Kagan Cocozza Asset Management — 13F Holdings & Portfolio

CIK 2064489 · latest 13F-HR filed 2026-08-06

Kagan Cocozza Asset Management manages $159.6M in 13F-reported U.S. long-equity assets across 67 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYM (15.79%), SPAB (11.24%), SPDW (8.85%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 1 new position, exited 3, added to 40, and trimmed 8.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
49 CURTMANTLE ROAD
MICKLETON, NJ 08056
Phone
(856) 381-0550
Filing Manager
Kagan Cocozza Asset Management
MICKLETON, NJ
Signatory
Jim Cullen
Filing Agent
Loading holdings…
AUM

$159.6M

Long-equity book

Holdings

67

Distinct positions

Period

2026-06-30

Filed 2026-08-06

Q/Q Activity

+1 / −3 / ↑40 / ↓8

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SPDR SERIES TRUST$4.5M +21.7%
  • SPDR INDEX SHS FDS$2.2M +18.0%
  • VANGUARD INDEX FDS$1.8M +23.8%
  • VANGUARD SPECIALIZED FUNDS$1.2M +14.6%
  • ISHARES TR$1.1M +29.3%
Show all 40 →

Top Trims

  • VERIZON COMMUNICATIONS INC-$103.0K -15.7%
  • PFIZER INC-$103.0K -24.9%
  • EXXON MOBIL CORP-$95.3K -19.4%
  • CHEVRON CORPORATION-$79.4K -21.5%
  • SPDR SERIES TRUST-$64.0K -5.7%
Show all 8 →

New Positions

  • GE VERNOVA INC$235.0K
Show all 1 →

Exited Positions

  • SPDR SERIES TRUST$245.8K
  • T-MOBILE US INC$245.7K
  • NEOS ETF TRUST$207.6K
Show all 3 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $25.2M 15.79% 286,656 SH
2 SPDR SERIES TRUST SPAB 78464A649 $17.9M 11.24% 702,691 SH
3 SPDR INDEX SHS FDS SPDW 78463X889 $14.1M 8.85% 280,223 SH
4 SPDR SERIES TRUST SPIB 78464A375 $9.2M 5.74% 273,730 SH
5 VANGUARD INDEX FDS VO 922908629 $9.2M 5.73% 113,577 SH
6 VANGUARD SPECIALIZED FUNDS VIG 921908844 $9.1M 5.69% 38,355 SH
7 ISHARES TR AGG 464287226 $7.1M 4.47% 72,064 SH
8 VANGUARD INTL EQUITY INDEX F VWO 922042858 $6.3M 3.97% 106,055 SH
9 VANGUARD INDEX FDS VNQ 922908553 $5.6M 3.50% 57,936 SH
10 ISHARES TR IJR 464287804 $4.9M 3.05% 32,831 SH
11 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.1M 2.54% 5,438 SH
12 SPDR SERIES TRUST SPMD 78464A847 $3.9M 2.44% 57,678 SH
13 SELECT SECTOR SPDR TR XLK 81369Y803 $3.9M 2.42% 20,283 SH
14 ELI LILLY & CO LLY 532457108 $2.9M 1.79% 2,385 SH
15 ISHARES TR IVV 464287200 $2.3M 1.45% 3,097 SH
16 APPLE INC AAPL 037833100 $1.7M 1.07% 5,911 SH
17 SPDR INDEX SHS FDS SPEM 78463X509 $1.4M 0.90% 27,876 SH
18 SPDR SERIES TRUST SPSM 78468R853 $1.4M 0.89% 24,743 SH
19 META PLATFORMS INC META 30303M102 $1.3M 0.84% 2,376 SH
20 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $1.2M 0.74% 14,312 SH
21 VANGUARD TAX-MANAGED FDS VEA 921943858 $1.1M 0.70% 15,703 SH
22 ALPHABET INC GOOG 02079K107 $1.1M 0.68% 3,093 SH
23 SPDR SERIES TRUST SPYD 78468R788 $1.1M 0.67% 22,296 SH
24 ISHARES TR USRT 464288521 $1.0M 0.65% 15,576 SH
25 SELECT SECTOR SPDR TR XLI 81369Y704 $1.0M 0.65% 5,565 SH
26 AFLAC INC AFL 001055102 $964.6K 0.60% 8,227 SH
27 CONSOLIDATED EDISON INC ED 209115104 $910.0K 0.57% 8,226 SH
28 SELECT SECTOR SPDR TR XLY 81369Y407 $898.7K 0.56% 7,663 SH
29 ISHARES TR IYR 464287739 $891.0K 0.56% 8,714 SH
30 SPDR INDEX SHS FDS XCNY 78463X848 $818.5K 0.51% 20,125 SH
31 COCA COLA CO KO 191216100 $796.6K 0.50% 9,802 SH
32 SELECT SECTOR SPDR TR XLV 81369Y209 $796.3K 0.50% 5,019 SH
33 SELECT SECTOR SPDR TR XLF 81369Y605 $779.0K 0.49% 14,530 SH
34 TARGET CORP TGT 87612E106 $769.1K 0.48% 5,888 SH
35 PROCTER & GAMBLE CO PG 742718109 $720.9K 0.45% 4,916 SH
36 KIMBERLY-CLARK CORP KMB 494368103 $720.5K 0.45% 6,564 SH
37 VANGUARD INTL EQUITY INDEX F VEU 922042775 $716.6K 0.45% 8,556 SH
38 AUTOMATIC DATA PROCESSING IN ADP 053015103 $696.2K 0.44% 3,109 SH
39 SYSCO CORP SYY 871829107 $685.3K 0.43% 8,200 SH
40 ISHARES TR EEM 464287234 $681.2K 0.43% 9,958 SH
41 WELLS FARGO & CO WFC 949746101 $654.3K 0.41% 7,918 SH
42 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $612.5K 0.38% 18,398 SH
43 VERIZON COMMUNICATIONS INC VZ 92343V104 $554.8K 0.35% 13,103 SH
44 VANGUARD BD INDEX FDS BND 921937835 $498.8K 0.31% 6,795 SH
45 JPMORGAN CHASE & CO JPM 46625H100 $495.9K 0.31% 1,515 SH
46 SCHWAB STRATEGIC TR SCHM 808524508 $473.7K 0.30% 12,848 SH
47 VANGUARD INDEX FDS VOO 922908363 $471.2K 0.30% 686 SH
48 VANGUARD WHITEHALL FDS VYM 921946406 $446.5K 0.28% 2,826 SH
49 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $410.3K 0.26% 820 SH
50 ISHARES INC IEMG 46434G103 $402.9K 0.25% 4,864 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-06 $159.6M 67 0002063364-26-000263
2026-03-31 2026-04-23 $142.1M 69 0002063364-26-000118
2025-12-31 2026-01-23 $140.6M 64 0002063364-26-000020