Kagan Cocozza Asset Management — 13F Holdings & Portfolio
CIK 2064489 · latest 13F-HR filed 2026-04-23
Kagan Cocozza Asset Management manages $142.1M in 13F-reported U.S. long-equity assets across 69 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are SPYM (14.57%), SPAB (12.62%), SPDW (8.42%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 6 new positions, exited 1, added to 10, and trimmed 29.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$142.1M
Long-equity book
69
Distinct positions
2026-03-31
Filed 2026-04-23
+6 / −1 / ↑10 / ↓29
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$1.7M +37.3%
- STATE STR SPDR S&P 500 ETF T$1.3M +57.5%
- VANGUARD INTL EQUITY INDEX F$672.8K +14.7%
- VANGUARD INDEX FDS$527.1K +12.5%
- VANGUARD TAX-MANAGED FDS$443.2K +78.7%
Top Trims
- SPDR SERIES TRUST-$1.3M -6.0%
- SPDR SERIES TRUST-$1.2M -6.2%
- VANGUARD SPECIALIZED FUNDS-$951.0K -10.7%
- ELI LILLY & CO-$573.0K -20.6%
- SPDR SERIES TRUST-$372.1K -24.8%
New Positions
- VANGUARD SCOTTSDALE FDS$791.5K
- VANGUARD BD INDEX FDS$500.4K
- SCHWAB STRATEGIC TR$394.2K
- ISHARES INC$309.4K
- PIMCO DYNAMIC INCOME FD$211.8K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYM | 78464A854 | $20.7M | 14.57% | 270,512 | SH |
| 2 | SPDR SERIES TRUST | SPAB | 78464A649 | $17.9M | 12.62% | 700,150 | SH |
| 3 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $12.0M | 8.42% | 262,191 | SH |
| 4 | SPDR SERIES TRUST | SPIB | 78464A375 | $9.3M | 6.52% | 276,437 | SH |
| 5 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $7.9M | 5.57% | 36,829 | SH |
| 6 | VANGUARD INDEX FDS | VO | 922908629 | $7.4M | 5.20% | 25,733 | SH |
| 7 | ISHARES TR | AGG | 464287226 | $6.3M | 4.46% | 63,849 | SH |
| 8 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $5.3M | 3.70% | 97,244 | SH |
| 9 | VANGUARD INDEX FDS | VNQ | 922908553 | $4.7M | 3.34% | 53,438 | SH |
| 10 | ISHARES TR | IJR | 464287804 | $3.8M | 2.65% | 30,292 | SH |
| 11 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $3.6M | 2.51% | 5,487 | SH |
| 12 | SPDR SERIES TRUST | SPMD | 78464A847 | $3.4M | 2.41% | 57,911 | SH |
| 13 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $3.2M | 2.22% | 23,775 | SH |
| 14 | ELI LILLY & CO | LLY | 532457108 | $2.2M | 1.56% | 2,403 | SH |
| 15 | ISHARES TR | IVV | 464287200 | $2.0M | 1.42% | 3,080 | SH |
| 16 | APPLE INC | AAPL | 037833100 | $1.5M | 1.06% | 5,957 | SH |
| 17 | META PLATFORMS INC | META | 30303M102 | $1.4M | 0.96% | 2,384 | SH |
| 18 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $1.3M | 0.94% | 28,446 | SH |
| 19 | SPDR SERIES TRUST | SPSM | 78468R853 | $1.2M | 0.86% | 25,163 | SH |
| 20 | SPDR SERIES TRUST | SPYD | 78468R788 | $1.1M | 0.79% | 24,775 | SH |
| 21 | ISHARES TR | USRT | 464288521 | $1.0M | 0.72% | 17,172 | SH |
| 22 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $1.0M | 0.71% | 15,703 | SH |
| 23 | CONSOLIDATED EDISON INC | ED | 209115104 | $934.4K | 0.66% | 8,256 | SH |
| 24 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $907.5K | 0.64% | 5,611 | SH |
| 25 | AFLAC INC | AFL | 001055102 | $906.3K | 0.64% | 8,261 | SH |
| 26 | ALPHABET INC | GOOG | 02079K107 | $891.6K | 0.63% | 3,108 | SH |
| 27 | ISHARES TR | IYR | 464287739 | $859.5K | 0.60% | 9,090 | SH |
| 28 | SELECT SECTOR SPDR TR | XLY | 81369Y407 | $846.0K | 0.60% | 7,763 | SH |
| 29 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $816.5K | 0.57% | 16,539 | SH |
| 30 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $794.8K | 0.56% | 5,421 | SH |
| 31 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $791.5K | 0.56% | 9,565 | SH |
| 32 | SPDR INDEX SHS FDS | XCNY | 78463X848 | $772.2K | 0.54% | 21,103 | SH |
| 33 | COCA COLA CO | KO | 191216100 | $753.1K | 0.53% | 9,903 | SH |
| 34 | TARGET CORP | TGT | 87612E106 | $726.8K | 0.51% | 5,996 | SH |
| 35 | PROCTER & GAMBLE CO | PG | 742718109 | $705.4K | 0.50% | 4,884 | SH |
| 36 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $657.8K | 0.46% | 13,103 | SH |
| 37 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $656.9K | 0.46% | 8,747 | SH |
| 38 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $630.5K | 0.44% | 16,411 | SH |
| 39 | WELLS FARGO & CO | WFC | 949746101 | $630.4K | 0.44% | 7,918 | SH |
| 40 | KIMBERLY-CLARK CORP | KMB | 494368103 | $629.8K | 0.44% | 6,528 | SH |
| 41 | AUTOMATIC DATA PROCESSING IN | ADP | 053015103 | $629.4K | 0.44% | 3,098 | SH |
| 42 | ISHARES TR | EEM | 464287234 | $593.2K | 0.42% | 10,445 | SH |
| 43 | SYSCO CORP | SYY | 871829107 | $566.8K | 0.40% | 7,946 | SH |
| 44 | VANGUARD BD INDEX FDS | BND | 921937835 | $500.4K | 0.35% | 6,795 | SH |
| 45 | EXXON MOBIL CORP | XOM | 30231G102 | $490.8K | 0.35% | 2,893 | SH |
| 46 | JPMORGAN CHASE & CO | JPM | 46625H100 | $445.7K | 0.31% | 1,515 | SH |
| 47 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $431.5K | 0.30% | 2,914 | SH |
| 48 | PFIZER INC | PFE | 717081103 | $413.9K | 0.29% | 14,739 | SH |
| 49 | VANGUARD INDEX FDS | VOO | 922908363 | $409.3K | 0.29% | 685 | SH |
| 50 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $394.2K | 0.28% | 12,732 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-23 | $142.1M | 69 | 0002063364-26-000118 |
| 2025-12-31 | 2026-01-23 | $140.6M | 64 | 0002063364-26-000020 |