Frederick Financial Consultants, LLC — 13F Holdings & Portfolio
CIK 2055328 · latest 13F-HR filed 2026-05-14
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$201.0M
Long-equity book
Holdings
109
Distinct positions
Period
2026-03-31
Filed 2026-05-14
Q/Q Activity
+8 / −7 / ↑25 / ↓40
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- FIRST TR EXCHANGE TRADED FD$1.4M +10.2%
- ISHARES TR$465.1K +76.7%
- LOCKHEED MARTIN CORP$371.6K +25.0%
- EXXON MOBIL CORP$310.3K +67.2%
- JOHN HANCOCK EXCHANGE TRADED$266.9K +6.7%
Top Trims
- APPLE INC-$1.5M -24.7%
- ISHARES TR-$1.1M -10.9%
- NVIDIA CORPORATION-$800.4K -19.6%
- MICROSOFT CORP-$787.0K -32.0%
- VANGUARD SCOTTSDALE FDS-$622.4K -10.6%
New Positions
- FEDERATED HERMES ETF TRUST$12.8M
- FEDERATED HERMES ETF TRUST$10.9M
- BERKSHIRE HATHAWAY INC DEL$281.8K
- CHEVRON CORPORATION$220.5K
- VANGUARD INDEX FDS$210.2K
Exited Positions
- AMERIPRISE FINL INC$553.4K
- AMERICAN EXPRESS CO$263.9K
- SHOPIFY INC$255.3K
- DISNEY WALT CO$230.7K
- ELI LILLY & CO$230.3K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | FIRST TR EXCHANGE TRADED FD | AIRR | 33738R704 | $14.8M | 7.38% | 133,935 | SH |
| 2 | SPDR SERIES TRUST | FITE | 78468R671 | $12.8M | 6.39% | 150,057 | SH |
| 3 | FEDERATED HERMES ETF TRUST | MKTN | 31423L875 | $12.8M | 6.35% | 491,754 | SH |
| 4 | FIRST TR EXCHANGE TRADED FD | FV | 33738R605 | $12.3M | 6.11% | 203,280 | SH |
| 5 | FEDERATED HERMES ETF TRUST | FSCC | 31423L602 | $10.9M | 5.43% | 367,839 | SH |
| 6 | SPDR SERIES TRUST | RWR | 78464A607 | $10.8M | 5.39% | 107,295 | SH |
| 7 | FIRST TR EXCHNG TRADED FD VI | BUFR | 33740F755 | $10.1M | 5.04% | 300,188 | SH |
| 8 | ISHARES TR | IWF | 464287614 | $8.6M | 4.30% | 20,253 | SH |
| 9 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $8.0M | 3.96% | 116,468 | SH |
| 10 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $5.8M | 2.91% | 27,195 | SH |
| 11 | VANGUARD SCOTTSDALE FDS | VONG | 92206C680 | $5.2M | 2.60% | 47,627 | SH |
| 12 | APPLE INC | AAPL | 037833100 | $4.7M | 2.35% | 18,588 | SH |
| 13 | JOHN HANCOCK EXCHANGE TRADED | JHMM | 47804J206 | $4.2M | 2.11% | 63,048 | SH |
| 14 | SHERWIN WILLIAMS CO | SHW | 824348106 | $4.1M | 2.02% | 12,671 | SH |
| 15 | VANGUARD WHITEHALL FDS | VIGI | 921946810 | $3.8M | 1.91% | 43,350 | SH |
| 16 | PROSHARES TR | HDG | 74347X294 | $3.7M | 1.82% | 71,035 | SH |
| 17 | NVIDIA CORPORATION | NVDA | 67066G104 | $3.3M | 1.63% | 18,791 | SH |
| 18 | COLUMBIA ETF TR I | MUST | 19761L607 | $3.0M | 1.47% | 144,073 | SH |
| 19 | ISHARES TR | IWM | 464287655 | $2.7M | 1.32% | 10,716 | SH |
| 20 | FIRST TR EXCH TRADED FD III | FTLS | 33739P103 | $2.5M | 1.25% | 35,603 | SH |
| 21 | LOCKHEED MARTIN CORP | LMT | 539830109 | $1.9M | 0.92% | 3,071 | SH |
| 22 | INVESCO QQQ TR | QQQ | 46090E103 | $1.8M | 0.89% | 3,109 | SH |
| 23 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $1.8M | 0.88% | 32,644 | SH |
| 24 | ISHARES TR | IVV | 464287200 | $1.7M | 0.84% | 2,592 | SH |
| 25 | MICROSOFT CORP | MSFT | 594918104 | $1.7M | 0.83% | 4,520 | SH |
| 26 | TESLA INC | TSLA | 88160R101 | $1.6M | 0.79% | 4,274 | SH |
| 27 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $1.6M | 0.78% | 31,365 | SH |
| 28 | ALPHABET INC | GOOG | 02079K107 | $1.5M | 0.75% | 5,268 | SH |
| 29 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $1.5M | 0.74% | 6,172 | SH |
| 30 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $1.4M | 0.72% | 25,521 | SH |
| 31 | ISHARES TR | IWN | 464287630 | $1.4M | 0.72% | 7,626 | SH |
| 32 | WORLD GOLD TR | GLDM | 98149E303 | $1.4M | 0.70% | 15,145 | SH |
| 33 | ISHARES TR | IWD | 464287598 | $1.4M | 0.69% | 6,460 | SH |
| 34 | ALPHABET INC | GOOGL | 02079K305 | $1.3M | 0.65% | 4,555 | SH |
| 35 | ISHARES TR | EFA | 464287465 | $1.3M | 0.65% | 13,432 | SH |
| 36 | AMAZON COM INC | AMZN | 023135106 | $1.3M | 0.64% | 6,212 | SH |
| 37 | FIRST TR EXCH TRADED FD III | MARB | 33740J203 | $1.3M | 0.64% | 61,888 | SH |
| 38 | ISHARES TR | IWO | 464287648 | $1.2M | 0.60% | 3,846 | SH |
| 39 | MARRIOTT INTL INC NEW | MAR | 571903202 | $1.2M | 0.57% | 3,532 | SH |
| 40 | ISHARES TR | SGOV | 46436E718 | $1.1M | 0.53% | 10,644 | SH |
| 41 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.0M | 0.52% | 1,603 | SH |
| 42 | FIRST TR EXCHNG TRADED FD VI | QMAG | 33740F193 | $1.0M | 0.51% | 43,919 | SH |
| 43 | JOHNSON & JOHNSON | JNJ | 478160104 | $832.8K | 0.41% | 3,407 | SH |
| 44 | ISHARES TR | EMB | 464288281 | $776.4K | 0.39% | 8,266 | SH |
| 45 | EXXON MOBIL CORP | XOM | 30231G102 | $772.3K | 0.38% | 4,552 | SH |
| 46 | META PLATFORMS INC | META | 30303M102 | $767.7K | 0.38% | 1,342 | SH |
| 47 | COLUMBIA ETF TR I | REVS | 19761L805 | $752.7K | 0.37% | 26,300 | SH |
| 48 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $740.1K | 0.37% | 18,769 | SH |
| 49 | PNC FINL SVCS GROUP INC | PNC | 693475105 | $721.2K | 0.36% | 3,466 | SH |
| 50 | SPDR GOLD TR | GLD | 78463V107 | $697.1K | 0.35% | 1,620 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-14 | $201.0M | 109 | 0002055328-26-000002 |
| 2025-12-31 | 2026-02-10 | $182.7M | 108 | 0002055328-26-000001 |
| 2025-09-30 | 2025-11-14 | $178.3M | 108 | 0002055328-25-000006 |