Peak Retirement Planning, Inc. — 13F Holdings & Portfolio
CIK 2056697 · latest 13F-HR filed 2026-08-10
Peak Retirement Planning, Inc. manages $631.6M in 13F-reported U.S. long-equity assets across 194 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SGOV (10.42%), QQQ (5.49%), VEA (4.55%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 49 new positions, exited 7, added to 110, and trimmed 25.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Filer Information
Address
3600 OLENTANGY RIVER RDBUILDING 501
COLUMBUS, OH 43214
Phone
(614) 500-4121
Filing Manager
Peak Retirement Planning, Inc.
COLUMBUS, OH
Signatory
Brandon Smith
Operations Lead
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AUM
$631.6M
Long-equity book
Holdings
194
Distinct positions
Period
2026-06-30
Filed 2026-08-10
Q/Q Activity
+49 / −7 / ↑110 / ↓25
vs 2026-03-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- Invesco QQQ Trust, Series 1$22.5M +185.8%
- State Street Consumer Discretionary Select Sector SPDR ETF$16.8M +4885.2%
- State Street Real Estate Select Sector SPDR ETF$16.6M +3710.5%
- Vanguard S&P 500 ETF$7.0M +162.9%
- Vanguard Morningstar Small-Cap Growth ETF$6.7M +62.0%
Top Trims
- State Street Materials Select Sector SPDR ETF-$12.2M -92.5%
- State Street Consumer Staples Select Sector SPDR ETF-$12.0M -94.6%
- Vanguard Morningstar Mid-Cap ETF-$4.5M -69.6%
- Vanguard FTSE Emerging Markets ETF-$4.5M -19.2%
- Hims & Hers Health, Inc. Class A Common Stock-$3.9M -93.6%
New Positions
- Advanced Micro Devices, Inc. - Common Stock$5.9M
- Visa Inc.$5.1M
- Universal Health Services, Inc. Common Stock$4.7M
- Progressive Corporation (The) Common Stock$3.4M
- Paychex, Inc. - Common Stock$3.0M
Exited Positions
- SPDR Gold MiniShares$17.6M
- PulteGroup, Inc.$3.1M
- Fox Corporation$2.4M
- ConAgra Brands, Inc.$2.0M
- iShares California Muni Bond$360.6K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | iShares 0-3 Month Treasury Bond ETF | SGOV | 46436E718 | $65.8M | 10.42% | 653,810 | SH |
| 2 | Invesco QQQ Trust, Series 1 | QQQ | 46090E103 | $34.7M | 5.49% | 47,055 | SH |
| 3 | Vanguard FTSE Developed Markets ETF | VEA | 921943858 | $28.7M | 4.55% | 403,062 | SH |
| 4 | Vanguard FTSE Emerging Markets ETF | VWO | 922042858 | $18.9M | 3.00% | 317,385 | SH |
| 5 | State Street Health Care Select Sector SPDR ETF | XLV | 81369Y209 | $18.4M | 2.92% | 116,103 | SH |
| 6 | Vanguard Morningstar Small-Cap Growth ETF | VBK | 922908595 | $17.5M | 2.77% | 47,871 | SH |
| 7 | State Street Energy Select Sector SPDR ETF | XLE | 81369Y506 | $17.5M | 2.77% | 329,503 | SH |
| 8 | State Street Consumer Discretionary Select Sector SPDR ETF | XLY | 81369Y407 | $17.2M | 2.72% | 146,239 | SH |
| 9 | State Street Real Estate Select Sector SPDR ETF | XLRE | 81369Y860 | $17.0M | 2.70% | 386,766 | SH |
| 10 | State Street Communication Services Select Sector SPDR ETF | XLC | 81369Y852 | $16.7M | 2.64% | 155,779 | SH |
| 11 | Vanguard Morningstar Small-Cap Value ETF | VBR | 922908611 | $13.7M | 2.17% | 56,505 | SH |
| 12 | Vanguard Morningstar Value ETF | VTV | 922908744 | $13.6M | 2.16% | 62,479 | SH |
| 13 | Vanguard Morningstar Growth ETF | VUG | 922908736 | $13.5M | 2.13% | 156,415 | SH |
| 14 | Vanguard Morningstar Mid-Cap Value ETF | VOE | 922908512 | $11.4M | 1.80% | 57,532 | SH |
| 15 | Vanguard S&P 500 ETF | VOO | 922908363 | $11.2M | 1.78% | 16,364 | SH |
| 16 | NVIDIA Corporation - Common Stock | NVDA | 67066G104 | $10.9M | 1.72% | 54,264 | SH |
| 17 | Vanguard Morningstar Small-Cap ETF | VB | 922908751 | $10.7M | 1.69% | 35,246 | SH |
| 18 | Alphabet Inc. - Class A Common Stock | GOOGL | 02079K305 | $7.0M | 1.11% | 19,651 | SH |
| 19 | Vanguard Real Estate ETF | VNQ | 922908553 | $6.9M | 1.09% | 71,525 | SH |
| 20 | Micron Technology, Inc. - Common Stock | MU | 595112103 | $6.9M | 1.09% | 5,948 | SH |
| 21 | Microsoft Corporation - Common Stock | MSFT | 594918104 | $6.2M | 0.99% | 16,684 | SH |
| 22 | Eli Lilly and Company Common Stock | LLY | 532457108 | $6.1M | 0.96% | 5,056 | SH |
| 23 | Advanced Micro Devices, Inc. - Common Stock | AMD | 007903107 | $5.9M | 0.94% | 10,172 | SH |
| 24 | Apple Inc. - Common Stock | AAPL | 037833100 | $5.3M | 0.84% | 18,319 | SH |
| 25 | Halozyme Therapeutics, Inc. - Common Stock | HALO | 40637H109 | $5.3M | 0.84% | 67,523 | SH |
| 26 | Tenet Healthcare Corporation Common Stock | THC | 88033G407 | $5.2M | 0.82% | 27,789 | SH |
| 27 | Exelixis, Inc. - Common Stock | EXEL | 30161Q104 | $5.1M | 0.81% | 94,407 | SH |
| 28 | Merit Medical Systems, Inc. - Common Stock | MMSI | 589889104 | $5.1M | 0.81% | 74,008 | SH |
| 29 | Visa Inc. | V | 92826C839 | $5.1M | 0.80% | 14,791 | SH |
| 30 | Broadcom Inc. - Common Stock | AVGO | 11135F101 | $5.1M | 0.80% | 13,384 | SH |
| 31 | Flex Ltd. - Ordinary Shares | FLEX | Y2573F102 | $5.1M | 0.80% | 31,191 | SH |
| 32 | Neurocrine Biosciences, Inc. - Common Stock | NBIX | 64125C109 | $5.0M | 0.79% | 29,734 | SH |
| 33 | Ralph Lauren Corporation Common Stock | RL | 751212101 | $5.0M | 0.79% | 12,423 | SH |
| 34 | Meta Platforms, Inc. - Class A Common Stock | META | 30303M102 | $4.8M | 0.77% | 8,587 | SH |
| 35 | Toast, Inc. Class A Common Stock | TOST | 888787108 | $4.8M | 0.76% | 173,678 | SH |
| 36 | Insulet Corporation - Common Stock | PODD | 45784P101 | $4.8M | 0.75% | 31,312 | SH |
| 37 | Elanco Animal Health Incorporated Common Stock | ELAN | 28414H103 | $4.7M | 0.75% | 191,897 | SH |
| 38 | Universal Health Services, Inc. Common Stock | UHS | 913903100 | $4.7M | 0.74% | 31,287 | SH |
| 39 | United Therapeutics Corporation - Common Stock | UTHR | 91307C102 | $4.5M | 0.72% | 8,389 | SH |
| 40 | Vanguard Morningstar Total Stock Market ETF | VTI | 922908769 | $4.3M | 0.68% | 11,526 | SH |
| 41 | Applovin Corporation - Class A Common Stock | APP | 03831W108 | $4.3M | 0.67% | 8,250 | SH |
| 42 | Chewy, Inc. Class A Common Stock | CHWY | 16679L109 | $4.2M | 0.67% | 214,080 | SH |
| 43 | Vanguard Morningstar Mid-Cap Growth ETF | VOT | 922908538 | $4.1M | 0.64% | 13,285 | SH |
| 44 | Monolithic Power Systems, Inc. - Common Stock | MPWR | 609839105 | $4.1M | 0.64% | 2,931 | SH |
| 45 | Johnson & Johnson Common Stock | JNJ | 478160104 | $4.0M | 0.64% | 15,923 | SH |
| 46 | Procter & Gamble Company (The) Common Stock | PG | 742718109 | $4.0M | 0.63% | 27,103 | SH |
| 47 | Merck & Company, Inc. Common Stock (new) | MRK | 58933Y105 | $3.8M | 0.60% | 29,248 | SH |
| 48 | Zoom Communications, Inc. - Class A Common Stock | ZM | 98980L101 | $3.7M | 0.59% | 42,913 | SH |
| 49 | Kimberly-Clark Corporation - Common Stock | KMB | 494368103 | $3.6M | 0.57% | 33,047 | SH |
| 50 | Colgate-Palmolive Company Common Stock | CL | 194162103 | $3.5M | 0.56% | 38,444 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-10 | $631.6M | 194 | 0002056697-26-000003 |
| 2026-03-31 | 2026-05-11 | $501.5M | 152 | 0002056697-26-000002 |
| 2025-12-31 | 2026-02-10 | $427.1M | 145 | 0002056697-26-000001 |
| 2025-09-30 | 2025-11-04 | $355.1M | 128 | 0002056697-25-000006 |