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Godfrey Financial Associates, Inc. — 13F Holdings & Portfolio

CIK 2097943 · latest 13F-HR filed 2026-08-11

Backtest portfolio

Godfrey Financial Associates, Inc. manages $130.7M in 13F-reported U.S. long-equity assets across 1,090 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (11.42%), IVW (9.43%), IJH (6.65%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 32 new positions and exited 52; 555 existing positions rose in reported value and 244 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$130.7M

Long-equity book

Holdings
1,090

Distinct positions

Period
2026-06-30

Filed 2026-08-11

Q/Q Activity
+32 / −52 / ↑555 / ↓244

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV11.4% · -1%IVW9.4% · +0%IJH6.6% · -3%HDV6.4% · +401%DVY3.3% · +2%AGG3.0% · +2%IJR3.0% · +1%ITOT2.7% · -2%STIP2.0% · -1%NVDA1.5% · 0%IJK1.4% · -1%BRK.B1.4% · +6%SCHX1.2% · +1%GOOGL1.2% · -6%DELL1.1% · -1%ANET1.0% · -2%MSFT1.0% · -15%IDV0.9% · +17%NYF0.9% · 0%JNJ0.9% · +0%VEA0.9% · +10%AMZN0.8% · -16%AAPL0.7% · -0%SCHG0.7% · +3%EFG0.7% · -37%IEFA0.6% · +0%TSLA0.6% · -3%FELG0.6% · 0%V0.6% · -5%IYW0.6% · +2%DSI0.5% · -0%IJT0.5% · -1%EFIV0.5% · +25%IBM0.5% · +0%ASML0.5% · -1%LQD0.5% · +3%ESGU0.5% · +1%DGRO0.5% · +0%ISTB0.5% · +0%IXN0.4% · 0%CAT0.4% · 0%TIP0.4% · +2%XOM0.3% · -4%GOOG0.3% · 0%JPM0.3% · -7%ICLN0.3% · +0%IVE0.3% · +15%IWM0.3% · 0%SPHD0.3% · -10%LCTU0.3% · +0%VCIT0.3% · -1%IWR0.3% · 0%CSCO0.3% · -5%IEV0.3% · 0%GE0.2% · 0%VWO0.2% · +9%VV0.2% · +38%SPY0.2% · 0%ESML0.2% · +6%BAC0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 49.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 21, 2026.

Assets Under Management
$182.5M
Discretionary
$182.5M
Employees
3
Accounts
702
Address
797 ROUTE 9W
GLENMONT, NY 12077-3801
Phone
(518) 767-2574
Website
Name Title / Status Ownership Type
GODFREY, KATHLEEN, LOUISE ControlPRESIDENT AND CHIEF COMPLIANCE OFFICER
since Jan 1996
75% or moreIndividual
Ownership & leadership changes · 1 filing with changes since Aug 29, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 3, 2014 filing
  • ChangedGODFREY, KATHLEEN, LOUISE · title CHIEF COMPLIANCE OFFICER / PRESIDENT → PRESIDENT AND CHIEF COMPLIANCE OFFICER
Aug 29, 2013 filing (earliest on record)
  • ListedGODFREY, KATHLEEN, LOUISE · CHIEF COMPLIANCE OFFICER / PRESIDENT · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Godfrey Financial Associates, Inc. Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE S&P 500 ETF IVV 464287200 $14.9M 11.42% 19,927 SH
2 ISHARES S&P 500 GROWTH ETF IVW 464287309 $12.3M 9.43% 90,538 SH
3 ISHARES CORE S&P MID-CAP ETF IJH 464287507 $8.7M 6.65% 112,824 SH
4 ISHARES CORE HIGH DIVIDEND ETF HDV 46429B663 $8.3M 6.38% 304,349 SH
5 ISHARES SELECT DIVIDEND ETF DVY 464287168 $4.3M 3.32% 27,759 SH
6 ISHARES CORE US AGGREGATE BOND ETF AGG 464287226 $3.9M 2.99% 39,466 SH
7 ISHARES CORE S&P SMALL-CAP E IJR 464287804 $3.9M 2.98% 26,233 SH
8 ISHARES CORE S&P TOTAL US STOCK MARKET ETF ITOT 464287150 $3.6M 2.72% 21,663 SH
9 ISHARES 0-5 YEAR TIPS BOND ETF STIP 46429B747 $2.6M 1.96% 25,109 SH
10 NVIDIA CORPORATION COM NVDA 67066G104 $2.0M 1.55% 10,104 SH
11 ISHARES S&P MID-CAP 400 GROWTH ETF IJK 464287606 $1.8M 1.39% 15,414 SH
12 BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B BRK.B 084670702 $1.8M 1.36% 3,548 SH
13 SCHWAB STRATEGIC TR US LARGE-CAP ETF SCHX 808524201 $1.6M 1.23% 53,891 SH
14 ALPHABET INC CAP STK CL A GOOGL 02079K305 $1.6M 1.22% 4,449 SH
15 DELL TECHNOLOGIES INC CL C DELL 24703L202 $1.4M 1.09% 3,297 SH
16 ARISTA NETWORKS INC COM SHS ANET 040413205 $1.3M 0.98% 7,506 SH
17 MICROSOFT CORP MSFT 594918104 $1.2M 0.95% 3,337 SH
18 ISHARES TR INTL SEL DIV ETF IDV 464288448 $1.2M 0.94% 29,503 SH
19 ISHARES NEW YORK MUNI BOND ETF NYF 464288323 $1.2M 0.90% 21,884 SH
20 JOHNSON &JOHNSON COM JNJ 478160104 $1.2M 0.89% 4,560 SH
21 VANGUARD DEVELOPED MARKETS INDEX FUND ETF VEA 921943858 $1.1M 0.88% 15,596 SH
22 AMAZON.COM INC AMZN 023135106 $1.1M 0.82% 4,489 SH
23 APPLE INC AAPL 037833100 $923.2K 0.71% 3,191 SH
24 SCHWAB US LARGE-CAP GROWTH ETF SCHG 808524300 $868.3K 0.66% 25,660 SH
25 ISHARES TR EAFE GRWTH ETF EFG 464288885 $860.0K 0.66% 6,912 SH
26 ISHARES TRUST CORE MSCI EAFE ETF IEFA 46432F842 $800.2K 0.61% 8,285 SH
27 TESLA INC COM TSLA 88160R101 $790.7K 0.61% 1,880 SH
28 FIDELITY ENHANCED LARGE CAP GROWTH ETF FELG 31609A305 $761.4K 0.58% 17,404 SH
29 VISA INC V 92826C839 $725.8K 0.56% 2,115 SH
30 ISHARES US TECHNOLOGY ETF IYW 464287721 $718.9K 0.55% 2,850 SH
31 ISHARES TRUST ESG MSCI KLD 400 ETF DSI 464288570 $705.0K 0.54% 4,951 SH
32 ISHARES TR S&P SMALL CAP 600 GROWTH ETF IJT 464287887 $698.5K 0.53% 3,911 SH
33 SPDR SERIES TRUST STATE STREET S&P 500 ESG ETF EFIV 78468R531 $691.6K 0.53% 8,973 SH
34 INTERNATIONAL BUS MACH CORP COM USD0.20 IBM 459200101 $675.2K 0.52% 2,401 SH
35 ASML HOLDING NV EUR0.09 NY REGISTRY SHS 2012 ASML N07059210 $668.5K 0.51% 336 SH
36 ISHARES IBOXX INV GRADE CORPORATE BOND ETF LQD 464287242 $637.8K 0.49% 5,848 SH
37 ISHARES TR ESG AWARE MSCI USA ETF ESGU 46435G425 $613.3K 0.47% 3,747 SH
38 ISHARES TRUST CORE DIVID GWTH DGRO 46434V621 $607.1K 0.46% 8,011 SH
39 ISHARES CORE 1-5 YEAR USD BOND ETF ISTB 46432F859 $595.5K 0.46% 12,343 SH
40 ISHARES GLOBAL TECH ETF IXN 464287291 $580.8K 0.44% 4,020 SH
41 CATERPILLAR INC COM CAT 149123101 $505.8K 0.39% 475 SH
42 ISHARES TIPS BOND ETF TIP 464287176 $471.8K 0.36% 4,311 SH
43 EXXON MOBIL CORP COM XOM 30231G102 $431.9K 0.33% 3,159 SH
44 ALPHABET INC CAP STK CL C GOOG 02079K107 $420.5K 0.32% 1,190 SH
45 JPMORGAN CHASE &CO. COM JPM 46625H100 $414.5K 0.32% 1,266 SH
46 ISHARES TR GL CLEAN ENE ETF ICLN 464288224 $391.6K 0.30% 19,113 SH
47 ISHARES S&P 500 VALUE ETF IVE 464287408 $388.5K 0.30% 1,711 SH
48 ISHARES RUSSELL 2000 ETF IWM 464287655 $378.0K 0.29% 1,258 SH
49 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL SPHD 46138E362 $376.2K 0.29% 7,400 SH
50 BLACKROCK ETF TRUST ISHARES U.S. CARBON TRANSITION READINESS AWARE ACTIVE ETF LCTU 09290C509 $374.7K 0.29% 4,675 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-11 $130.7M 1,090 0002097943-26-000003
2026-03-31 2026-05-12 $116.5M 1,122 0002097943-26-000002
2025-12-31 2026-02-10 $115.3M 1,116 0002097943-26-000001
Filer Information
Address
797 ROUTE 9W
GLENMONT, NY 12077
Phone
(518) 767-2574
Filing Manager
Godfrey Financial Associates, Inc.
GLENMONT, NY
Signatory
Kathleen Godfrey
Chief Compliance Officer