Top Institutional Investors

Collaborative Fund Advisors, LLC — 13F Holdings & Portfolio

CIK 2132074 · latest 13F-HR filed 2026-07-31

Backtest portfolio

Collaborative Fund Advisors, LLC manages $171.8M in 13F-reported U.S. long-equity assets across 182 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (4.62%), AAPL (3.42%), GOOGL (3.09%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 92 new positions and exited 70; 50 existing positions rose in reported value and 31 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$171.8M

Long-equity book

Holdings
182

Distinct positions

Period
2026-06-30

Filed 2026-07-31

Q/Q Activity
+92 / −70 / ↑50 / ↓31

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
NVDA4.6% · +41%AAPL3.4% · +34%GOOGL3.1% · -9%JAAA3.1% · +47%MSFT2.6% · +176%AMZN2.6% · +82%DBMF2.5% · +48%BNDX2.4% · +36%USHY2.1% · +132%EMLC2.0% · -5%SCHR1.7% · newSCHO1.7% · newFLOT1.5% · +29%AVGO1.4% · +130%VMBS1.4% · newJPM1.3% · +37%ARB1.3% · newIBHF1.2% · newMELI1.1% · -16%META1.1% · +94%TSM1.0% · -29%AMAT1.0% · -12%ABBV1.0% · +159%JNJ0.9% · +44%BSJR0.9% · newMU0.9% · newIBDR0.9% · newLLY0.9% · +25%WMT0.8% · +231%V0.8% · newTSLA0.8% · +195%BRK.B0.7% · +126%YUMC0.7% · -29%IBIC0.7% · newIBHG0.7% · newAMD0.7% · newMNA0.7% · -49%NBIX0.6% · +101%APH0.6% · +11%CSCO0.6% · newVGHY0.6% · newWIX0.6% · +2%TM0.6% · -36%TRGP0.6% · -11%BK0.6% · newHWM0.6% · +93%ASML0.6% · -9%COST0.6% · -61%SIMO0.5% · newUNH0.5% · newLIN0.5% · -4%XOM0.5% · +415%LRCX0.5% · newINGR0.5% · -49%ALL0.5% · -47%RMME0.5% · -5%PINS0.5% · -60%BIL0.5% · -44%GEV0.5% · -36%TMUS0.4% · -66%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

2 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 28.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 27, 2026.

Assets Under Management
$1.84B
Discretionary
$1.84B
Employees
30
Accounts
30
Address
347 BOWERY
2ND FLOOR
NEW YORK, NY 10003
Phone
(917) 275-7559
Website
Name Title / Status Ownership Type
COHEN, DAVID, KENNETH ControlPARTNER AND GENERAL COUNSEL
since Jan 2024
Less than 5%Individual
SHAPIRO, CRAIG ControlMANAGING MEMBER, COLLABORATIVE FUND MANAGEMENT LLC
since Oct 2010
75% or moreIndividual
SINGH, JASPREET ControlCHIEF COMPLIANCE OFFICER
since Aug 2026
Less than 5%Individual
ULLRICH, JEFFREY, SCOTT ControlCHIEF FINANCIAL OFFICER
since Jan 2022
Less than 5%Individual
Ownership & leadership changes · 8 filings with changes since Apr 29, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 26, 2026 filing
  • AddedSINGH, JASPREET · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedCOHEN, DAVID, KENNETH · now a control person
  • ChangedULLRICH, JEFFREY, SCOTT · now a control person
Mar 27, 2026 filing
  • ChangedCOHEN, DAVID, KENNETH · title OPERATING PARTNER AND GENERAL COUNSEL → PARTNER AND GENERAL COUNSEL
Mar 22, 2024 filing
  • AddedCOHEN, DAVID, KENNETH · OPERATING PARTNER AND GENERAL COUNSEL · Less than 5%
Mar 28, 2022 filing
  • No longer listedLUBOV, JOSHUA, O'BRIEN · CHIEF FINANCIAL OFFICER · Less than 5% · listed since Sep 2016
  • AddedULLRICH, JEFFREY, SCOTT · CHIEF FINANCIAL OFFICER · Less than 5%
Mar 28, 2019 filing
  • ChangedSHAPIRO, CRAIG · title MANAGING MEMBER, SIMPLE CAPITAL MANAGEMENT LLC → MANAGING MEMBER, COLLABORATIVE FUND MANAGEMENT LLC
Mar 29, 2017 filing
  • No longer listedALPS INVESTMENT LLC · MEMBER, COLLAB GP II LLC · 10–25% · listed since Feb 2013
  • No longer listedKIM, JUNGJU · OWNER · 25–50% · indirect via NXC CORPORATION · control person · listed since Jan 2009
  • No longer listedMaqubela, Sikanyiselwe · MEMBER, COLLAB GP III, LLC / MEMBER, COLLAB KIDS GP, LLC · 25–50% · listed since Oct 2015
  • No longer listedNXC CORPORATION · MEMBER, COLLAB GP II LLC / MEMBER, COLLAB GP III, LLC / MEMBER, COLLAB GP LLC / MEMBER, COLLAB KIDS GP, LLC / MEMBER, SIMPLE CAPITAL MANAGEMENT, LLC · 10–25% · listed since Feb 2014
  • No longer listedSMITH, DOUG · MEMBER, COLLAB GP LLC · 10–25% · listed since Oct 2010
  • AddedLUBOV, JOSHUA, O'BRIEN · CHIEF FINANCIAL OFFICER · Less than 5%
  • ChangedSHAPIRO, CRAIG · title MANAGING MEMBER, COLLAB GP GROWTH, LLC / MANAGING MEMBER, COLLAB GP II LLC / MANAGING MEMBER, COLLAB GP III, LLC / MANAGING MEMBER, COLLAB GP LLC / MANAGING MEMBER, COLLAB KIDS GP, LLC / MANAGING MEMBER, SIMPLE CAPITAL MANAGEMENT LLC → MANAGING MEMBER, SIMPLE CAPITAL MANAGEMENT LLC
Mar 30, 2016 filing
  • AddedKIM, JUNGJU · OWNER · 25–50% · indirect via NXC CORPORATION · control person
  • AddedMaqubela, Sikanyiselwe · MEMBER, COLLAB GP III, LLC / MEMBER, COLLAB KIDS GP, LLC · 25–50%
  • ChangedNXC CORPORATION · title MEMBER, COLLAB GP II LLC → MEMBER, COLLAB GP II LLC / MEMBER, COLLAB GP III, LLC / MEMBER, COLLAB GP LLC / MEMBER, COLLAB KIDS GP, LLC / MEMBER, SIMPLE CAPITAL MANAGEMENT, LLC
  • ChangedSHAPIRO, CRAIG · title MANAGING MEMBER, COLLAB GP II LLC / MANAGING MEMBER, COLLAB GP LLC / MANAGING MEMBER, SIMPLE CAPITAL MANAGEMENT LLC → MANAGING MEMBER, COLLAB GP GROWTH, LLC / MANAGING MEMBER, COLLAB GP II LLC / MANAGING MEMBER, COLLAB GP III, LLC / MANAGING MEMBER, COLLAB GP LLC / MANAGING MEMBER, COLLAB KIDS GP, LLC / MANAGING MEMBER, SIMPLE CAPITAL MANAGEMENT LLC
  • ChangedSMITH, DOUG · title MEMBER, COLLAB GP LLC / MEMBER, SIMPLE CAPITAL MANAGEMENT LLC → MEMBER, COLLAB GP LLC
Mar 31, 2014 filing
  • AddedNXC CORPORATION · MEMBER, COLLAB GP II LLC · 10–25%
  • AddedSHAPIRO, CRAIG · MANAGING MEMBER, COLLAB GP II LLC / MANAGING MEMBER, COLLAB GP LLC / MANAGING MEMBER, SIMPLE CAPITAL MANAGEMENT LLC · 75% or more · control person
  • AddedSMITH, DOUG · MEMBER, COLLAB GP LLC / MEMBER, SIMPLE CAPITAL MANAGEMENT LLC · 10–25%
  • ChangedALPS INVESTMENT LLC · title MEMBER → MEMBER, COLLAB GP II LLC
Apr 29, 2013 filing (earliest on record)
  • ListedALPS INVESTMENT LLC · MEMBER · 10–25%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Collaborative Fund Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 NVIDIA CORP NVDA 67066G104 $7.9M 4.62% 39,647 SH
2 APPLE INC AAPL 037833100 $5.9M 3.42% 20,274 SH
3 ALPHABET INC GOOGL 02079K305 $5.3M 3.09% 14,844 SH
4 JANUS HENDERSON AAA CLO E JAAA 47103U845 $5.3M 3.07% 104,418 SH
5 MICROSOFT CORP MSFT 594918104 $4.5M 2.61% 12,008 SH
6 AMAZON.COM INC AMZN 023135106 $4.5M 2.60% 18,725 SH
7 IMGP DBI MANAGED FUTURES DBMF 53700T827 $4.3M 2.47% 138,844 SH
8 VANGUARD TOTAL INTERNATIO BNDX 92203J407 $4.2M 2.44% 86,441 SH
9 ISHARES BROAD USD HIGH YI USHY 46435U853 $3.7M 2.14% 99,140 SH
10 VANECK J. P. MORGAN EM LO EMLC 92189H300 $3.5M 2.02% 135,736 SH
11 SCHWAB INTERMEDIATE-TERM SCHR 808524854 $2.9M 1.70% 118,692 SH
12 SCHWAB SHORT-TERM U.S. TR SCHO 808524862 $2.9M 1.70% 120,994 SH
13 ISHARES FLOATING RATE BON FLOT 46429B655 $2.6M 1.51% 50,860 SH
14 BROADCOM INC AVGO 11135F101 $2.4M 1.42% 6,444 SH
15 VANGUARD MORTGAGE-BACKED VMBS 92206C771 $2.4M 1.41% 51,651 SH
16 JPMORGAN CHASE & CO JPM 46625H100 $2.3M 1.32% 6,906 SH
17 ALTSHARES MERGER ARBITRAG ARB 02210T108 $2.3M 1.31% 75,953 SH
18 ISHARES IBONDS 2026 TERM IBHF 46436E528 $2.0M 1.19% 90,358 SH
19 MERCADOLIBRE INC MELI 58733R102 $1.9M 1.09% 1,106 SH
20 META PLATFORMS INC META 30303M102 $1.9M 1.08% 3,295 SH
21 TAIWAN SEMICONDUCTOR MANU TSM 874039100 $1.7M 1.02% 3,655 SH
22 APPLIED MATERIALS INC AMAT 038222105 $1.7M 0.99% 2,356 SH
23 ABBVIE INC ABBV 00287Y109 $1.7M 0.96% 6,568 SH
24 JOHNSON & JOHNSON JNJ 478160104 $1.6M 0.94% 6,367 SH
25 INVESCO BULLETSHARES 2027 BSJR 46138J585 $1.6M 0.94% 72,178 SH
26 MICRON TECHNOLOGY INC MU 595112103 $1.6M 0.93% 1,389 SH
27 ISHARES IBONDS DEC 2026 T IBDR 46435GAA0 $1.5M 0.88% 62,577 SH
28 ELI LILLY AND COMPANY LLY 532457108 $1.5M 0.86% 1,229 SH
29 WALMART INC WMT 931142103 $1.4M 0.81% 12,217 SH
30 VISA INC V 92826C839 $1.3M 0.78% 3,928 SH
31 TESLA INC TSLA 88160R101 $1.3M 0.78% 3,201 SH
32 BERKSHIRE HATHAWAY BRK.B 084670702 $1.2M 0.72% 2,477 SH
33 YUM CHINA HOLDINGS YUMC 98850P109 $1.2M 0.70% 29,539 SH
34 ISHARES IBONDS OCT 2026 T IBIC 46438G505 $1.2M 0.68% 45,094 SH
35 ISHARES IBONDS 2027 TERM IBHG 46436E478 $1.2M 0.68% 53,208 SH
36 ADVANCED MICRO DEVICES AMD 007903107 $1.2M 0.68% 2,010 SH
37 IQ MERGER ARBITRAGE ETF MNA 45409B800 $1.1M 0.65% 30,821 SH
38 NEUROCRINE BIOSCIENCES IN NBIX 64125C109 $1.1M 0.65% 6,611 SH
39 AMPHENOL CORP CLASS A APH 032095101 $1.0M 0.61% 5,937 SH
40 CISCO SYSTEMS INC CSCO 17275R102 $1.0M 0.61% 8,880 SH
41 VANGUARD HIGH-YIELD ACTIV VGHY 922031687 $1.0M 0.60% 13,772 SH
42 WIX.COM LTD WIX M98068105 $1.0M 0.60% 22,602 SH
43 TOYOTA MOTOR CORP TM 892331307 $1.0M 0.60% 6,068 SH
44 TARGA RESOURCES CORP TRGP 87612G101 $991.0K 0.58% 3,696 SH
45 BANK OF NEW YORK MELLON BNY 064058100 $973.5K 0.57% 6,732 SH
46 HOWMET AEROSPACE INC HWM 443201108 $965.2K 0.56% 3,590 SH
47 ASML HOLDING NV ASML N07059210 $949.0K 0.55% 477 SH
48 COSTCO WHOLESALE CORP COST 22160K105 $946.7K 0.55% 1,012 SH
49 SILICON MOTION TECHNOLOGY SIMO 82706C108 $934.7K 0.54% 2,804 SH
50 UNITEDHEALTH GROUP INC UNH 91324P102 $910.2K 0.53% 2,190 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-31 $171.8M 182 0002132074-26-000002
2026-03-31 2026-04-28 $161.9M 160 0002132074-26-000001
Filer Information
Address
500 DAMONTE RANCH PARKWAY
BLDG 700, UNIT 700
RENO, NV 89521
Phone
(203) 629-3300
Filing Manager
Collaborative Fund Advisors, LLC
RENO, NV
Signatory
Belena Vincetti
Chief Com