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STOLZ & ASSOCIATES, PS — 13F Holdings & Portfolio

CIK 2108989 · latest 13F-HR filed 2026-11-05

Backtest portfolio

STOLZ & ASSOCIATES, PS manages $170.6M in 13F-reported U.S. long-equity assets across 41 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are DUHP (19.35%), DFGP (13.64%), AVUV (11.50%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 12 new positions and exited 3; 8 existing positions rose in reported value and 8 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$170.6M

Long-equity book

Holdings
41

Distinct positions

Period
2026-09-30

Filed 2026-11-05

Q/Q Activity
+12 / −3 / ↑8 / ↓8

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
DUHP19.3% · +3%DFGP13.6% · +18%AVUV11.5% · -0%DIHP9.4% · +4%SHV7.7% · +6%DFAE7.1% · +3%VCIT7.0% · +8%GOVT6.7% · +4%AVDV5.4% · +2%NVDA1.5% · +0%DFAC1.4% · -2%HPE0.9% · newSCMB0.7% · +31%CPSD0.6% · 0%CPRA0.6% · 0%AAPL0.6% · 0%DFAR0.6% · +16%MSFT0.5% · -1%HPQ0.4% · newCOST0.4% · 0%KEYS0.3% · newA0.3% · newXOM0.3% · newAMZN0.3% · 0%META0.2% · newBRK.B0.2% · -14%BNDW0.2% · newFAUG0.2% · 0%DFAT0.2% · -27%AGG0.2% · newCPSR0.2% · 0%CPRO0.2% · 0%CPSF0.2% · -18%IWM0.1% · -4%DISV0.1% · 0%TSM0.1% · 0%GOOGL0.1% · -4%AVGO0.1% · -6%DFAS0.1% · 0%JNJ0.1% · newCPST0.1% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 89.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 11, 2026.

Assets Under Management
$282.2M
Discretionary
$253.2M
Employees
5
Accounts
568
Address
3102 RUSTON WAY
SUITE A
TACOMA, WA 98402
Phone
(253) 272-3441
Website
Name Title / Status Ownership Type
ROBINSON, MICHELLE, TERESA ControlVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
since Oct 2007
25–50%Individual
STOLZ, ANDREW, CHRISTOPHER ControlPRESIDENT AND CHIEF INVESTMENT OFFICER
since Dec 2021
50–75%Individual
Ownership & leadership changes · 4 filings with changes since Nov 1, 2019

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 17, 2024 filing
  • No longer listedSTOLZ, DAVID, ARTHUR · VICE PRESIDENT · 50–75% · control person · listed since Dec 2021
  • ChangedROBINSON, MICHELLE, TERESA · ownership 10–25% → 25–50%
  • ChangedSTOLZ, ANDREW, CHRISTOPHER · ownership 10–25% → 50–75%
Mar 15, 2023 filing
  • ChangedSTOLZ, DAVID, ARTHUR · ownership 75% or more → 50–75%
Feb 24, 2022 filing
  • ChangedROBINSON, MICHELLE, TERESA · title VICE PRESIDENT & CHIEF COMPLIANCE OFFICER → VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
  • ChangedSTOLZ, ANDREW, CHRISTOPHER · title VICE PRESIDENT AND CHIEF INVESTMENT OFFICER → PRESIDENT AND CHIEF INVESTMENT OFFICER
  • ChangedSTOLZ, DAVID, ARTHUR · title PRESIDENT → VICE PRESIDENT
Feb 21, 2020 filing
  • ChangedSTOLZ, ANDREW, CHRISTOPHER · title WEALTH PLANNER → VICE PRESIDENT AND CHIEF INVESTMENT OFFICER; now a control person
Nov 1, 2019 filing (earliest on record)
  • ListedROBINSON, MICHELLE, TERESA · VICE PRESIDENT & CHIEF COMPLIANCE OFFICER · 10–25% · control person
  • ListedSTOLZ, ANDREW, CHRISTOPHER · WEALTH PLANNER · 10–25%
  • ListedSTOLZ, DAVID, ARTHUR · PRESIDENT · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

STOLZ & ASSOCIATES, PS Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DFA INVT DIMENSIONS GROUP IN DUHP 25239Y196 $33.0M 19.35% 787,570 SH
2 DIMENSIONAL ETF TRUST DFGP 25434V583 $23.3M 13.64% 448,241 SH
3 AMERICAN CENTY ETF TR AVUV 025072877 $19.6M 11.50% 166,547 SH
4 DIMENSIONAL ETF TRUST DIHP 25434V765 $16.1M 9.44% 477,830 SH
5 ISHARES TR SHV 464288679 $13.1M 7.66% 118,446 SH
6 DIMENSIONAL ETF TRUST DFAE 25434V302 $12.1M 7.11% 308,423 SH
7 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $11.9M 6.97% 151,763 SH
8 ISHARES TR GOVT 46429B267 $11.4M 6.67% 520,105 SH
9 AMERICAN CENTY ETF TR AVDV 025072802 $9.3M 5.45% 84,952 SH
10 NVIDIA CORPORATION NVDA 67066G104 $2.6M 1.55% 11,551 SH
11 DIMENSIONAL ETF TRUST DFAC 25434V708 $2.3M 1.38% 52,851 SH
12 HEWLETT PACKARD ENTERPRISE C HPE 42824C109 $1.5M 0.87% 23,241 SH
13 SCHWAB STRATEGIC TR SCMB 808524649 $1.2M 0.72% 50,490 SH
14 CALAMOS ETF TR CPSD 12811T795 $1.1M 0.64% 40,039 SH
15 CALAMOS ETF TR CPRA 12811T134 $1.0M 0.60% 37,060 SH
16 APPLE INC AAPL 037833100 $953.4K 0.56% 2,863 SH
17 DFA INVT DIMENSIONS GROUP IN DFAR 25239Y147 $942.1K 0.55% 38,995 SH
18 MICROSOFT CORP MSFT 594918104 $932.5K 0.55% 1,818 SH
19 HP INC HPQ 40434L105 $725.1K 0.43% 23,181 SH
20 COSTCO WHOLESALE CORPORATION COST 22160K105 $642.7K 0.38% 706 SH
21 KEYSIGHT TECHNOLOGIES INC KEYS 49338L103 $597.8K 0.35% 1,642 SH
22 AGILENT TECHNOLOGIES INC A 00846U101 $564.7K 0.33% 3,277 SH
23 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $491.3K 0.29% 3,019 SH
24 AMAZON COM INC AMZN 023135106 $487.8K 0.29% 1,958 SH
25 META PLATFORMS INC META 30303M102 $404.6K 0.24% 558 SH
26 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $385.4K 0.23% 774 SH
27 VANGUARD SCOTTSDALE FDS BNDW 92206C565 $385.2K 0.23% 5,850 SH
28 FIRST TR EXCHNG TRADED FD VI FAUG 33740F862 $339.2K 0.20% 5,888 SH
29 DIMENSIONAL ETF TRUST DFAT 25434V609 $332.9K 0.20% 5,011 SH
30 ISHARES TR AGG 464287226 $300.5K 0.18% 3,179 SH
31 CALAMOS ETF TR CPSR 12811T761 $299.8K 0.18% 11,455 SH
32 CALAMOS ETF TR CPRO 12811T118 $272.6K 0.16% 9,530 SH
33 CALAMOS ETF TR CPSF 12811T779 $257.8K 0.15% 9,685 SH
34 ISHARES TR IWM 464287655 $243.2K 0.14% 875 SH
35 DIMENSIONAL ETF TRUST DISV 25434V781 $234.2K 0.14% 5,410 SH
36 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $222.6K 0.13% 488 SH
37 ALPHABET INC GOOGL 02079K305 $217.5K 0.13% 632 SH
38 BROADCOM INC AVGO 11135F101 $209.7K 0.12% 597 SH
39 DIMENSIONAL ETF TRUST DFAS 25434V500 $204.9K 0.12% 2,647 SH
40 JOHNSON & JOHNSON JNJ 478160104 $202.0K 0.12% 763 SH
41 CALAMOS ETF TR CPST 12811T886 $200.3K 0.12% 7,125 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-11-05 $170.6M 41 0002108989-26-000005
2026-06-30 2026-07-29 $160.2M 32 0002108989-26-000003
2026-03-31 2026-04-22 $143.3M 30 0002108989-26-000002
2025-12-31 2026-02-06 $129.6M 32 0001085146-26-000165
Filer Information
Address
3102 RUSTON WAY
TACOMA, WA 98402
Phone
(253) 272-3441
Filing Manager
STOLZ & ASSOCIATES, PS
TACOMA, WA
Signatory
Michelle T Robinson
VP/CCO