Catalyst Investment Management LLC — 13F Holdings & Portfolio
CIK 2055584 · latest 13F-HR filed 2026-04-23
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$90.2M
Long-equity book
Holdings
65
Distinct positions
Period
2026-03-31
Filed 2026-04-23
Q/Q Activity
+8 / −15 / ↑17 / ↓33
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES INC$1.4M +48.3%
- SPDR INDEX SHS FDS$597.6K +32.1%
- FIRST TR EXCHANGE TRADED FD$583.9K +35.1%
- FIRST TR EXCHANGE-TRADED ALP$298.6K +18.0%
- DEERE & CO$122.0K +26.8%
Top Trims
- ISHARES TR-$6.6M -96.6%
- SCHWAB STRATEGIC TR-$1.8M -84.2%
- WISDOMTREE TR-$1.2M -20.2%
- SCHWAB STRATEGIC TR-$777.7K -60.6%
- VANGUARD SPECIALIZED FUNDS-$701.5K -56.9%
New Positions
- VANGUARD INTL EQUITY INDEX F$4.6M
- ISHARES TR$1.8M
- SSGA ACTIVE TR$1.7M
- BLACKROCK ETF TRUST$886.0K
- VANGUARD INTL EQUITY INDEX F$495.5K
Exited Positions
- VANGUARD MALVERN FDS$4.2M
- FIRST TR EXCHANGE TRADED FD$1.3M
- T ROWE PRICE ETF INC$991.8K
- VANGUARD WHITEHALL FDS$937.1K
- INVESCO QQQ TR$856.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PIMCO ETF TR | BOND | 72201R775 | $7.9M | 8.74% | 84,782 | SH |
| 2 | FIRST TR EXCHANGE TRADED FD | TDIV | 33738R118 | $4.9M | 5.44% | 46,964 | SH |
| 3 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $4.8M | 5.37% | 31,215 | SH |
| 4 | PIMCO ETF TR | PYLD | 72201R585 | $4.7M | 5.21% | 176,829 | SH |
| 5 | ISHARES TR | IXUS | 46432F834 | $4.7M | 5.17% | 49,486 | SH |
| 6 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $4.6M | 5.12% | 30,597 | SH |
| 7 | WISDOMTREE TR | IQDG | 97717X131 | $4.6M | 5.10% | 105,441 | SH |
| 8 | ISHARES INC | EMXC | 46434G764 | $4.3M | 4.72% | 47,549 | SH |
| 9 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $4.3M | 4.71% | 100,646 | SH |
| 10 | ISHARES TR | QLTA | 46429B291 | $3.9M | 4.32% | 81,269 | SH |
| 11 | WISDOMTREE TR | DHS | 97717W208 | $2.9M | 3.22% | 26,242 | SH |
| 12 | ISHARES GOLD TR | IAU | 464285204 | $2.6M | 2.86% | 28,215 | SH |
| 13 | SPDR INDEX SHS FDS | GNR | 78463X541 | $2.5M | 2.72% | 32,955 | SH |
| 14 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $2.2M | 2.49% | 30,163 | SH |
| 15 | FIRST TR EXCHANGE-TRADED ALP | FYX | 33734Y109 | $2.0M | 2.16% | 14,839 | SH |
| 16 | ISHARES TR | GOVT | 46429B267 | $1.8M | 1.99% | 78,282 | SH |
| 17 | SSGA ACTIVE TR | ALLW | 78470P630 | $1.7M | 1.85% | 55,492 | SH |
| 18 | APPLE INC | AAPL | 037833100 | $1.6M | 1.82% | 6,071 | SH |
| 19 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.5M | 1.70% | 2,158 | SH |
| 20 | SCHWAB STRATEGIC TR | SCHK | 808524722 | $1.2M | 1.37% | 36,165 | SH |
| 21 | FIRST TR EXCHNG TRADED FD VI | BUFQ | 33740U752 | $1.2M | 1.30% | 31,156 | SH |
| 22 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.1M | 1.23% | 5,484 | SH |
| 23 | FIRST TR EXCHANGE-TRADED ALP | FNX | 33735B108 | $918.7K | 1.02% | 6,668 | SH |
| 24 | MORGAN STANLEY | MS | 617446448 | $897.6K | 0.99% | 4,754 | SH |
| 25 | BLACKROCK ETF TRUST | BAI | 09290C780 | $886.0K | 0.98% | 21,706 | SH |
| 26 | ISHARES TR | IXN | 464287291 | $885.6K | 0.98% | 7,593 | SH |
| 27 | MICROSOFT CORP | MSFT | 594918104 | $803.3K | 0.89% | 1,900 | SH |
| 28 | WALMART INC | WMT | 931142103 | $801.3K | 0.89% | 6,285 | SH |
| 29 | RTX CORPORATION | RTX | 75513E101 | $796.2K | 0.88% | 4,053 | SH |
| 30 | JPMORGAN CHASE & CO | JPM | 46625H100 | $769.2K | 0.85% | 2,479 | SH |
| 31 | DEERE & CO | DE | 244199105 | $576.9K | 0.64% | 977 | SH |
| 32 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $531.1K | 0.59% | 2,335 | SH |
| 33 | BROADCOM INC | AVGO | 11135F101 | $529.2K | 0.59% | 1,302 | SH |
| 34 | ORACLE CORP | ORCL | 68389X105 | $527.1K | 0.58% | 3,011 | SH |
| 35 | AMAZON COM INC | AMZN | 023135106 | $512.6K | 0.57% | 2,046 | SH |
| 36 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $504.8K | 0.56% | 16,258 | SH |
| 37 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $495.5K | 0.55% | 6,070 | SH |
| 38 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $487.9K | 0.54% | 1,317 | SH |
| 39 | GOLDMAN SACHS ETF TR | GSLC | 381430503 | $480.5K | 0.53% | 3,525 | SH |
| 40 | VANGUARD INDEX FDS | VTI | 922908769 | $447.3K | 0.50% | 1,276 | SH |
| 41 | CISCO SYS INC | CSCO | 17275R102 | $439.1K | 0.49% | 5,091 | SH |
| 42 | BHP BILLITON LIMITED | BHP | 088606108 | $406.4K | 0.45% | 5,051 | SH |
| 43 | HOME DEPOT INC | HD | 437076102 | $403.9K | 0.45% | 1,156 | SH |
| 44 | JOHNSON & JOHNSON | JNJ | 478160104 | $384.3K | 0.43% | 1,641 | SH |
| 45 | COCA COLA CO | KO | 191216100 | $383.8K | 0.43% | 5,068 | SH |
| 46 | VANGUARD INTL EQUITY INDEX F | VPL | 922042866 | $377.1K | 0.42% | 3,512 | SH |
| 47 | SCHWAB STRATEGIC TR | FNDE | 808524730 | $353.1K | 0.39% | 8,660 | SH |
| 48 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $341.2K | 0.38% | 10,461 | SH |
| 49 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $339.3K | 0.38% | 6,526 | SH |
| 50 | RIO TINTO PLC | RIO | 767204100 | $315.4K | 0.35% | 3,149 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-23 | $90.2M | 65 | 0001951757-26-000712 |
| 2025-12-31 | 2026-02-20 | $105.6M | 72 | 0001951757-26-000485 |