Appalachian Capital Management Ltd — 13F Holdings & Portfolio
CIK 2111450 · latest 13F-HR filed 2026-10-14
Appalachian Capital Management Ltd manages $139.4M in 13F-reported U.S. long-equity assets across 48 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SCHB (33.12%), SCHD (7.50%), SPTI (6.85%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 6 new positions and exited 1; 8 existing positions rose in reported value and 12 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-14
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 83.5%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Mar 16, 2026.
SUITE 215
ST. CLAIRSVILLE, OH 43950
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| PARKINSON, JOHN, WILLIAM Control | PRESIDENT AND CHIEF COMPLIANCE OFFICER since May 1992 | 75% or more | Individual |
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- VALERO ENERGY CORP$267.1K +48.8%
- CROWDSTRIKE HLDGS INC$216.3K +38.8%
- NVIDIA CORPORATION$171.5K +26.5%
- MICROSOFT CORP$129.5K +37.7%
- CHEVRON CORPORATION$85.3K +23.2%
Top Trims
- SPDR SERIES TRUST-$643.2K -7.0%
- PROSHARES TR-$255.7K -42.0%
- BOEING CO-$181.6K -14.3%
- TESLA INC-$117.3K -15.6%
- PIMCO ETF TR-$77.3K -8.6%
New Positions
- EXXONMOBIL HOLDINGS CORP$935.3K
- SPACE EXPLORATION TECHN CORP$421.1K
- META PLATFORMS INC$237.5K
- BP PLC$219.9K
- SANDISK CORP$212.3K
Appalachian Capital Management Ltd Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $46.2M | 33.12% | 1,575,194 | SH |
| 2 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $10.5M | 7.50% | 321,346 | SH |
| 3 | SPDR SERIES TRUST | SPTI | 78464A672 | $9.6M | 6.85% | 350,100 | SH |
| 4 | HARRIS OAKMARK ETF TRUST | OAKM | 41456U106 | $9.0M | 6.47% | 307,001 | SH |
| 5 | HARRIS OAKMARK ETF TRUST | OAKI | 41456U205 | $8.8M | 6.32% | 343,198 | SH |
| 6 | FIRST TR EXCHNG TRADED FD VI | UCON | 33740F888 | $8.7M | 6.26% | 367,333 | SH |
| 7 | SPDR SERIES TRUST | SPTL | 78464A664 | $8.6M | 6.16% | 360,162 | SH |
| 8 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $8.1M | 5.80% | 26,541 | SH |
| 9 | INVESCO QQQ TR | QQQ | 46090E103 | $4.2M | 3.01% | 5,666 | SH |
| 10 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $2.9M | 2.05% | 53,467 | SH |
| 11 | VANGUARD SCOTTSDALE FDS | VCIT | 92206C870 | $2.7M | 1.91% | 34,011 | SH |
| 12 | FIRST TR EXCHANGE TRADED FD | RDVY | 33738R506 | $1.9M | 1.37% | 24,452 | SH |
| 13 | BOEING CO | BA | 097023105 | $1.1M | 0.78% | 5,851 | SH |
| 14 | AMAZON COM INC | AMZN | 023135106 | $1.1M | 0.75% | 4,218 | SH |
| 15 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $935.3K | 0.67% | 5,747 | SH |
| 16 | SPDR SERIES TRUST | KRE | 78464A698 | $832.4K | 0.60% | 11,987 | SH |
| 17 | PIMCO ETF TR | BOND | 72201R775 | $821.4K | 0.59% | 9,443 | SH |
| 18 | NVIDIA CORPORATION | NVDA | 67066G104 | $817.4K | 0.59% | 3,579 | SH |
| 19 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $816.7K | 0.59% | 1,335 | SH |
| 20 | VALERO ENERGY CORP | VLO | 91913Y100 | $814.0K | 0.58% | 2,100 | SH |
| 21 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $774.1K | 0.56% | 2,924 | SH |
| 22 | ALPHABET INC | GOOG | 02079K107 | $719.0K | 0.52% | 2,110 | SH |
| 23 | TESLA INC | TSLA | 88160R101 | $632.6K | 0.45% | 1,783 | SH |
| 24 | INVESCO EXCHANGE TRADED FD T | PID | 46137V548 | $596.6K | 0.43% | 27,913 | SH |
| 25 | FIRST TR EXCHANGE-TRADED FD | FVD | 33734H106 | $578.4K | 0.41% | 12,331 | SH |
| 26 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $566.4K | 0.41% | 25,628 | SH |
| 27 | INVESCO EXCH TRADED FD TR II | SPLV | 46138E354 | $539.9K | 0.39% | 7,657 | SH |
| 28 | UNITED BANCORP INC OHIO | UBCP | 909911109 | $494.0K | 0.35% | 33,402 | SH |
| 29 | MICROSOFT CORP | MSFT | 594918104 | $472.9K | 0.34% | 922 | SH |
| 30 | BITWISE BITCOIN ETF TR | BITB | 09174C104 | $457.8K | 0.33% | 10,092 | SH |
| 31 | CHEVRON CORPORATION | CVX | 166764100 | $452.9K | 0.32% | 2,218 | SH |
| 32 | ELI LILLY & CO | LLY | 532457108 | $421.2K | 0.30% | 364 | SH |
| 33 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $421.1K | 0.30% | 2,791 | SH |
| 34 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $396.4K | 0.28% | 2,025 | SH |
| 35 | ISHARES TR | SOXX | 464287523 | $392.0K | 0.28% | 689 | SH |
| 36 | INVESCO ACTIVELY MANAGED EXC | GTO | 46090A804 | $363.4K | 0.26% | 8,150 | SH |
| 37 | PROSHARES TR | QLD | 74347R206 | $353.2K | 0.25% | 3,693 | SH |
| 38 | STATE STR SPDR DOW JONES IND | DIA | 78467X109 | $341.8K | 0.25% | 672 | SH |
| 39 | WESBANCO INC | WSBC | 950810101 | $311.8K | 0.22% | 8,332 | SH |
| 40 | VIATRIS INC | VTRS | 92556V106 | $298.7K | 0.21% | 16,859 | SH |
| 41 | NETFLIX INC. | NFLX | 64110L106 | $278.8K | 0.20% | 4,007 | SH |
| 42 | VANGUARD INTL EQUITY INDEX F | VT | 922042742 | $261.6K | 0.19% | 1,657 | SH |
| 43 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $245.6K | 0.18% | 7,527 | SH |
| 44 | META PLATFORMS INC | META | 30303M102 | $237.5K | 0.17% | 328 | SH |
| 45 | BP PLC | BP | 055622104 | $219.9K | 0.16% | 5,000 | SH |
| 46 | SANDISK CORP | SNDK | 80004C200 | $212.3K | 0.15% | 122 | SH |
| 47 | PROSHARES TR | BITO | 74347G440 | $174.5K | 0.13% | 15,579 | SH |
| 48 | EON RESOURCES INC | EONR | 40472A102 | $10.1K | 0.01% | 20,000 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-14 | $139.4M | 48 | 0002085853-26-001181 |
| 2026-06-30 | 2026-07-21 | $137.9M | 43 | 0002085853-26-000793 |
| 2026-03-31 | 2026-04-27 | $124.9M | 45 | 0002085853-26-000508 |
| 2025-12-31 | 2026-02-17 | $124.8M | 42 | 0002085853-26-000276 |
SUITE 215
ST CLAIRSVILLE, OH 43950