SH |
| 20 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $1.4M | 0.86% | 1,357 | SH |
| 21 | ELI LILLY & CO | LLY | 532457108 | $1.3M | 0.82% | 1,330 | SH |
| 22 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.3M | 0.80% | 1,956 | SH |
| 23 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $1.2M | 0.77% | 14,858 | SH |
| 24 | TESLA INC | TSLA | 88160R101 | $1.2M | 0.73% | 2,808 | SH |
| 25 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $1.1M | 0.69% | 2,698 | SH |
| 26 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $1.0M | 0.65% | 1,537 | SH |
| 27 | META PLATFORMS INC | META | 30303M102 | $1.0M | 0.64% | 1,651 | SH |
| 28 | INVESCO QQQ TR | QQQ | 46090E103 | $982.0K | 0.62% | 1,413 | SH |
| 29 | MASTERCARD INCORPORATED | MA | 57636Q104 | $928.2K | 0.58% | 1,853 | SH |
| 30 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $847.5K | 0.53% | 1,784 | SH |
| 31 | TEXAS INSTRS INC | TXN | 882508104 | $745.9K | 0.47% | 2,615 | SH |
| 32 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $732.9K | 0.46% | 3,601 | SH |
| 33 | VISA INC | V | 92826C839 | $721.0K | 0.45% | 2,244 | SH |
| 34 | HOME DEPOT INC | HD | 437076102 | $694.6K | 0.44% | 2,153 | SH |
| 35 | ISHARES TR | IVV | 464287200 | $687.2K | 0.43% | 935 | SH |
| 36 | ABBVIE INC | ABBV | 00287Y109 | $670.0K | 0.42% | 3,305 | SH |
| 37 | APPLIED MATLS INC | AMAT | 038222105 | $652.9K | 0.41% | 1,590 | SH |
| 38 | NETFLIX INC. | NFLX | 64110L106 | $649.7K | 0.41% | 7,362 | SH |
| 39 | ISHARES TR | IDEV | 46435G326 | $646.5K | 0.41% | 7,276 | SH |
| 40 | CATERPILLAR INC | CAT | 149123101 | $634.1K | 0.40% | 708 | SH |
| 41 | GILEAD SCIENCES INC | GILD | 375558103 | $630.1K | 0.40% | 4,700 | SH |
| 42 | JOHNSON & JOHNSON | JNJ | 478160104 | $627.9K | 0.40% | 2,822 | SH |
| 43 | INVESCO EXCH TRD SLF IDX FD | OMFL | 46138J619 | $625.9K | 0.39% | 9,379 | SH |
| 44 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $608.8K | 0.38% | 11,809 | SH |
| 45 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $605.6K | 0.38% | 828 | SH |
| 46 | INVESCO EXCH TRADED FD TR II | EQAL | 46138E420 | $562.6K | 0.35% | 9,757 | SH |
| 47 | VANGUARD INDEX FDS | VTI | 922908769 | $561.6K | 0.35% | 1,559 | SH |
| 48 | ISHARES TR | IWM | 464287655 | $553.2K | 0.35% | 1,960 | SH |
| 49 | CISCO SYS INC | CSCO | 17275R102 | $539.4K | 0.34% | 5,853 | SH |
| 50 | INTEL CORP | INTC | 458140100 | $534.8K | 0.34% | 4,879 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-12 | $158.8M | 98 | 0002011649-26-000002 |
| 2025-12-31 | 2026-02-10 | $137.7M | 87 | 0002011649-26-000001 |
| 2025-09-30 | 2025-11-19 | $133.4M | 87 | 0002011649-25-000008 |